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Building Permit #465-15 - 200 WAVERLY ROAD 11/12/2014
t- "x j'ORTF/ f OF�t�eo BUILDING PERMIT TOWN OF NORTH ANDOVER ° ti APPLICATION FOR PLAN EXAMINATION - � Permit NO: Date Received Date Issued: iZ' �4SSACHU5 LOCA IMPORTANT: Applicant must complete all items on this papze MAP NO: L(".) PARCEL:b> ZONING DISTRICT: Historic District yes/ no Machine Shop Villaqe ves 1 no TYPE OF IMPROVEMENT PROPOSED USE Residential Non- Residential ❑ New Building ❑ One family ❑ Addition ❑ Two or more family ❑ Industrial ❑ Alteration No. of units: ❑ Commercial ❑ Repair, replacement ❑ Assessory Bldg ❑ Others: ❑ Demolition ❑ Other ❑ Septic ❑ Well ❑ Floodplain ❑ Wetlands ❑ Watershed District ❑ Water/Sewer Identification Please Type or Print Clearly) OWNER: Name: J&J9 RMA1,5 Phone: Q7FS- G�oi�j`T Address: V-Dp (,%-)AI/��[ S� /"CD k)• Q 1-14 FF—CONTRACTOR Name:.mmw — . _ i — _ Phaft: �-,Mft Address: Supervisor's Construction License: Home Improvement License: "3U5 txp. mmmft a r/s Exp. Date: Date: A ff ARCHITECT/ENGINEER777/o�f � Phone:_ 73 a- `73'Q- .7763 Address: 9 Cc,► &)31? y LA.) b&Mfftj&i:r n7-ra1Reg. No --31L1 FEE SCHEDULE: BOLDING PERMIT: $12"00 PER $1000.00 OF THE TOTAL ESTIMATED COST BASED ON $125.00 PER S.F. Total Project ost: $ �3_�'o27.3U` FEE: $ 27&• bD Check No.: Receipt No.: 17.-qo6 NOTE: Persons contracting with unregistered contractors do nc r Signature of Agent/Ow o Signature of AR V1 a Plans Submitted ❑ Plans Waived ❑ Certified Plot Plan ❑ Stamped Plans ❑ TYPE`OF SEWERAGE DISPOSAL Public Sewer ❑ Tanning/Massage/Body Art ❑ Swimming Pools ❑ Well ❑ Tobacco Sales ❑ Food Packaging/Sales ❑ Private (septic tank, etc. ❑ Permanent Dumpster on Site ❑ THE FOLLOWING SECTIONS FOR OFFICE USE ONLY INTERDEPARTMENTAL SIGN OFF - U FORM PLANNING & DEVELOPMENT Reviewed On COMMENTS Signature CONSERVATION Reviewed on Signature C COMMENTS HEALTH Reviewed on Signature COMMENTS Zoning Board of Appeals: Variance, Petition No: Zoning Decision/receipt submitted yes Planning Board Decision: Commen Conservation Decision: Comments Water & Sewer Connection/Signature & Date Driveway Permit DPW Town Engineer: Signature: Located 384 Osgood Street FIRE DEPARTMENT - Temp,Dumpster on site yes. _ -. L-•ocated,at 124 -Main Street Fire'Department.signatureLdate__,. COMMENTS Dimension Number of Stories: Total square feet of floor area, based on Exterior Total land area, sq. ft.: ELECTRICAL: Movement of Meter location, mast or service drop requires approval of Electrical Inspector Yes No DANGER ZONE LITERATURE: Yes No MGL Chapter 166 Section 21A —F and G min.$100-$1000 fine NU i t5 and UA I A — (For department use ❑ Notified for pickup Call Emai 1 Date Time Contact Name Doc.Building Permit Revised 2014 Building Department The following is a list of the required forms to be filled out for the appropriate permit to be obtained. Roofing, Siding, Interior Rehabilitation Permits ❑ Building Permit Application ❑ Workers Comp Affidavit ❑ Photo Copy Of H. I. C. And/Or C. S. L. Licenses ❑ Copy of Contract ❑ Floor Plan Or Proposed Interior Work ❑ Engineering Affidavits for Engineered products NOTE: All dumpster permits require sign off from Fire Department prior to issuance of Bldg Permit Addition Or Decks ❑ Building Permit Application ❑ Certified Surveyed Plot Plan o Workers Comp Affidavit ❑ Photo Copy of H.I.C. And C.S.L. Licenses ❑ Copy Of Contract o Floor/Cross Section/Elevation Plan Of Proposed Work With Sprinkler Plan And Hydraulic Calculations (If Applicable) o Mass check Energy Compliance Report (If Applicable) ❑ Engineering Affidavits for Engineered products NOTE: All dumpster permits require sign off from Fire Department prior to issuance of Bldg Permit New Construction (Single and Two Family) ❑ Building Permit Application ❑ Certified Proposed Plot Plan ❑ Photo of H.I.C. And C.S.L. Licenses ❑ Workers Comp Affidavit ❑ Two Sets of Building Plans (One To Be Returned) to Include Sprinkler Plan And Hydraulic Calculations (If Applicable) ❑ Copy of Contract ❑ Mass check Energy Compliance Report o Engineering Affidavits for Engineered products NOTE: All dumpster permits require sign off from Fire Department prior to issuance of Bldg. Permit In all cases if a variance or special permit was required the Town Clerks office must stamp the decision from the Board of Appeals that the appeal period is over. The applicant must then get this recorded at the Registry of Deeds. One copy and proof of recording must be submitted with the building application Doc: Building Permit Revised 2014 Location��� / F No. Aj y 4Date �2 Check 2 b 2 6 9 TOWN OF NORTH ANDOVER Certificate of Occupancy $ Building/Frame Permit Fee s 2 Foundation Permit Fee $=_ Other Permit Fee $-- TOTAL ' $ Building Inspector L � uj _ _ - O L CL d CO m Q OW o y E Q LN :'� ' +' _ -°'C, o J.: _ (.i L L M " 3 m Q� ' J N � > _ Cc i _ °' N a) m o U' ca o =tea CL c o 0 Mn CM o0 L C CL a> 4) —W 0 w =_ .U) _ r c5 o = c =a CL ai 'S ~ O N v m N W = -a O O LL -5i d N = N '� w W w E v V 0 c ;z C-) Q o-0 d c N .Q O H t Q o V E N IL U) _ ate' rn m 0 CD _ _ O N N .0 O Z O a J O O W COCL Z Z 0 CO 0 ~ A Z V W x Z w� H i/i W LLI -i CL Z 19 I.: � C 00 0 0 o = z Q W W W O W Z 0. o: L=i Z Z �_ Q Q Z Z Q Z LJJ 9z O J m Q o W co 5 LL N m W U Y n an O + co ? N O Z N 0 C L m i U = b w E0 Y O O O_ a) 3 :3 ro o G 2 0 oC v LLL (n LL 2' U LL 2' LL K (n LL K LL m Ln In � uj _ _ - O L CL d CO m Q OW o y E Q LN :'� ' +' _ -°'C, o J.: _ (.i L L M " 3 m Q� ' J N � > _ Cc i _ °' N a) m o U' ca o =tea CL c o 0 Mn CM o0 L C CL a> 4) —W 0 w =_ .U) _ r c5 o = c =a CL ai 'S ~ O N v m N W = -a O O LL -5i d N = N '� w W w E v V 0 c ;z C-) Q o-0 d c N .Q O H t Q o V E N IL U) _ ate' rn m 0 CD _ _ O N N .0 O Z O a J O O W COCL Z Z 0 CO 0 ~ A Z V W x Z w� H i/i W LLI -i CL Z 19 I.: � C 00 Tom Petersen Architects Planners Mr. Gerald Brown, Inspector of Buildings Town of North Andover Building Department 1600 Osgood Street North Andover, MA 01810 Re: Solar Panel Installation Ritchie Residence 200 Waverly Road North Andover, MA 01845 Hi Gerald, October 30, 2014 I've reviewed the proposed solar panel installation at this location to evaluate the existing roof structure and the connection of the panels to the roof. Criteria: Applicable codes: 8"' Edition Residential Code (2009 International Residential Code with Massachusetts Amendments) 2001 Wood Frame Construction Manual Design roof load: 40 psf live load, 15 psf dead load, 55 psf total load Design wind load: 110 mph, 35 psf My findings are as follows. 1. The new solar panels will imply an additional dead load of 3 psf. The existing roof structure (residence: 2x6 rafters @ 16" o.c., with 2x4 knee walls, 2x4 collar ties/ceiling joists @ 16" o.c. and 2x8 ridge, span = +/- 12'-7"; garage: 2x6 roof rafters @ 16" o.c., with 2x6 ridge, span = +/- 7'-8") is sufficient to bear this additional load. 2. The solar panels are attached to the roof with the SolarMount-1 rack system by UNIRAC. The rack system, roof connections and connection spacing are rated for 110 mph. This project requires the larger Solar Mount I-2.5 beam (2.5" high) and spacing of flange foot connection to roof at 48" o.c. maximum. Flange footing connections to the rail are not required to be staggered. The flange foot connections to the roof are 3/8" diameter x 4" long lag bolts. I therefore certify that this installation complies with the applicable codes and design loads mentioned above and is acceptable for approval. Please let me know if you have any questions on this information. Thanks! ,&" Si rely yours, 1h Tom Petersen Cc: Kelcy Pegler, Roof Diagnostics �EµED ARC F. PC14 o i No. 31621 z % HOWELL, 01, NJ s �q4TH OF Mp`S�PG 6 Country Lane • Howell, New Jersey 07731 • Telephone 732-730-1763, Fax 732-730-1783 MMN m y Z Z N 6� kk� i MM =3 O\ t C mm W TSO - nn nn �m ° 3 F- N M y CAM _ -4 Z - N M m i A Zn-an (1 �w m zw Zs � Z� aM i u' ami tj' m r m r co O Mtn co NLn mul -u mW 0 �u� 'UlX OE OE m p It -n N N m T 20 o>01 N O \ 3 p° d�-u T> O m N _ a � o N N_ N N N D b tJ 20 r n3 O� 0 > 70 W S > 0 :K _:K OMK) IF NZ� �M� DRAWING No. CLIENT INFORMATON SOLAR SYSTEM ne- 6.410 kW DC Home . 2831 `'��=�>' DRAWING BY: RITCHIE RESIDENCE MICRO INVERTERS SOLAR TOM PETERSEN CZ 2G M-21S-40-2LL-522-IG 200 Waverly Road ARCHITECT, LLC DATE PANELS 6 COUNTY LANE North Andover, MA 01845 IBMODULES 255 w PER MODULE HOWELL, NJ 01131 6 THOMAS F. PETERSEN 10.22.14 8 MODULES 6235 w PER MODULE NY ARCH. L IC.035240 132.130.1143 Hz .b O Dp 19 • rd iii M d oaGq m � N Z to c'd m y Moa � � 300 Nen � �a U� ( # W W •� N� I I y I c I I � I i � I I I 1 � I m d I I o acd � yc;bFw ooA I Ifo c o z Ll c E 00 " I O - 0 wU I en a i W � eq 0 1 M z� N � e�3 a � Roe V1M G V� Vt�p�O�b M C, G Y a' O> u . opo 00 � a 00N 5vj 00 °°�° CanadianS®lar Make The Difference 'Black frame product can be provided upon request. PRODUCT I KEY FEATURES Excellent module efficiency up to 15.85% tlThcn�y High performance at low irradiance above 96.5% Positive power tolerance up to 5w tUt:� High PTC rating up to 91.88% 9 Anti -glare module surface available THE BEST IN CLASS Canadian Solar's modules are the best in class in terms of power output and long term reliability. Our meticulous product design and stringent quality control ensure our modules deliver an exceptionally high PV energy yield in live PV system as well as in PVsyst's system simulation. Our accredited in-house PV testing facilities guarantee all module component materials meet the highest quality standards possible. PRODUCT I WARRANTY & INSURANCE Power output >oo Added Value from 97 our limited Warranty y Statement Industry 80%standard 5 10 15 20 25 Years 25 Year Industry leading linear power output warranty 10Year Product warranty on materials and workmanship rNCanadian Solar provides 100% non -cancellable, immediate warranty insurance PRODUCT& MANAGEMENT SYSTEM I CERTIFICATES` IEC 61215 / IEC 61730: VDE/CE/MCS/JET/KEMCO/SII/CEC AU/ INMETRO/CQC/CGC UL 1703/ IEC 61215 performance: CEC listed( US) / FSEC (US Florida) UL1703:CSA I IEC61701ED2:VDE ) IEC62716:TUV ) I EC60068-2-68: SGS PV CYCLE (EU) I UN19177 Reaction to Fire: Class 1 vv..n i n.o .cr.om na i n of r n. 1 uppo tri n.o.n Lr. m 45 pr'd-, v hAv.nu VN G eiph Ontario 7 . C Cana 1509001: 2008 I Quality management system ISOTS16949:2009 I The automotive industry quality management system 15014001:2004 I Standards for environmental management system IP67 junction box QC080000:2012 I The certificate for hazardous substances process management long-term weather endurance OHSAS18001:2007 I International standards for occupational health and safety �Sp�eC E �9 BBAr �? p Heavy snow load up to 5400pa Please contact your sales representative for the entire list of certificates applicable to your products CANADIAN SOLAR INC. Founded in 2001 in Canada, Canadian Solar Inc., (NASDAQ: CSIQ) is the world's TOP 3 Salt mist, ammonia and blown sand solar power company. As a leading manufacturer of solar modules and PV project resistance, for seaside, farm and developer with about 6 GW of premium quality modules deployed around the world desert environment in the past 13 years, Canadian Solar is one of the most bankable solar companies in Europe, USA, Japan and China. Canadian Solar operates in six continents with customers in over 90 countries and regions. Canadian Solar is committed to providing high quality solar products, solar system solutions and services to customers around the world. vv..n i n.o .cr.om na i n of r n. 1 uppo tri n.o.n Lr. m 45 pr'd-, v hAv.nu VN G eiph Ontario 7 . C Cana V CanadianSolar Make The Difference ELECTRICAL DATA I STC Electrical Data CS6P-250P CS6P-255P Nominal Maximum Power (Pmax) 250 W 255 W Optimum Operating Voltage (Vmp) 30.1 V 30.2 V Optimum Operating Current (Imp) 8.30A 8.43 A Open Circuit Voltage (Voc) 37.2 V 37.4 V Short Circuit Current (Isc) 8.87A 9.00A Module Efficiency 15.54% 15.85% Operating Temperature -40 aC"+85 aC Maximum System Voltage 1000V(IEC)It1000V(UL)/600V(UL) Maximum Series Fuse Rating 15A Application Classification Class A Power Tolerance 0-+5W *Under Standard Test Conditions (STC( of irradiance of 1000W/m', spectrum AM 1.5 and cell temperature of 2S•C. 22 ELECTRICAL DATA I NOCT Electrical Data CS6P-250P CS6P-255P Nominal Maximum Power (Pmax) 181 W 185 W Optimum Operating Voltage (Vmp) 27.5 V 27.5 V Optimum Operating Current (Imp) 6.60 A 6.71 A Open Circuit Voltage (Vac) 34.2 V 34.4 V Short Circuit Current (Isc) 7.19 A 7.29A •Under Nominal Operating Cell Temperature(NOCT), irradiance of 800 W/m2, spectrum AM 1.5, ambient temperature 20'C, wind speed 1 m/s. Standard Packaging 24pcs, 504kg (quantity and weight per pallet) MODULE i MECHANICAL DATA Specification Data CeIlType Poly-crystalline76lnch Cell Arrangement 60(6x10) Dimensions _ _1639-L9 82z40mm(64.Sx38.7z1.57in)� Weight 18.5kg (40.8 lbs) Front Cover_ _ _ —3.2mmtemperedglass_r Frame Material_ Anodized aluminium alloy rfiJunction BOX _— --- -IP67, 3 diodes., _____ Cable 4mm'(IEC)/4mm'&12AWG 1000V(UL1000V)/ � 44 12AWG(UL600V), 1000mm (650mm is optional) Connectors MC4orMC4comparable_, Standard Packaging 24pcs, 504kg (quantity and weight per pallet) Module Pieces Per Container- 672pcs (40'HQ)_J TEMPERATURE CHARACTERISTICS Specification Data Temperature Coefficient (Pmax) -0.43 %/°C Temperature Coefficient (Voc) -0.34%/'C Temperature Coefficient (Isc) 0.065 %/aC Nominal Operating Cell Temperature 45±2C PERFORMANCE AT LOW IRRADIANCE Industry leading performance at low irradiation, +96.5% module efficiency from an irradiance of 1000W/m'to 200W/m'(AM 1.5, 25 °C) MODULE I ENGINEERING DRAWING Rear View Frame Cross Section I Sechan A -A I 1110 I CS6P-255P I I-V CURVES 10 10 9 9 8JW/. 6 TT -6_6 aa m5m5 � 44 0 33 —5C 22 —25 C C 1-45 1 —65C 0 g 0 5 10 15 20 25 30 35 40 0 5 10 15 20 25 30 35 40 45 Voltage(V) Voltage(V) Partner Section As there are different certification requirements in different markets, please contact your sales representative jar the specific certlfimtes applicable to your products. The specification and key features described In this Datasheet may deviate slightly and are not guaranteed. Due to on-going innovation, research and product enhancement Canadian Solari— reserves the right to make any adjustment to the lnformatlon described hereto, at any time without .oder. Please always obtain the most —m version of the datasheet which sholi be duly incorporated into the binding contract made by the partes governing all transactions related to the purchase and sale of the products described herein. . n �n. of om G.iyoa o 9.y 074 rigits re cvd rad c ata t v4 rN t poCport n ian ala om C. tial le fct nd in call N I rlst' r a t Enphase Microinverters { i ti enphase E N E R G Y SUM - The Enphase` Microinverter System improves energy harvest, increases reliability, and dramatically simplifies design, installation, and management of solar power systems. The Enphase System includes the microinverter, the Envoy* Communications Gateway,"' and Enlighten" Enphase`s monitoring and analysis software. PRODUCTIVE - Maximum energy production - Resilient to dust, debris and shading - Performance monitoring RELIABLE - System availability greater than 99.8% -No single point of system failure SMART Ouick and simple design, installation, and management 24/7 monitoring and analysis SAFE - Low -voltage DC Reduced fire risk e] enphase° GO- L td L RG Y c us Enphase$ M215 Microinverter // DATA INPUT DATA (DC) M215-60-2LL-S22/S23 and M215-60-2LL-S22-NA/S23-NA (Ontario) Recommended Input pourer (STC) 190 - 270 W Maximum input DC voltage 45 V Peak power trar king "voltage 22 -'36 V Operating range 16 - 36 V Min./Max. start voltage 22V/45 V Max. DC short circuit current 15 A Max. input current 10:5 A OUTPUT DATA (AC) 0200 VAC 0240 VAC Rated (continuous) output power 215 W 215 W Nominal output current 1.0 A (Arms at nominal duration) 0.9 A (Arms at nominal duration) Nominal voltagelrange 208 / 183-229 V '2401211-'264 V Extended voltage/range 179-232 V 206-269 V Nominal frequency/range 60.0159.3-60.5 Hz 60.0 / 59.3-60.5 Hz Extended frequency range 57-60.5 Hz 57-60.5 Hz Power factor >0.95 >0.95 Maximum units per 20 A branch circuit 25 (three phase) 17 (single phase) Maximum output fault current 1.05 Arms, over 3 cycles; 1.04 Arms over 5 cycles EFFICIENCY CEO weighted efficiency 96.0% Peak Inverter efficiency 96.3% Static MPPT efficiency (weighted, reference EN50530) 99.6% Dynamic MDPT efficiency (fast Irradiation changes, reference EN50530) 99.3% Night time power consumption 46 mW MECHANICAL DATA Ambient temperature range -40°C to + 65°C Operating temperature range (interna() -40°C to + 85*C Dimensions 6oVxHxD) 17.3 cm x 16.4 cm x 2.5 cm (6.8" x 6.46"x,1.0") without mounting bracket Weight 1.6 kg (3�5 lbs) Cooling Natural convection - No fans Enclosure environmental rating Outdoor - NEMA 6 FEATURES Compatibility Pairs with most 60 -cell PV modules Communication Power line Monitoring Compliance Free lifetime monitoring via Enlighten software UL1741/IEEE1547, FCC Part 15 Class B CAN/CSA-022.2 NO. 0-M91. 0.4.04, and 107.1-01 To learn more about Enphase Micronverter technology, visit cnphase.co n D 2013 CMAmm Uvw Alls,Ultis ie,. su%¢sd. Ail o-aden anus at tow fele at Uis tbairt l ixo mgsluval�y VK+ Ienphase- N r Ir s7 Y Envoy Communications Gateway Enjoy Communications Gateway- The Enphase Envoy`' CommunicationsGateway is the networking hub for the fnphase Microinverter System. System owners can easily check the status of their solar system using the Envoy's LCD display or they can get more detailed information through Enlighten` Enphase's web -based monitoring and analysis software, included with purchase of Envoy. SMART Includes web -based monitoring & control - Integrates with smart energy devices enphase- SIMPLE - Plug & play installation - Automatic upgrades & diagnostics RELIABLE - 24/7 monitoring & analysis - Advanced date management $. storage V 1' 4 C us r Envoy Communications Gateway // DATA INTERFACE Power Line Communications Enphase proprietary Local Area Network (LAM 10/100 auto -sensing, auto -negotiating POWER REQUIREMENTS AC supply 120 VAC, 60 Hz Power consumption 2.5 watts typical, 7 watts maximum CAPACITY Number of microinverters polled Recommended up to 500 For commercial installations, multiple Envoy devices are used in combination with Una Communications Filters (LCF) to separate networking domains across the site. MECHANICAL DATA Dimensions (WxHxD) 222.5 mm x 112 mm x 43.2 mm (8.8" x 4.4"x 1.7") Weight 340 g (12 oz.) Ambient temperature range -40°C to +65°C (-400 to 149°F) Cooling Natural convection—n0 fans Enclosure environmental rating Indoor NEMA 1 FEATURES Standard warranty term Compliance One year UL 60950-1, EN 60950-1 FCC Part 15 Class B To learn more about Enphase microinverter technology, Visit enphase.com V 2013 L1>? 'zSC LnVfl} JU tighla reXrVeA, Wi piyCC( t➢rMS a I i8nd1 K1 qY3 fKYJUTCR rrc rcy51cW Cy Mr rcwmav? omo. r, I e p Wase, Ji h 'a t; h G Y � QaaQo� NEC 2014 — Enphase Svstem Code Compliance Overview This technical brief discusses new NEC 2014 requirements that apply to Enphase Microinverter Systems. It is useful for installers, electricians, and electrical inspectors or authorities having jurisdiction (AHJs) for understanding how code -compliance is handled where NEC 2014 is adopted. Main topics discussed in this document are: • NEC 2014 Section 690.12 Rapid Shutdown of PV Systems on Buildings • NEC 2014 Section 705.12 Point of Connection • NEC 2014 Section 690.11 DC Arc -Fault Circuit Protection NEC 2014 Section 690.12 Rapid Shutdown of PV Systems on Buildings Enphase Microinverter Systems fully meet this rapid shutdown requirement, without the need to install additional electrical equipment. Properly labeling the PV system power source and rapid shutdown ability is required per NEC Section 690.56 (B) and (C). Solar electric PV systems with Enphase Microinverters have one utility -interactive inverter directly underneath each solar module, converting low voltage DC to utility grid -compliant AC. When the utility grid is available and the sun is shining, each microinverter verifies that the utility grid is operating within the IEEE 1547 requirements. Only then does it export AC power into the electric service for use by loads onsite or export power to the utility grid for others to use. When the utility grid has a failure, or the PV system AC circuits are disconnected from the utility service via an AC breaker, AC disconnect or removal of the solar or main utility service meter, the microinverters stop producing AC power in fewer than six AC cycles. Enphase Microinverters are not capable of operating as an AC voltage source. This means that without an AC utility source, Enphase Microinverters are not able to energize connected wiring and no AC voltage or current can be injected into the PV system AC circuits or the grid. When the AC utility source is removed from the PV system AC circuits via any means, such as an AC breaker, AC disconnect, or removal of the solar or main utility service meter, this equipment performs the rapid shutdown function per 690.12. With an Enphase Microinverter System this shutdown occurs well within the 690.12 required 10 seconds, and there are no other conductors energized more than 1.5 m (5 ft) in length inside a building or more than 3 m (10 ft) from a PV array. Code Reference 690.12 Rapid Shutdown of PV Systems on Buildings. PV system circuits installed on or in buildings shall include a rapid shutdown function that controls specific conductors in accordance with 690.12(1) through (5) as follows. (1) Requirements for controlled conductors shall apply only to PV system conductors of more than 1.5 m (5 ft) in length inside a building, or more than 3 m (10 ft) from a PV array. (2) Controlled conductors shall be limited to not more than 30 volts and 240 volt-amperes within 10 seconds of rapid shutdown initiation. (3) Voltage and power shall be measured between any two conductors and between any conductor and ground. (4) The rapid shutdown initiation methods shall be labeled in accordance with 690.56(B). (5) Equipment that performs the rapid shutdown shall be listed and identified. 0 2014 Enphase Energy Inc. All rights reserved. March 2014 NEC 2014 — Enphase System Code Compliance NEC 2014 Section 705.12 Point of Connection Code Reference 705.12(D)(6) Wire Harness and Exposed Cable Arc -Fault Protection. A utility -interactive inverter(s) that has a wire harness or cable output circuit rated 240 V, 30 amperes, or less, that is not installed within an enclosed raceway, shall be provided with listed acAFCI protection. This requires exposed AC cable systems, such as the Enphase Engage Cable, to be protected by AC Arc -Fault Circuit Interrupter (AC AFCI) protection devices in the AC panel. Since Enphase Microinverters are utility -interactive inverters that backfeed into the electrical service through the overcurrent protection device, any overcurrent protection devices with AC AFCI that are installed must be specifically backfeed capable. NEC 2014 705.12 (D) (4) Suitable for Backfeed. Circuit breakers, if backfed, shall be suitable for such operation. If terminals of circuit -breaker AFCIs are marked "Line" and "Load," then the product is not backfeed capable. Today there are no known AC AFCI backfeed capable products in existence or planned, so Section 90.4 of the NEC code advises the inspector / AHJ to grant permission to use products that comply with the most recent previous edition of the Code. Until AC AFCI backfeed capable product is available, complying with NEC 2014 Section 705.12 (D) (6) is achieved by discretionary guidance per NEC 2014 Section 90.4 and referring to NEC 2011 Section 705.12, where AC Arc -Fault Circuit Protection is not a requirement for utility -interactive inverters. Code Reference 90.4 Enforcement. This Code may require new products, constructions, or materials that may not vet be available at the time the Code is adopted. In such event, the authority having jurisdiction may permit the use of the products, constructions, or materials that comply with the most recent previous edition of this Code adopted by the jurisdiction. NEC 2014 Section 690.11 DC Arc -Fault Circuit Protection This requirement is for direct current (DC) Arc -Fault Circuit protection, and only applies to systems with DC voltages above 80 VDC. Enphase Microinverter systems are exempted from this requirement as they always operate well below 80 VDC. The requirement is basically unchanged from the NEC 2011, and it is unnecessary to add DC AFCI to an Enphase Microinverter System installation. Code Reference 690.11 Arc -Fault Circuit Protection (Direct Current). Photovoltaic systems with do source circuits, do output circuits, or both, operating at a PV system maximum system voltage of 80 volts or greater, shall be protected by a listed (dc) arc -fault circuit interrupter, PV type, or other system components listed to provide equivalent protection. © 2014 Enphase Energy Inc. All rights reserved. March 2014 _ '� � � _..... ire` .:� ;� .. w .� _ j _ T�cofaveti ScOm- 877-959-3947 cc-maed to vh:- silpt*e o ;-:Aer 11 b Z3 :Z 3 I � � r TEcoFa ten Solara 877-859-3947 Ccrrm n:i to tine Soppart ed Rv-,,s-v,«Ne F—:erpry+ P et� w 15 I rr to m LAJ M r. NJ L:Lz =3 m to ro m R g - Lo cr CI- of L6 CL tu SL to U3 FLANGE NUT END CLAMP OP MOUNTING FLANGE NUT CLAMP MID CLAMP T -BOLT UGC -1 CLIP T -BOLT SOLAR MOUNT RAIL ...--T- BOLT UGC -1 '�- CLIP �- RAIL O 00000 O ©2008 UNIRAC, INC. Installation Detail 1411 BROADWAY BLVD NE SolarMount Rail ALB000MOUE. NU 87102 URA Top Mounting Clamp PHONE 505242.6411 UNIRAC.COM Universal Grounding Clips URASSY-0006 Cecil :trorPr,D`_?:= Y-37`_ —soh: Id: ml tail—Stf•=-1 ..^.lid—T r lhur Clorp.-Jvt. _.'22,iJnF {-: - II 0 n N 1 0.75- 00000 SolarMount 02008 UNIRAC. INC. 1411 BROADWAY BLVD NE ALBUOUEROUE. NAI 87102 USA PHONE $05.242.6411 UNIRAC.COM UNIRAC-300001 Standard Rail SO RMOUNT Top Mounting UniRac Grounding Clips and WEEBLugs - 225.6 UGC -1 ■■■SIRS!■ ■■m■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■E■■■■■■ t■■■■■■■ Em�■■■■■ 60160020 ■/■■■■■■I■■■■■■■■ ES■E■■■■I■■■■■ES■ monsoons ■E1E■1■■ ■■■■1E■■ ■■■ENE■■ 1111■■■■I■■■i■'-■w NOR am a N ■■■■■■■ ■■■�` `iii iii ■■■/■Sm■ ■■mE■■■■ EEEEEEE■ NESE■■■ ■ENEEEE■ —■NNS■Nma mS■■■■■i ■■NE■ESW ■NEEM■■ S■N■n■■■ m■■■■■■■�m■■■■■■N am now ■■■■■■■■ ■■i/■■■■ i■■■■■■■ ■■■■■■■■ ■■E■■■■m ■■■■■NE■ ■■00 NUN 1 RAC Pub 710617-2cc June 2011 ■■ m 2011 t vUnlroe, Inc. AWL-3GROUDCOMVAHY A:wthurei'med. cgnmDIf Module L�� �`� • � • J' T -boll Nb1 0. ; r , W r UGGI p r Fjtare26.SFidelAXItrounding Jntertek j j �_ 7'q elrprntotopmountinadarolfulL Torque modules to place an top of Gnte..eree ULstr.euaut � ••••� K''ri�.: �ir'-'i •�.�.. .,?i x. 3. clip.Nibswillpenetraterailanod- isation mid creole roundinpath throash rail lsee si;.R"aene ddd. SolorMount3 rol (any We) Fwm27. Insert a Dolt in the WEEBLug aluminum rail ordtrough the clearance hole in the stainlerssteell jhu washer. Place thestainless sled 1ttwasheron the bol, odented sothedimpies wiUcontmdw . ahiminumrailPlace the lugpordon =t: , on the bait and stainless: stedfJat //J nwsher.Inatallatelnleustedtlat Iockxnshtrandn= WFFAtup washer, rWkenthenuturuiithe dimples am tompletelyembeddeduuothemU and htg. 7lte embedded dimples make Sl0(nle�l agdt-dghtmechanical connection Washer (WEED) atldensureg0odeloctritalaomrectton betneenthe ahusdnumra2and the tugthroughtheWEBB.�y crp.uahip .rewwsrps.ny. type) (alry hroeJ ■■■SIRS!■ ■■m■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■■■■■■■■ ■E■■■■■■ t■■■■■■■ Em�■■■■■ 60160020 ■/■■■■■■I■■■■■■■■ ES■E■■■■I■■■■■ES■ monsoons ■E1E■1■■ ■■■■1E■■ ■■■ENE■■ 1111■■■■I■■■i■'-■w NOR am a N ■■■■■■■ ■■■�` `iii iii ■■■/■Sm■ ■■mE■■■■ EEEEEEE■ NESE■■■ ■ENEEEE■ —■NNS■Nma mS■■■■■i ■■NE■ESW ■NEEM■■ S■N■n■■■ m■■■■■■■�m■■■■■■N am now ■■■■■■■■ ■■i/■■■■ i■■■■■■■ ■■■■■■■■ ■■E■■■■m ■■■■■NE■ ■■00 NUN 1 RAC Pub 710617-2cc June 2011 ■■ m 2011 t vUnlroe, Inc. AWL-3GROUDCOMVAHY A:wthurei'med. :B' UN I RAC imt gation sheet22s.6 Unirac Grounding Clips and WEEBLugs 10 year limited Product Warranty See htWiAmmunirac.com for cumin warranty documents and information. aniUNI ���Albs Broadway Boulevard NEII� Albuquerque NM 871oz-x54545 USA 2 Wiley Electronics LLC Washer, Electrical Equipment Bonding and Lug (WEEBLug) The WEEBLug is a device for bonding a solar array. The WEEBLug consists of two parts: a stainless steel washer (weeb-6.7) and a tin-plated copper lug. The washer is designed to provide a reliable gas -light electrical connection with anodized aluminum pieces. The lug allows the lay -in connection of an electrical equipment grounding conductor. The WEEBLug may be attached to the top of a mounting rail with a captive bolt, or fastened to any aluminum piece after drilling a suitable size clearance hole (see part number list below). rigure 1. WEEBLug Usage: Insert a bolt in the aluminum rail or through the clearance hole In the aluminum piece. Place the washer portion on the bolt, oriented so that the dimples will contact the aluminum piece. Place the lug portion on the bolt and washer portion. Install stainless steel washer and nut. Tighten the nut until the dimples are completely embedded and the lug and aluminum piece are flat against the body of the WEEB. The embedded dimples will make a gas-tight mechanical connection and thus ensure good electrical connection between the aluminum and the lug. oopyrigh12006 Wiley Electronics LLC Figure 2. WEEBLug mounted on rail. • Material: 304 stainless steel, tin-plated copper • Listed to UL467 by ETL • Torque to 10 ft -ib using general purpose anti -seize • Maximum electrical equipment ground conductor size: 6 AWG • Use with 'Whardware (included) • Outdoor rated Part number. WEEBL-6.7 for use with'/, inch mounting hardware WEEBL-8.0 for use with 5/16 inch mounting hardware WEEBL-8.2 for use with 8 mm mounting hardware copyright 2006 Wiley Electronics LLC Smart Synchs the smart grid intelirgente company' CENTRONO GPRS SmartMeter SmorfSynch's AMlinletkgence'^" metering solution features a communications module that is .�� Iniegroled into the Ilion CENTRON electricity meter, the CENTRON SmarfMeter communlcotes with a "server running SmorfSynch's Transaction Management System"M (TMS) and complies with ANSI C12.19 protocols for dota storage onp tronsmission. t This solution delivers ocilonobte intelligence (critical usage and rale Bolo) over secure public Wireless networks (such as AT&T and Rogers Wireless) and the Intemet - in lieu of cumbersome A� and expensive private networks. This makes moss deployments quicker„ easter, and more scalable, providing a significantly greater Return on Resources (ROR) for utilities. jf Unike proprietary, closed-orchilecture solutions, the CENIRON SmartMeter is essentially a ffir6a future -proof investment in technology. its standards-based IP connectivity makes it adaptable and field -upgradable to support today's sensoring and communications needs, as well as Tomorrow's opportunities, better than any alternative. Functions & Features Wireless Networks • GPRS Advanced Metering Functionol)ty • Flex;ble Two -Way Data Retrieval • Scheduled and On -Demand Reads • Interval Reads (5, 15, 30, 60 minutes) • Reoi-Time Interval Reads • Automated Register, Sell -Read & IOU Retrieval • Demand Resets • Real -Time Meter Event and Alarm Retrieval • Reol-Time Power Outage and Power Restoration • Service Diagnostics and Tamper Detection • Till Defection • Meter Clock Synchronitofion • SmariMeter Status Display • Automated Meier Registration • Secure and Enerypied Data Transmissions Bi -Directional Metering • Over-The-Ak SmariMeter Module Firnrwore. Upgrade Supported Meter Farms • Class 20:35- 45 • Class 100: IS smorisynch, Inc. • Class 200:2S. 125. 25S 4400 Old Conlon Road • Class 320: 2S Jackson, M1sissippi39211 1-88&362-1780 ^W^ Irr-rtfocl , om Hardware Components • Radio Control Module Board (RCM) • Capacitor Storage Bank (CSB) • GSM/GPRS Modern • Internal Antenna • Till Defector • Temperature Sensor Operating Ranges remperature Operating: 1-400C, +85•C) • Tronsmission (GPRS): I -401C, +BYCI Humidity • 0% to 9551 non -condensing Accuracy • Meets ANSI 12,20 for accuracy class 0,51% Regulatory & Indvstry Specifications • FCC Part 15 Class 8 ANSI C37.90 1-1989: (SWC) • ANSI 012.20 (Class 0.5) -1998 • PTCRB Certified • Network Carrier Certified • Measurement Canada Certified Hardware Specifications Smart Syndh,, -_Jr('V�. R Haidwete Component Description Radio Control Module Board (RCM) 32-bit ARM processor, 256K RAM, 512K bosh Supplies peak power for data transmissions and off functions during Capacitor Storage Bank (056) Power outages - no batteries required GSWGPRS Modem GSM modem communicates with head -end using GPRS and SMS services Intemol Antenno Flexible dual frequency GSM antenna for the modem ! lilt Detector Detects unauthorised movement or removal of the device Temperature Sensor Monitors oll temperatures to er-suie correct radio operation Temperature Flanges Suppwfed Metet Forms v: 4 Operating: F40°C, +85°C) Class 20:3S, 4S i Transmission (wireless): (-40°C, *$5°C) Class 100: IS Class 200:25, 125.255 Flumid'ily Range Class 320:25 0% to 95% non -condensing Regutafary A Industry CerfibcaGons FCC Port 15 Class 8 Accuracy ANSI 037.90.1-1989: Surge Withstand Copobtlty (SWC) Meets ANSI 12.20 for accuracy class 0.5% ANSI C12.20 (Class 0.51- 1998 PTCR8 Certified Measurement Canada Certified Network Cartier Certified Input/Output Signolot Inferfoce Defiri4ion/Vofues Module Power input Voltage 120 VAC Meter Serial Interface 3,3V / Til compotibte asynchronous Int egrotion The SmartMeter module is a fully integrated, under the -cover option Inside the CE14TRON rneter. The CENIR014 CPRS SmortMeler is shipped as one complete unit, ready log field deployment. Versron and CompG+ooty intormofton CE14TRON Meier Hordwaie- Supported meter forms, dosses, and types, equipped with battery CE141RON meter Firrrnwore: TBD SmorfModule: CENTRON CPRS SmoriMeter Module Smon5ynch IMS: Version 1.211 of higher About SmatlSynch: tteoaquaiered n 9ockso% Kss., Srrsartsynch has been developing SaccesSful Smarf Grid •ntefigence solutions (Of the uliTty industry since 2000. The Cormony's aeon -tech innovolibns in the two-woy derivery, of reoWiriia energy usoge dojo over public wireless networls (AT&T Fogeys etc.). in lieu of privote network buttd•outs hove to dote simpfried SmorilAelet deployments for 100 rno,'or Nodli Ame!�con ulil t as. while enoblir,g green -energy ndiatives ord deliverinp s grs rcontly hghei P.etuans on Resources. Onl'ke prop!'.etorv. cksseo-acit'tecture soot oris SmorlSrc� s Smor+rsetwi. se p esenl future -pool mve0nents to technology the slondords-based iP conneci'+rly enobred n every Smvrimete° deptoyed mokrts rhern odoptoble ants remotetyupg!odooie to s°,rpport todoy's senses and comnwncotions needs as wv-* as ttxr+oNYW's oaportumCes. ballet than any otrwnntive A EL OR tnc3 NOT CO14ST1nER A can TAIT4 LIMITS SYi N Mr. +01 (CIES enuGY N Commonwealth of Massachusetts r Box � oa2p4 Boston page 1 Ol v 1 and 1090 are ACORD nameregistered marks of ACO The ►NCEL�TION g�Slrensefi IC CERED N D BEFORE OF THE ABOVE DESCRIBED 1.1.IV PIRATpN DATETHEREDF- ROVISIOti SHO ANY HTt1EPOt-icyPROM S THE ACCORDANCE �y� AUTHO bP�SATNEpQ'• rightsrese ACORD 25 t20101051 - The Commonwealth of Massachusetts Department of IndustrialAccidents Office of Investigations 1 Congress Street, Suite 100 Boston, MA 02114-2017 M1v•,, www.mass gov/dia Workers' Compensation Insurance Affidavit: Builders/Contractors/Electricians/Plumbers Applicant Information Please Print LeLibly Name (Business/Organization&dividual): ;QnoF 1D.,46jpiz--yG9; 15'or-Aw. or= Address:r-'� t�}�4Sfl�e�•�.� �(yE" City/State/Zip: / O Phone #: y Are yo n employer? Check the appropriate box: Type of project (required): 1. I am a employer with �g O 4. [1 I am a general contractor and I 6. E] New construction employees (full and/or part-time). have hired the sub -contractors 2. ❑ 1 am a sole proprietor or partner- listed on the attached sheet. 7. ❑ Remodeling ship and have no employees These sub -contractors have g. Demolition working for me in any capacity. employees and have workers' 9. ❑ Building addition [No workers' comp. insurance required.] comp. insurance. 5. We are a corporation and its 10.0 Electrical repairs or additions 3. ❑ 1 am a homeowner doing all work officers have exercised their I LE] Plumbing repairs or additions myself. [No workers' comp. right of exemption per MGL l') E] Rorepairs insurance required.] t c. 152, § 1(4), and we have no ,�.,%� 13. Other�(/'� employees. [No workers' � r comp. insurance required.] *Any applicant that checks box #1 must also fill out the section below showing their workers' compensation policy information. t Homeowners who submit this affidavit indicating they are doing all work and then hire outside contractors must submit a new affidavit indicating such. tContractors that check this box must attached an additional sheet showing the name of the sub -contractors and state whether or not those entities have employees. If the sub -contractors have employees, they must provide their workers' comp. policy number. I atm an employer that.is providing workers' compensation insurancefor my employees. Below is the policy and job site information. Insurance Company Name: Policy # or Self -ins. Lic. M CC>e4e,/•7,2-77(4 Y!3G Expiration Date: —76hez- Job Site Address: o;Za0 CSA Viw—P V -k-Z7 City/State/Zip: /C% QNB►/�� Attach a copy of the workers' compensation policy declaration page (showing the policy number and expiration date). Failure to secure coverage as required under Section 25A of MGL c. 152 can lead to the imposition of criminal penalties of a fine up to $1,500.00 and/or one-year imprisonment, as well as civil penalties in the form of a STOP WORK ORDER and a fine of up to $250.00 a day against the violator. Be advised that a copy of this statement may be forwarded to the Office of Investigations of the DIA for insurance coverage verification. I do hereby certify under thepains and penalties ofperjury that the information provided above is true and correct: Official rise only. Do not write inthis area, to be completed by city or town official. City or Town: Issuing Authority (circle one): 1. Board of Health 2. Building Department 6. Other Contact Person: Permit/License # 3. City/Torun Clerk 4. Electrical Inspector 5. Plumbing Inspector Phone #: U r A� CERTIFICATE OF LIABILITY INSURANCE —DATE 014 09/10/2014 THIS CERTIFICATE IS ISSUED AS A 1ATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF AiSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT:- If the certificate fiblder Is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the pollcy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER MCGRIFF, SEIBELS & WILLIAMS, INC. P.O. Box 10265 CONTACT Martha Lee Hawkins NAME: Af No Ext): 800-476-2211 Alc No): Birmingham, AL 35202 E-MAILmawkiris riff.com me ADDRESS:hmh-kl-@mcgriff.com INSURER($) AFFORDING COVERAGE NAIC # 04/15/2015 INSURERA:James River Insurance Company 12203 PREMISES Ea occurrence)BILITY50,000 $ INSURED Roof Diagnostic Solar Holdings LLC; Roof Diagnostics Solar and Electric LLC; Roof INSURER B :Liberty Mutual Fire Insurance Company 23035 INSURER C :Federal insurance Company 20281 Diagnostics Solar and Electric of NY, LLC; Roof Diagnostics Solar and Electric of Connecticut, LLC; Roof Diagnostics Solar of Mass, LLC; Restoration Design LLC; RDI Consulting, LLC INSURER D INSURER E: 2333 Highway 34 Manasquan, NJ 08736-1423 INSURER F : COVERAGES CERTIFICATE NUMBER:QRXVJSVR REVISION NUMBER: THIS IS TO CERTIFYTHATTHE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TOTHE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACTOR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAYBE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BYTHE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. !LTR TYPE OF INSURANCE g POLICY NUMBER MMIDDYIYYYY FF MMIDO EXP LIMITS A GENERAL LIABILITY X COMMERCIAL GENERALLW CLAIMS•MADE Fx—] OCCUR 000619670 04/1512014 04/15/2015 EACH OCCURRENCE $ 1,000,000 PREMISES Ea occurrence)BILITY50,000 $ MED EXP (Any one person) $ PERSONAL & ADV INJURY S 1,000,000 GENERAL AGGREGATE $ 2,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: POLICYFX PRO- LOC PRODUCTS • COMP/OP AGG $ 2,000,000 $ B AUTOMOBILE LIABILITY X ANY AUTO ALL OWNED SCHEDULED AUTOS AUTOS HIREDAUTOS NOWOWNED AUTOS S2Z91462454014 04129/2014 04/29/2015 COMBINED SINGLE LIMIT Ea acc dent 1,000,000 BODILYINJURY (Per person) $ BODILY INJURY (Per accident) $ PROP DAMAGE S Per aWdenl Deductible: Comp/Coll $1,000 A X UMBRELLA LIAe EXCESS LIAB [I OCCUR CLAIMS -MADE 000619941 04/15/2014 04/15/2015 EACH OCCURRENCE S 1,000,000 AGGREGATE S 1,000,000 DED I I RETENTIONS S WORKERS COMPENSATION AND EMPLOYERS' LIABILITY ANY PROPMETORIPARTNERIEXECUTIVE Y f N OFFICERlMEMBER EXCLUDED? (Mandatory in NH) Ifyes descrbounder DESCRIPTION OF OPERATIONS below N 1 A OD4 4127794 00 07/01/2014 07/01/2015 X WC S7ATl1• E R- E.L. EACH ACCIDENT $ 1,000,000 E.L. DISEASE- EA EMPLOYEE $ 1,000,000 E.L. DISEASE •POLICY LIMIT $ 1,000,000 $ S S DESCRIPTION OF OPERATIONS 1 LOCATIONS f VEHICLES (Attach ACORD 101, Additional Rome" Schedule. If more space Is required) u.=mi iri%,mi c nvL.vcic Commonwealth of Massachusetts PO Box 7010 Boston MA 02204 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATETHEREOF, NOTICE WILL BE DELIVERED IN ACCORDANCE WITH THE POLICY PROVISIONS. AUTHORIZED REPRESENTATIVE Pace t of 1 ©1988-2010 ACORD CORPORATION. All riahtc ACORD 25 (2010105) The ACORD name and logo are registered marks of ACORD SHA:: ., This card acknowledges that the redp1errt has successfully completed a 3D -hour tOccupattonaf Safety and Health Training Carse in Construction Safety and Health JOSEPH WYLD-CH1RICO Michael Nlillsap 4/22/2011 )Framer rurm - print or type) (Course end date) 6:�/rc tl�n»r»rO�rtt+rc�ll� r�(;' %%rrsJa!'�rrsr�(!1 <.. (Massachusetts - Department of Public Safety Board of Building Regulations and Standards Cow.truction Superticor License: CS -093115 "". -1 t• IN JOSEPH M WYLD�HII20I�0 = K3 Regent Street, s North Attleboro IqA 0�2� !z2,,,, Jy_ " Expiration Commissioner 0511412015 f Tice of Consumer Affairs & Business Regulation License or registration valid for individul use only r ME IMPROVEMENT CONTRACTOR before the expiration date. If found return to: ` Office of Consumer Affairs and Business Regulation Registration:._170279 Type IO Park Plaza - Suite 5170 Expiration: (10/5/2015 Supplemeni ;'ard Boston,l\1A 02116 ROOF DIAGNOSTICS SOLAR OF MASS, LLC. • (:tP�. JOSEPH WYLD-CHIRICO ° 89 WASHINGTON AVE: NATICK, MA 01760 Undersecretary kdwitiimut signature t T Resndereteal Solar'SOttJ l:iorTs AMENDMENT REQUEST FORM MMCG rtesIde-VJl l Solar Soluilons P_O_ Box 304 H ous4on�TX 77401 Homeowner Name: RITCHIE, JANE System Price $ 23,227.30 New System Size 6.470 Type of Lease prepay �/ onthly Annual Escalator % (monthlyonly)0 Rebate Authority Canadian Solar Rebate Amount $ 186 30 PBI Amount CO only) Modules: Inverters: Down Payment $ 0 Modules: QTY Brand Model # I Azimut Tilt IShading Modules: 8 Canadian Solar CS6P-255P 186 30 96 Modules: Inverters: 8 16 Canadian Solar Enphase M215-60-2LL-S22-IG Modules: 6 Canadian Solar C.S6P-255P 203 41 92 Modules: 0 Canadian Solar M215-60-2LL-S22-IG Inverters: 6 Enphase Modules: 2 Canadian Solar CS6P-255P 186 30 74 Modules: Inverters: 0 2 Canadian Solar Enphase M215-60-2LL-S22-IG Modules: 2 Canadian Solar CS6P-255P 69 Modules: Inverters: 0 2 Canadian Solar Enphase J27j420 CS6P-23 PX M215-60-2LL-S22-IG EI Racking: NRG Residential Solar Solutions Use ONLY Installation Zip Code Before First Year Production Solar System KW Sales Tax Rate Sales Tax divided into the first monthly payment original Lease Date 1st payment, with tax included Ops Revision: 10 May 2013 Before After Solar System KW Performance Guarantee 1st ear 1st payment, with tax included Ops Revision: 10 May 2013 2.. 333 Hit itw�ty A outh, Wad, NJ,u6/3u Ph1: (732) 9/4 88?4 4 nrg: Home I AR 11'iI(' ATTFN7ION, Inspectionnl Sorvir..e5 With I Ills ic:ttk r I, _ Altitut 02 YOU u, r(�wt;ntza .�ns�ljr� 1iJylil t.l�ir is a �� NRG Hunte Scilarcif MA, 1.1 C, (C514 9.31'1) H1(.4 170), i9) j1$ my itf3�rt#, sand aCtuil; on my bl:3hall mrjy .jljlily jnd ,il;n for N'•Illi I", .*1(!.?irllft% Io i),• Amto-volkiic .',ol..ir U,ill lllSW!I,ttioii )io'ciA Iuc�.1,A I t t„ i l• '�Y`� •• I t ,rt op WAv idy fid.. ,No(t ��uj�,Y. va G� ' VVith illy signaturia, t jail al)ln ovra the: LOWAI uUiotr of Which dw plans ar,- .uhn'trttrd, orifi wliiluiiy thf' restaonsibility 'I" owner/ht.tildc'r n prnjFt.i. r— Owner nature qlp Iq Date �OT CCCCC Joseph WYId Chorico Authoriit°d Agent Date Nighornesolar.corn DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 O eo ana an nrg.. Residential Solar Solutions SOLAR POWER SYSTEM LEASE between NRG Residential Solar Solutions, LLC (NRG RSS) and Jane M Ritchie Version Date: May 12, 2014 Version 2.00S DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 TABLE OF CONTENTS Page 1. LEASE....................................................................................................................................................................2 1.1. Lease........................................................................................................................................................2 1.2. Property; Production Date; Term..............................................................................................................2 1.3. When this Lease becomes Effective.........................................................................................................2 2. PAYMENTS............................................................................................................................................................2 2.1. Payments..................................................................................................................................................2 2.2. Prepayment..............................................................................................................................................2 2.3. Estimated Taxes.......................................................................................................................................2 2.4. Late Fee; Returned Check Fees...............................................................................................................3 2.5. Method of Payment..................................................................................................................................3 2.6. ABSOLUTE PAYMENT OBLIGATION.....................................................................................................3 3. INSTALLATION PROCESS AND CHANGES.......................................................................................................3 3.1. Conditions to Installation..........................................................................................................................3 3.2. System Design and Approval...................................................................................................................3 3.3. Right to Cancel Lease Due to Significant Change from Initial Estimates..................................................3 3.4. Excluded Work.........................................................................................................................................4 3.5. Documentation; Permits...........................................................................................................................4 3.6. Waste Materials........................................................................................................................................4 3.7. Cancellation Due to Delay........................................................................................................................4 3.8. Installer Not NRG RSS' Agent..................................................................................................................4 3.9. No Side Agreements................................................................................................................................4 4. YOUR SOLAR SYSTEM OBLIGATIONS..............................................................................................................4 4.1. General Obligations..................................................................................................................................4 4.2. Access Rights...........................................................................................................................................5 4.3. Preservation of Access and Ownership Rights.........................................................................................5 4.4. Monitor; Net Metering Service...................................................................................:..............................5 4.5. Photos......................................................................................................................................................5 4.6. Consumer Credit Reports: Pre -Screen Opt -Out Disclosure.....................................................................5 6. OWNERSHIP OF SOLAR SYSTEM AND ELECTRICITY.....................................................................................5 5.1. Ownership of Solar System......................................................................................................................5 5.2. Loss or Damage to Solar System.............................................................................................................6 5.3. Ownership of Electricity; Additional Electricity..........................................................................................6 6. OWNERSHIP OF ENVIRONMENTAL ATTRIBUTES AND INCENTIVES.............................................................6 6.1. Environmental Attributes..........................................................................................................................6 6.2. Incentives.................................................................................................................................................6 6.3. Rights in Incentives..................................................................................................................................6 6.4. Claims and Representations.....................................................................................................................6 7. WHAT HAPPENS IF YOU TRANSFER YOUR HOME..........................................................................................6 8. WHAT HAPPENS AT THE END OF THE TERM...................................................................................................7 8.1. Renewing this Lease................................................................................................................................7 8.2. Purchasing the Solar System...................................................................................................................7 8.3. Taking Other Actions................................................................................................................................7 9. WARRANTY DISCLAIMER....................................................................................................................................7 -i- Lease Number: 10-0049081679-000-0000 DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 TABLE OF CONTENTS (cont'd) Paqe 10. DEFAULT...............................................................................................................................................................8 10.1. EVENTS OF DEFAULT............................................................................................................................8 10.2. Remedies.................................................................................................................................................8 11. INSURANCE; INDEMNITY; LIMITATION OF LIABILITY.....................:................................................................8 11.1. NRG RSS Insurance................................................................................................................................8 11.2. Your Insurance.........................................................................................................................................8 11.3. INDEMNITY..............................................................................................................................................8 11.4. Limitation of Liability.................................................................................................................................8 11.5. No Consequential Damages.....................................................................................................................9 12. ARBITRATION.......................................................................................................................................................9 12.1. Arbitration of Claims; Waiver of Jury Trial................................................................................................9 12.2. Finality of Award.......................................................................................................................................9 12.3. Governing Law.........................................................................................................................................9 12.4. Notice; Demand for Arbitration.................................................................................................................9 12.5. Payment...................................................................................................................................................9 12.6. Expenses..................................................................................................................................................9 12.7. Specific Performance ...............................................................................................................................9 13. NOTICES................................................................................................................................................................9 14. ASSIGNMENT......................................................................................................................................................10 14.1. NRG RSS...............................................................................................................................................10 14.2. You.........................................................................................................................................................10 15. NO THIRD PARTY BENEFICIARIES; MISCELLANEOUS..................................................................................10 16. ENTIRE AGREEMENT; RELATIONSHIP TO LIMITED WARRANTY.................................................................10 17. YOUR SIGNATURE.............................................................................................................................................10 18. DATE OF LEASE.................................................................................................................................................11 19. NOTICE OF RIGHT TO CANCEL........................................................................................................................11 Exhibit 1. Lease Payments, Prepayment Amount; Exhibit 2. Notice of Cancellation; Exhibit 3. State -Specific Rights; Exhibit 4. Limited Warranty and Performance Guarantee; and Exhibit 5. Ownership of Environmental Attributes and Incentives. -ii- Lease Number: 10-0049081679-000-0000 DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 SOLAR POWER SYSTEM LEASE THIS DOCUMENT DESCRIBES THE TERMS AND CONDITIONS OF YOUR LEASE OF A SOLAR SYSTEM THAT WILL BE INSTALLED AT YOUR PROPERTY BY THE INSTALLER UNDER A CONTRACT WITH NRG RESIDENTIAL SOLAR SOLUTIONS LLC. 1n_11r:1 LESSOR: NRG RESIDENTIAL SOLAR SOLUTIONS LLC 1000 N. POST OAK ROAD, SUITE 240, HOUSTON TX 77055 P 713-655-1180 1 WWW. NRGRESSOLAR.COM PROPERTY OWNER: MAILING ADDRESS: 200 INSTALLER: Jane M Ritchie WAVERLEY RD, NORTH ANDOVER, Roof Diagnostics MA 01845 USA 2333 Route 34 INSTALLATION ADDRESS: Wall NJ 08736 200 WAVERLEY RD, NORTH ANDOVER, MA 01845 USA Lease Number: 10-0049051679-000-0000 Description of Leased Solar System The Solar System is a 6.470 KW DC (STC) photovoltaic system, consisting of photovoltaic modules, inverter(s), mounting system(s) and monitoring system(s). A. Amount Due at Lease Signing or Delivery: B. Monthly Lease Payments (taxes not included): The "Down Payment": $ 0.00 Your first monthly Lease Payment in the amount set Tax on Down Payment: $ 0.00 forth on Exhibit 1 is due on the first day of the month following the Production Date, followed by 239 First Lease Payment: $71.28 monthly Lease Payments in the amounts set forth on Exhibit 1, due on the 15` of each month. The total of Tax on first Lease Payment: $0 your monthly Lease Payments is $ 17,107.20. Delivery/Installation Fee: None. Total first lease payment: $$71.28 Total due at Delivery (Production Date): 0 C. Other Charges (not part of your monthly payment, if any) D. Total of Payments: $ N/A The total amount you will have paid to NRG RSS by $ N/A the end of the Lease Term is: $ 17,107.20. Total: $ N/A E. Purchase Options: F. Other Important Terms. If you are not in default under this Lease, you will have an option See the remaining sections of this Lease for to purchase the Solar System at the seventh (7th) anniversary of additional information on early termination, purchase the Production Date and at the expiration of the Lease Term, in options and maintenance responsibilities, each case at the purchase prices set forth on Exhibit 1. If you are warranties, late and default charges, insurance and not in default under this Lease, you will also have an option to any security interest, if applicable. purchase the Solar System if you sell your property, at a price to be determined by NRG RSS, or to transfer this Lease to the new owner if they meet certain requirements. See Sections 7 and 8 of this Lease for more information. NRG RSS shall, at its sole discretion, and without your consent or prior notice to you, select and procure the equipment and materials to be used to construct and maintain the Solar System described above. You agree that the Solar System size noted above is an estimate and the actual size may vary from the above description, provided, however, that any variation of such Solar System size shall not materially affect the terms of this Lease, including the Performance Guarantee or Lease Payments. The performance or non-performance by the Installer or its subcontractors of any promise outside the typed words of this Lease will have no bearing on NRG RSS' or your obligations under this Lease. See Sections 3.8 and 3.9. Lease Number: 10-0049081679-000-0000 -1- Version Date: May 12, 2014 nrg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 1. LEASE 1.1. Lease. This solar power system lease (this "Lease") is the agreement between "you' (which includes the property owner and any co-owner listed above, together with any estates, heirs, successors and permitted assigns), and NRG Residential Solar Solutions LLC, a Delaware limited liability company (together with its successors and assigns, "NRG RSS" or "we" or "us") covering the lease to you of the solar power system described above (the "Solar System"). This Lease includes the following five (5) exhibits: Exhibit 1 shows the monthly Lease Payments due each month during the Term of this Lease, as well as the Prepayment Amount; Exhibit 2 is the notice of cancellation that you must sign and return according to the instructions therein in order to exercise your statutory right to cancel this Lease; Exhibit 3 is a list of additional rights you may have based on the state in which the Solar System will be installed; Exhibit 4 is the Limited Warranty and Performance Guarantee (as defined in Section 2.2 below); and Exhibit 5 shows the ownership of the Environmental Attributes and Incentives (as described in Section 6 below). 1.2. Property, Production Date; Term. The Solar System will be installed by the ("Installer") chosen by NRG RSS (listed above, or NRG RSS may change the Installer by written notice to you) and its subcontractors on NRG RSS' behalf at the home and property at the installation address listed above (the "Property'). The ("Production Date") is the day the Solar System is interconnected with the utility's electrical transmission grid and starts producing power. NRG RSS relies on a written report from Installer to establish the Production Date. NRG RSS will lease the Solar System to you for a period of twenty (20) years from the first day of the month following the Production Date (the Lease's "Term"). NRG RSS will invoice you after the Production Date. 1.3. When this Lease becomes Effective. This Lease shall not be effective unless and until it is signed by you and by NRG RSS. NRG RSS MAY REJECT THIS LEASE BEFORE SIGNING IT. NRG RSS SHALL HAVE NO OBLIGATIONS UNDER THIS LEASE UNLESS AND UNTIL IT SIGNS THIS LEASE. 2. PAYMENTS 2.1. Payments. (a) You are responsible for paying the Down Payment as set forth in Box A on Page 1 of this Lease. Mail your check or money order for the Down Payment (if any) to: NRG Residential Solar Solutions Attention Accounts Payable Department P.O. Box 1304 Houston, TX 77251-1304 (b) During the Term of the Lease, you are responsible for making the monthly Lease Payments as set forth on Exhibit 1. Your first monthly payment will be due on the first day of the month following the Production Date. (c) If you elect to make automatic monthly Lease Payments from your checking or savings account for the remaining balance of the Lease Term, then you will receive a credit of forty dollars ($40) to your account after three consecutive months of automatic monthly Lease Payments ("ACH Credit'). The monthly Lease Payments listed above do not reflect this ACH Credit. The ACH Credit, if applicable, will be identified on your invoice and credited to your account after you make three consecutive automatic monthly Lease Payments. 2.2. Prepayment. At any anniversary of the Production Date during the Term, you may elect to prepay all of your remaining Lease Payments during the Term (excluding any renewal terms) by paying NRG RSS a prepayment amount (the "Prepayment Amount") as set forth on Exhibit 1. If you pay the Prepayment Amount, you will have no further Lease Payments, but it will not change either party's other rights or obligations under this Lease or under the included limited warranty and performance guarantee we are providing you for the Solar System (the "Limited Warranty') attached as Exhibit 4. 2.3. Estimated Taxes. (a) The Down Payment, monthly Lease Payments and the Prepayment Amount do not include taxes. You agree to pay any sales and use taxes on the Down Payment, Prepayment Amount or Lease Payments; and any personal property taxes, license and registration fees, assessments, and other taxes, fees, and governmental charges on or related to the Solar System, as invoiced by NRG RSS or invoiced directly by your local jurisdiction, unless prohibited by law. Lease Number: 10-0049081679-000-0000 -2- nrg'" DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 (b) Based on current tax rates as of the date you are signing this Lease, the estimated personal property, sales and use taxes you will pay on the monthly Lease Payments during the Term are $ 0.00. (c) If you become the owner of the Solar System, you agree to pay directly or reimburse NRG RSS for any related sales and transfer taxes, fees, and charges, unless prohibited by law. 2.4. Late Fee; Returned Check Fees. Additionally, you agree: (a) to pay interest on payments more than thirty (30) days past due of 1 % per month, or as set forth on Exhibit 3 but not more than the maximum interest rate permitted by law, together with any reasonable collection costs, attorneys' fees, court costs, and post -judgment collection fees; and (b) to pay a return check fee or payment denial fee of $25, but not more than the maximum permitted by law each time your bank refuses or returns your check or automatic payment under Section 2.5. 2.5. Method of Payment. When NRG RSS executes this Lease, you will be responsible for setting up your monthly Lease Payments (if any) with NRG RSS by submitting a copy of a voided check via mail or by secure fax: NRG Residential Solar Solutions Attention Accounts Payable Department P.O. Box 1304 Houston, TX 77251-1304 Secure Fax: 1-866-781-0407 2.6. ABSOLUTE PAYMENT OBLIGATION. THIS IS A NET LEASE AND YOU ARE NOT ENTITLED TO ANY REDUCTION OF LEASE PAYMENTS OR ANY OTHER AMOUNTS PAYABLE UNDER THIS LEASE. ALL LEASE PAYMENTS AND OTHER AMOUNTS PAYABLE BY YOU UNDER THIS LEASE SHALL BE MADE ABSOLUTELY AND UNCONDITIONALLY WITHOUT SET-OFF, COUNTERCLAIM, RECOUPMENT, DEFENSE OR OTHER RIGHTS THAT YOU MAY HAVE AGAINST ANY PERSON WHATSOEVER. 3. INSTALLATION PROCESS AND CHANGES 3.1. Conditions to Installation. NRG RSS' obligation to install and lease the Solar System is conditioned upon completion of the following, to our reasonable satisfaction: (a) approval of this Lease by our financing partners; (b) our receipt of all required building, land use, zoning, and other permits and approvals; (c) our confirmation that all Incentives will be available in the amounts as estimated to calculate the Lease Payments; and (d) completion of real estate due diligence (including without limitation confirmation that your Property is at least 300 yards from any golf course) and an on-site engineering inspection to determine whether your Property is suitable for installation and operation of the Solar System. If we determine that any of the above conditions will not be satisfied in a timely manner due to any reason beyond our reasonable control, or if we determine that the economic terms or other circumstances make it impracticable to install or maintain the Solar System, then we may cancel this Lease by refunding any Down Payment you paid, and we will not owe you any other amounts under this Lease. 3.2. System Design and Approval. Before installation of the Solar System, you will receive a copy of the Solar System's design, after which you will have five (5) business days to approve the design or to request a change to it. If you do not approve the design or request to change the design of the Solar System within this period, we may deem you to have cancelled the Lease, or we may deem you to have approved the design if you do not respond within five (5) business days of our follow-up written notice. The Solar System may be installed at any time after we get your approval. If you request a change to the design of the Solar System before installation starts, we will use commercially reasonable efforts to accommodate your request, but in the event such change increases the cost of the Solar System or its installation, or decreases the expected output of the Solar System, you must agree to (i) a corresponding increase in the Lease Payments, and (ii) if applicable, a corresponding decrease in the Guaranteed Power (as defined in the Limited Warranty). Such changes to the Lease Payments and any agreed changes to the Solar System specifications in this Lease will be documented in an amendment to this Lease signed by you and NRG RSS. NRG RSS may, in its sole discretion and without your consent or prior notice to you, authorize the installation of equipment and materials that differs from the approved Solar System design but which is of like kind and quality, provided that any such substitute equipment will not affect the terms of this Lease, including the size of the Solar System (KW DC installed) as stated above, the Performance Guarantee or Lease Payments. 3.3. Right to Cancel Lease Due to Significant Change from Initial Estimates. If we determine that the Solar System's size, cost, or energy production will be more than seven percent (7%) different from .; Lease Number: 10-0049081679-000-0000 -3- nrg'" DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 our initial estimates, either you or NRG RSS may cancel this Lease and NRG RSS shall refund any Down Payment you paid, and we will not owe you any other amounts under this Lease. If this Lease is terminated under this Section 3.3, then NRG RSS will work in good faith to offer you a new lease agreement that reflects the solar photovoltaic system appropriate for your Property which you may accept or reject at your discretion. 3.4. Excluded Work. This Lease does not require NRG RSS or the Installer to perform any of the following excluded work in connection with the installation of the Solar System at the Property: (i) removal, disposal, or remediation of any hazardous materials; (ii) removal, disposal, or remediation of any fungus, mold, mildew, or other organic pathogens; (iii) removal or replacement of structural deterioration, rust, rot, or insect -infestation; (iv) replacement or improvement to the existing roof or structural framing; (v) replacement or improvement to the existing electrical system; (vi) replacement or improvement to bring any portion of the existing Property up to local code; (vii) correction of any construction errors, omissions, or deficiencies by you or your contractors (other than the Installer); (viii) installation of sprinklers, smoke detectors, or life safety equipment required by inspectors or the law as a result of the installation of a Solar System; (ix) removal, replacement, or relocation of any vegetation, existing equipment, or other existing obstacles; (x) relocation of any items that are not associated with a Solar System; (xi) painting of electrical boxes or conduit; or (xii) municipal design or architectural review or any other specialty permits or attendance at public hearings, notification of neighbors, or additional drawings in connection with the foregoing. If any of the foregoing excluded work must be performed in order to install properly the Solar System, you agree to contract separately with the Installer or a third -party contractor to perform the excluded work, at your expense. 3.5. Documentation: Permits. You agree to execute and to assist NRG RSS and Installer in obtaining all documentation and permits related to the Solar System in a timely manner, including Incentives and Net Metering Service applications, and to authorize NRG RSS or Installer to make corrections to the utility paperwork to conform to this Lease or any amendments to this Lease that both parties sign. If Installer or NRG RSS is unable to obtain any Incentives solely as a result of your delay in assisting either NRG RSS or Installer, your Lease Payments will be increased to account for the Incentives that we or the Installer was unable to obtain. 3.6. Waste Materials. At of the end of each day during the installation of the Solar System, Installer will ensure the Property is reasonably free from accumulation of waste materials caused by the installation of the Solar System. 3.7. Cancellation Due to Delay. (a) If Installer fails for a period of sixty (60) days after you approve the design, to start the installation of the Solar System as required by this Lease, and if you have performed all of your duties under this Lease, then so long as the delay is not due to a utility, you or NRG RSS may cancel this Lease and NRG RSS will refund to you any Down Payment you paid. (b) If you cause the installation or setup of the Solar System to be delayed for a period of sixty (60) or more days after we get your approval of the design, NRG RSS may cancel this Lease without refunding the Down Payment. 3.8. Installer Not NRG RSS' Agent. Installer is an independent contractor of NRG RSS and not the agent of NRG RSS and has no authority to modify this Lease, the Limited Warranty or any other document or agreement between you and NRG RSS. Installer and its subcontractors are not parties to this Lease or the Limited Warranty. 3.9. No Side Agreements. NRG RSS has no obligation, responsibility or liability for any promises made by Installer or its subcontractors outside of the typed words of this Lease, including any changes to this Lease handwritten by Installer or a subcontractor, any work order or change order not executed by NRG RSS, including without limitation any agreement to perform work excluded from this Lease under Section 3.4. The performance or non- performance by the Installer or its subcontractors of any promise outside the typed words of this Lease will have no bearing on NRG RSS' or your obligations under this Lease. 4. YOUR SOLAR SYSTEM OBLIGATIONS 4.1. General Obliqations. You agree: (a) to notify us immediately if any part of the Solar System is stolen or damaged, or if any other emergency situation exists regarding the Solar System; (b) to notify us within 24 hours after you believe that the electronic monitor is not working properly or that the Solar System is otherwise not working properly; (c) to allow the Solar System to be moved, removed, or repaired only according to the Limited Warranty, and to cooperate with those repairs; na Lease Number: 10-0049081679-000-0000 -4- rg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 (d) not to do anything to the Solar System that invalidates or voids the Limited Warranty; (e) not to change or remove the tags or markings on the Solar System; (f) not to do anything to your Property that shades the Solar System and to trim trees, shrubs, and other vegetation that shade the Solar System more than it was shaded at the date you signed this Lease; (g) not to do anything to your Property or allow any condition that results in the Solar System failing to perform as originally intended or in the Solar System no longer being connected to the local utility; (h) not to use the Solar System's electricity to heat a swimming pool; (i) that NRG RSS may periodically check your consumer credit report during the Term as allowed by applicable law but the results will not impact the Lease in any way; (j) to provide a safe work area at your Property for installing and maintaining the Solar System; and (k) to inspect and clean the solar panels from ground level if possible in a safe and prudent manner, including removing snow in a manner that does not scratch the panels and cleaning of the panels with water only (no pressure washers, no chemicals) in temperatures between 45 and 85 degrees Fahrenheit. 4.2. Access Rights. You will cooperate reasonably with and give us, the Installer, and our other contractors and agents reasonable access to all of the Property: (a) to design, install, test, operate, inspect, improve, repair, replace, move, and remove the Solar System and any related equipment near the Solar System or necessary to interconnect the Solar System to the electrical system of your Property or your local utility; (b) to take any other action relating to the Solar System, this Lease, or the Limited Warranty; and (c) to allow NRG RSS to enforce its rights under this Lease and under applicable law. We will notify you before we enter your Property, if commercially reasonable, and will reasonably cooperate to schedule our visits at convenient times. We may access your Property until one hundred twenty (120) days after the Term of this Lease expires, for us or our contractors or agents to remove the Solar System from your Property as permitted by this Lease. 4.3. Preservation of Access and Ownership Rights. You grant NRG RSS the right to reasonably access the Property with respect to the Solar System and this Lease, and a right to preserve our access and ownership rights of the Solar System. NRG RSS may file an appropriate record evidencing our ownership and interest in and to the Solar System in the appropriate property records where the Property is located. If we request, you agree to complete, execute, and return within ten (10) business days any documents that we deem reasonably necessary to preserve our access and ownership rights in the Solar System. 4.4. Monitor; Net Metering Service. You agree to use an electronic monitor that will be provided and installed at no additional cost to you. The electronic monitor will measure all electricity delivered to you from the Solar System. You must not tamper with, modify, or damage the electronic monitor. See Section 7 of the Limited Warranty in Exhibit 4 for additional monitoring requirements. Additionally, you must use the applicable net metering service ("Net Metering Service") available from your local utility, or if Net Metering Service is not available from your local utility or is discontinued, a net metering program chosen by NRG RSS. NRG RSS reserves the right to take certain actions (including with the utility on your behalf) so that the Solar System maintains Net Metering Service. 4.5. Photos. You agree we can take photos of the Solar System and use the photos and any graphical representations of the Solar System in our marketing or other promotional materials. Such photos, if taken, shall not include any identifiable information concerning the location of the Property or Your identity. 4.6. Consumer Credit Reports: Pre -Screen Opt -Out Disclosure. By signing this Lease, you agree that NRG may: (a) access your consumer credit report(s) and credit score(s) with all or any of the following entities: Experian, TransUnion, Equifax, FICO, or any other entity that provides consumer financial information; and (b) disclose information obtained under Section 4.6(a) to NRG RSS' affiliates and its actual or prospective financing partners, investors, insurers, and acquirers of all or a portion of our business or assets for the purpose of evaluating your creditworthiness. NRG RSS may have prescreened your credit. Prescreening of credit does not impact your credit score. You can choose to stop receiving "prescreened" offers of credit from this and other companies by calling toll-free, 1-888- OPTOUT (1-888-567-8688). 5. OWNERSHIP OF SOLAR SYSTEM AND ELECTRICITY 5.1. Ownership of Solar System. You agree that NRG RSS is the owner of the Solar System and all data related to the performance and kWh production of the Solar System, and that the Solar System is NRG RSS' personal property for purposes of the Uniform Commercial Code and shall not be considered a fixture on the Property. You agree to keep the Solar System free and clear of all claims, liens, levies, and other charges and encumbrances not created by NRG RSS.-,. Lease Number: 10-0049081679-000-0000 -5- nrg® , DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 5.2. Loss or Damage to Solar System. You will be responsible for loss and damage to the Solar System caused by you or anyone you invite onto the Property. NRG RSS will bear all other risk of loss and damage to the Solar System. If the Solar System suffers loss or damage, we will, at our option, (i) repair or replace the Solar System, or (ii) continue to pay to you the required amounts under the Performance Guarantee, without making the repair or replacement. You shall continue to pay the Lease Payments and you shall not be excused from any of your other obligations under this Lease. 5.3. Ownership of Electricity: Additional Electricity. You will be the owner of all electricity produced by the Solar System during the Term and you will have control and title to electricity produced by the Solar System prior to the time, if any, when it is delivered to the distribution grid and transferred to the local utility. You acknowledge and agree that if you need more electricity than the Solar System produces you will be solely responsible for purchasing such additional electricity from your utility. OWNERSHIP OF ENVIRONMENTAL ATTRIBUTES AND INCENTIVES 6.1. Environmental Attributes. In this Lease, ("Environmental Attributes") means all existing and future fuel, emissions, air quality, and other environmental characteristics, credits, benefits, reductions, offsets, and allowances (including SRECs green tags and carbon and other emissions offsets): (i) resulting from the generation or use of electricity by the Solar System, (ii) resulting from the avoidance of the emission of any gas, chemical or other substance to the air, soil or water attributable to the generation or use of electricity by the Solar System, or (iii) arising out of any law, rule or regulation, in each case whether federal, state, or local. 6.2. Incentives. In this Lease, ("Incentives") means all Environmental Attributes, plus all existing and future tax credits, depreciation, and other tax benefits, treasury and other cash grants, utility and other rebates, incentives, subsidies, and renewable energy credits and certificates related to the Solar System (including its installation, operation, ownership, and generation of electricity) and any other non -power characteristics of the Solar System, in each case whether federal, state, or local. 6.3. Rights in Incentives. Our ability to use the Incentives effectively allows us to offer you the Lease on all of the terms you see here. Therefore, unless expressly stated otherwise on Exhibit 5 or an amendment to this Lease executed by both you and NRG RSS, all Incentives shall be the sole property of NRG RSS to use as we see fit, whether those benefits exist now or in the future. You hereby assign to NRG RSS all of your existing and future rights to the Incentives and their benefits, including any amounts paid or payable to you in respect of the Incentives. You agree to cooperate reasonably and to assist NRG RSS in obtaining the Incentives and their benefits, including by completing and filing and correcting any applications and assignments. 6.4. Claims and Representations. Unless expressly stated otherwise on Exhibit 5 or an amendment to this Lease executed by both you and NRG RSS, NRG RSS owns all right, title, and interest in and to the Incentives associated with the electricity produced by the Solar System. You acknowledge and agree that for federal, state and local policy incentive purposes the Environmental Attributes of the electricity generated by the Solar System are solely owned by NRG RSS and that the electricity you receive from the Solar System is no longer considered renewable energy or solar power for the purposes of federal, state and local policy incentive purposes, and you further agree not to make any claims or representations to the contrary which would conflict with the rights of NRG RSS to such Environmental Attributes and Incentives. 7. WHAT HAPPENS IF YOU TRANSFER YOUR HOME If you sell or otherwise transfer your Property before the end of the Term you must choose one of the following options: (a) you may purchase the Solar System (see Section 8.2), or (b) if the new owner agrees to take on this Lease, you may transfer your rights and obligations under the Lease to the new buyer if one of the following is true: i) you have already prepaid all Lease Payments in accordance with Section 2.2; ii) you still owe some Lease Payments and the new owner meets our credit requirements; If the new owner does not meet our credit requirements and you still owe some Lease Payments you may transfer your remaining rights and obligations under this Lease to the new owner only if you prepay the remaining Lease Payments under Section 2.2 for the Prepayment Amount described on Exhibit 1. In any case, we will not charge you or the new owner a fee for the transfer. You will remain liable for all of your obligations under this Lease and for any default by the new owner until you, the new owner, and NRG RSS have signed a transfer agreement under which all of your remaining rights and obligations under this Lease are transferred from you to the new owner, and at that point you will be released from any further obligations under this Lease. You must give us at least one (1) month's, but not more than four (4) month's, prior written notice if you want to transfer any Lease Number: 10-0049081679-000-0000 -6- nrg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 of your rights and obligations under this Lease to someone else. If you do not purchase the Solar System or transfer the Lease according to this Section, you will be in default of this Lease (see Section 10). EXCEPT AS PROVIDED ABOVE IN THIS SECTION 7, YOU SHALL NOT SELL, PLEDGE, ASSIGN, SUBLEASE, OR TRANSFER YOUR RIGHTS OR OBLIGATIONS UNDER THIS LEASE OR YOUR INTEREST IN THE SOLAR SYSTEM WITHOUT OUR PRIOR WRITTEN CONSENT, WHICH WE MAY WITHHOLD IN OUR SOLE DISCRETION. WHAT HAPPENS AT THE END OF THE TERM 8.1. Renewing this Lease. This Lease will expire at the end of the Term unless you elect to renew it. You have the right to renew this Lease once, for a period of five (5) years, so long as you meet NRG RSS' credit requirements. The Lease Payments during the renewal period will be based on the fair market value of the Solar System as of the first day of the renewal period, as determined by us based on readily available independent information or, at your request, as determined by an independent appraiser paid by you. Such Lease Payments will be set forth in renewal forms we send you approximately three (3) months before the end of the Term. To renew this Lease, you must complete, sign, and return the renewal forms no later than one (1) month before the end of the Term. If you renew this Lease, the Term will be extended by an additional five (5) years. Solar System: 8.2. Purchasing the Solar System. (a) If you are not in default under this Lease, you will have the option to purchase the 1. At the seventh (7th) anniversary of the first Lease Payment due date, at the Purchase Option Price for such anniversary on Exhibit 1. 2. At the expiration of the initial Term, for the Purchase Option Price for such time on Exhibit 1. 3. If you sell or otherwise transfer your Property during the Term, for a price to be determined by NRG RSS using commercially reasonable methods, that is not less than the then appraised fair market value of the Solar System. (b) To purchase the Solar System, you must notify us at least thirty (30) days, but not more than one hundred eighty (180) days, prior to the applicable Purchase Option Date and you must pay the amounts due within thirty (30) days of receiving the invoice we send you. "Purchase Option Date" means each of the 7th anniversary of the Production Date, the expiration of the initial Term, and the date you sell or transfer your Property during the Term. (c) Once we have received and processed your payment in full, this Lease shall terminate and you shall become the owner of the Solar System conveyed to you "as is, where is" as of the date we process your payment. NRG RSS will make commercially reasonable efforts to transfer any equipment warranties (as allowed per their terms) to you as the new owner of the Solar System. 8.3, Taking Other Actions. If you do not renew this Lease or exercise your option to purchase the Solar System at the end of the Term, then within ninety (90) days after the Term expires: (a) if you are not in default under this Lease at the end of the Term and we request to remove the Solar System, then we may remove the Solar System at no cost to you; (b) if you are in default under this Lease at the end of the Term and we request to remove the Solar System, then you will pay for us to remove the Solar System; or (c) if you are not in default under this Lease at the end of the Term and we have not requested to remove the Solar System, then you may request in writing that we remove the Solar System at no cost to you within one hundred twenty (120) days after we receive your removal request. WARRANTY DISCLAIMER EXCEPT AS EXPRESSLY PROVIDED IN THIS LEASE, NRG RSS MAKES NO REPRESENTATIONS OR WARRANTIES, EXPRESS OR IMPLIED, REGARDING THE SOLAR SYSTEM OR ITS INSTALLATION, DESIGN, OR PERFORMANCE. EXCEPT TO THE EXTENT PROHIBITED BY APPLICABLE STATE LAW, NRG RSS DISCLAIMS ALL WARRANTIES OF MERCHANTABILITY, HABITABILITY, OR FITNESS FOR A PARTICULAR USE OR PURPOSE. nrg: ■ Lease Number: 10-0049081679-000-0000 -7- ° DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 10. DEFAULT 10.1. EVENTS OF DEFAULT. YOU WILL BE IN DEFAULT OF THIS LEASE IF YOU SELL, PLEDGE, ASSIGN, SUBLEASE, OR TRANSFER YOUR RIGHTS OR OBLIGATIONS UNDER THIS LEASE OR YOUR INTEREST IN THE SOLAR SYSTEM WITHOUT OUR PRIOR WRITTEN CONSENT. Additionally, you will be in default if (a) you do not make a payment within ten (10) days after each due date; (b) you violate any other obligation under this Lease and such violation continues for fifteen (15) days after you receive written notice; or (c) you provide false or misleading information to us. You will also be in default if you voluntarily commence bankruptcy, insolvency, reorganization, stay, or similar debtor -relief proceedings, or if any of the foregoing proceedings are brought involuntarily against you, or if you become insolvent or generally do not pay debts as they become due, or admit in writing your inability to pay debts, or make an assignment for the benefit of creditors, or if a writ of attachment or execution is levied on the Solar System and is not released or satisfied within ten (10) days, or if a receiver is appointed in any proceeding or action to which you are a party with authority to take possession or control of the Solar System, or if you have defaulted on your mortgage or the Property is subject to foreclosure. 10.2. Remedies. If you are in default under this Lease, we have the right to take one or more of the following actions and any other action available to us under this Lease or at law or in equity: (a) take action to prevent loss, correct your default, or otherwise enforce performance of this Lease, by court action or otherwise; (b) terminate this Lease and your interest in the Solar System; (c) require you to return the Solar System at your cost or allow us to access the Property and remove and return the Solar System at your cost; (d) take back the Solar System with or without court order or other process of law, so long as we are within our rights under the law; and (e) recover damages for your breach, including (i) all accrued and unpaid Lease Payments, taxes, fees, penalties, interest and all other amounts then accrued or due and owing under this Lease, plus (ii) the unpaid balance of the remaining Lease Payments, as described by the Prepayment Amount set forth on Exhibit 1, plus (iii) if within the first five (5) years following the Production Date, then reasonable compensation (on a net after tax basis assuming a tax rate of 35%) for the loss or recapture of (A) the investment tax credit or cash grant equal to 30% of the basis of the Solar System for U.S. federal income tax purposes; (B) any other Incentives or their benefits (in respect of which NRG RSS will provide you with a detailed calculation of the resulting compensation if NRG RSS makes a claim for such compensation), and (C) accelerated depreciation over six (6) years equal to 85% of the Solar System cost, including installation. Additionally, you agree to pay us for all reasonable costs and expenses we incur due to your default, including costs and expenses to prevent loss, correct your default, remove the Solar System, or take other action permitted under this Lease. If we chose to exercise a remedy, we are not restricted from exercising other remedies. If we choose not to exercise a remedy, we are not restricted from exercising it in the future. 11. INSURANCE; INDEMNITY; LIMITATION OF LIABILITY 11.1. NRG RSS Insurance. NRG RSS will insure the Solar System at no additional cost to you against loss and damage, excluding loss and damage that is caused by your gross negligence or intentional misconduct. 11.2. Your Insurance. You must insure your Property during the Term under a homeowner's insurance policy or substantially similar coverage. You are responsible for notifying your insurance provider of the Solar System's installation on your Property, of determining whether the Solar System impacts your existing insurance coverages, for making any necessary additions or corrections to your insurance policy and for the consequences of failing to make such additions or corrections. 11.3. INDEMNITY. TO THE MAXIMUM EXTENT PERMITTED BY LAW, YOU AGREE TO INDEMNIFY AND HOLD HARMLESS NRG RSS AND ITS OFFICERS, DIRECTORS, MEMBERS, EMPLOYEES, AND AGENTS ("NRG RSS PARTIES") FROM ALL CLAIMS, ACTIONS, LOSSES, LIABILITIES, DAMAGES, JUDGMENTS, ENCUMBRANCES, AND COSTS AND EXPENSES (INCLUDING REASONABLE ATTORNEYS' FEES AND EXPENSES) OF ANY KIND OR NATURE WHICH ARISE OUT OF OR RESULT FROM YOUR NEGLIGENCE OR WILLFUL MISCONDUCT, FROM THE ELECTRICITY PRODUCED BY THE SOLAR SYSTEM, OR ARISE OUT OF OR RESULT FROM THE PRESENCE, DISTURBANCE, UNCOVERING, UNVEILING, RELEASE OR MOVEMENT OF ANY HAZARDOUS OR TOXIC SUBSTANCE, MATERIAL OR WASTE, OR ANY OTHER SUBSTANCE, POLLUTANT OR CONDITION THAT POSES A RISK TO HUMAN HEALTH OR THE ENVIRONMENT ON THE PROPERTY THAT WAS NOT BROUGHT ONTO THE PROPERTY BY NRG RSS OR THE INSTALLER PROVIDED THAT YOU SHALL NOT BE REQUIRED TO INDEMNIFY ANY NRG RSS PARTY FOR ITS OWN GROSS NEGLIGENCE OR WILLFUL MISCONDUCT. THIS SECTION 11.3 SHALL SURVIVE THE TERMINATION OR EXPIRATION OF THIS LEASE. 11.4. Limitation of Liability. To the extent permitted by state law, notwithstanding any other provision of this Lease, your total liability under this Lease, excluding claims under Section 11.3, shall not exceed the maximum amount that could be payable by you under Section 10.2. Notwithstanding any other provision of this Lease, NRG RSS' total liability under this Lease shall not exceed the sum of the Lease Payments over the entire Term of this Lease, reduced by all amounts paid by NRG RSS under the Limited Warranty. THIS AMOUNT OF LIABILITY IS YOUR SOLE AND EXCLUSIVE REMEDY, AND YOU HEREBY WAIVE ALL OTHER REMEDIES OR DAMAGES AT nrg" Lease Number: 10-0049081679-000-0000 -8- ° DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 LAW OR EQUITY, INCLUDING ANY DAMAGES FOR NEGLIGENCE OR STRICT LIABILITY OR ANY OTHER GREATER RIGHTS THAT YOU MIGHT HAVE UNDER THE LAWS OF THE STATE THE PROPERTY IS LOCATED IN, WHICH YOU SHOULD CONSULT. 11.5. No Consequential Damages. Each party may only recover direct damages under this Lease. In no event shall you or NRG RSS, its employees, contractors, or agents be liable under this Lease for, nor shall a court or arbitrator assess, any indirect, incidental, or consequential losses or damages, including losses of use, profits, business opportunity, reputation or financing, or any punitive damages, special damages, mental anguish damages, or pain and suffering damages, whether arising in contract, warranty, tort (including negligence), strict liability or otherwise. 12. ARBITRATION 12.1. Arbitration of Claims: Waiver of Jury Trial. Unless prohibited by State law, any dispute, disagreement or claim between you and NRG RSS arising out of or in connection with this Lease, or the Solar System, which cannot be amicably resolved by the parties shall be submitted to final and binding arbitration in a location that is a mutually convenient distance from the Property, in accordance with Commercial Arbitration Rules of the American Arbitration Association including the Supplementary Procedures for Consumer -Related Disputes, if applicable(the "AAA Commercial Rules"), except as provided in Section 12.7. This agreement to arbitrate is governed by the Federal Arbitration Act. While a dispute, disagreement or claim is being resolved under this Section 12, both parties shall continue to perform their obligations under this Lease. The arbitration shall be conducted by one arbitrator appointed in accordance with the AAA Commercial Rules. YOU AND NRG RSS AGREE THAT BY ENTERING INTO THIS LEASE, YOU AND WE ARE WAIVING THE RIGHT TO A JURY TRIAL. IN ADDITION, EACH PARTY MAY BRING CLAIMS AGAINST THE OTHER PARTY ONLY IN ITS INDIVIDUAL CAPACITY AND NOT AS A PLAINTIFF OR CLASS MEMBER IN ANY PURPORTED CLASS OR REPRESENTATIVE PROCEEDING. OTHER RIGHTS THAT YOU OR NRG RSS WOULD HAVE IN COURT MAY ALSO NOT BE AVAILABLE IN ARBITRATION. 12.2. Finality of Award. Unless prohibited by State law, the parties agree that the award of the arbitrator (the "Arbitration AwaroP'): (i) shall be conclusive, final, and binding upon the parties; and (ii) shall be the sole and exclusive remedy between the parties regarding any and all claims and counterclaims presented to the arbitrator. The judgment on the Arbitration Award may be entered in any appropriate court as necessary to pursue judgment. 12.3. Governing Law. This Lease shall be governed by the laws of the State where the Property is located (without giving effect to internal principles of conflict of laws). The Arbitration Award shall be based exclusively on the provisions of this Lease; provided, however, that to the extent that the subject matter for the Arbitration Award is not set forth within this Lease, it shall be based on the laws of the State of Texas (without giving effect to internal principles of conflict of laws). In addition, in the case of any conflict between the provisions of the AAA Commercial Rules and the provisions of this Lease, the provisions of this Lease shall govern. 12.4. Notice; Demand for Arbitration. Prior to filing a demand for arbitration, a party must first give the other party at least fifteen (15) days' prior written notice of its intent to file the demand. All notices to be given in connection with the arbitration shall be as provided in Section 13. Demand for arbitration must be filed within one (1) year after accrual of the cause of action asserted by the complaining party. If the complaining party fails to file the demand for arbitration within that time, the claim shall be deemed to be waived and shall be barred from either arbitration or litigation. 12.5. Payment. The Arbitration Award shall be made and shall be payable free of any tax or any other deduction. The Arbitration Award shall include interest, at a rate determined as appropriate by the arbitrator, as of the date of any breach or other violation of this Lease to the date when the Arbitration Award is paid in full. 12.6. Expenses. The prevailing party in any such arbitration shall be awarded all costs of arbitration and enforcement of the Arbitration Award, including reasonable attorneys' fees and court costs, costs of expert witnesses, transportation, lodging and meal costs of the parties and witnesses, costs of transcript preparation, and other costs. 12.7. Specific Performance. In the event of any breach by a party of this Lease which would cause any non -breaching party to be irreparably harmed or for which such non -breaching party could not be made whole by monetary damages, then in such circumstances such non -breaching party, in addition to any other remedy to which it may be entitled at law or in equity, shall be entitled to equitable relief, including injunctive relief and specific performance, in any action instituted in a court of applicable jurisdiction. 13. NOTICES All notices and other communications required or permitted under this Lease shall be properly given by the sending party when made in writing and: (i) delivered by a reputable courier service requiring signature for receipt; (ii) mailed by certified or registered first-class mail, post prepaid, with a return receipt requested; (iii) sent Lease Number: 10-0049081679-000-0000 -9- nrg" DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 by fax as evidenced by a printed confirmation from the sending party's fax machine; or (iv) emailed, in each case to the other party's address set forth above or such other address notified by the other party in writing from time to time. The parties agree that any faxed or emailed document shall be deemed an original document, however all notices of arbitration must be sent according to (i) or (ii) in the preceding sentence. 14. ASSIGNMENT 14.1. NRG RSS. NRG RSS may transfer, sell, or otherwise assign all or any of its rights and/or obligations under this Lease or any Incentive to another party, without your consent and without prior notice to you. Upon a transfer, sale or assignment in full, NRG RSS shall be released from all future obligations under this Lease. Assignment, sale or transfer generally means that NRG RSS would transfer certain of its rights and certain of its obligations under this Lease to another party. NRG RSS could choose to transfer the Solar System or this Lease to another party by lease. If NRG RSS enters into such a lease, you agree to treat the party who acquires NRG RSS's rights and obligations as your lessor. If NRG RSS transfers the Solar System or this Lease, NRG RSS will remain the designated contract service representative until you receive notice of a replacement for NRG RSS. 14.2. You. Except as provided above in Section 7, you shall not sell, pledge, assign, sublease, or transfer your rights or obligations under this Lease or your interest in the Solar System without our prior written consent, which we may withhold in our sole discretion. 15. NO THIRD PARTY BENEFICIARIES; MISCELLANEOUS No person that is not a party to this Lease has any right to enforce any term of this Lease. All rights, powers and remedies provided under this Lease are cumulative and not exclusive of any rights, powers, or remedies provided by applicable law or otherwise. Neither of us shall be deemed to have waived any right or remedy under this Lease by reason of such party's delay or failure to enforce such right or remedy. The terms of this Lease that expressly or by their nature survive termination shall continue after the termination until fully performed. This Lease may be executed in one or more counterparts, each of which shall be deemed an original and all of which collectively shall be deemed one and the same instrument. 16. ENTIRE AGREEMENT; RELATIONSHIP TO LIMITED WARRANTY THIS LEASE INCLUDING ALL EXHIBITS CONTAINS THE PARTIES' ENTIRE AGREEMENT REGARDING THE LEASING OF THE SOLAR SYSTEM, UNLESS MODIFIED IN THE STATE SPECIFIC EXHIBIT, EXCEPT FOR INCREASES TO THE LEASE PAYMENTS UNDER SECTIONS 3.2 AND 3.5, THIS LEASE MAY ONLY BE CHANGED BY AN AMENDMENT IN WRITING SIGNED BY YOU AND NRG RSS. IF THIS LEASE TERMINATES, THE LIMITED WARRANTY SHALL AUTOMATICALLY TERMINATE. NRG RSS MAY ASSIGN ALL OR ANY PORTION OF THIS LEASE WITHOUT ASSIGNING THE LIMITED WARRANTY AND, CONVERSELY, NRG RSS MAY ASSIGN ALL OR ANY PORTION OF THE LIMITED WARRANTY WITHOUT ASSIGNING THIS LEASE. 17. YOUR SIGNATURE By signing this Lease, you represent that (i) if you are signing this Lease on your own behalf, you are both (a) at least eighteen (18) years of age and (b) an individual citizen or resident of the United States; (ii) if you are signing this Lease on behalf of a corporation (including an entity treated as a corporation for U.S. federal income tax purposes), such corporation is both (a) created or organized in or under the laws of the United States, any state thereof, or the District of Columbia and (b) not exempt from U.S. federal income taxation; (iii) if you are signing this Lease on behalf of an estate, both (a) such estate's income is subject to U.S. federal income taxation regardless of its source and (b) every person who has an ownership interest in the Property has agreed to be bound by this Lease; (iv) if you are signing this Lease on behalf of a trust, both (a) either (1) a court within the United States is able to exercise primary jurisdiction over administration of such trust and one or more United States persons have authority to control all substantial decisions of such trust or (ll) such trust has a valid election in effect under the U.S. Treasury Regulations to be treated as a United States person and (b) every person who has an ownership interest in the Property has agreed to be bound by this Lease; or (v) if you are signing this Lease on behalf of an entity other than as described in clauses (ii), (iii), or (iv) of this Section 17, both (a) such entity is either (1) disregarded as an entity separate from its owner (within the meaning of U.S. Treasury Regulation Section 301.7701-2) and its owner is described by either clause (i), (ii), (iii), or (iv) of this Section 17 or (II) a "domestic partnership" within the meaning of section 7701(a)(30)(B) of the Internal Revenue Code of 1986, as amended, and (b) such entity is not exempt from U.S. federal income taxation. Lease Number: 10-0049081679-000-0000 -10- nrg" DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 18. DATE OF LEASE THE DATE OF THIS LEASE AND THIS TRANSACTION IS September 2, 2014. NOTICE TO RETAIL BUYER: DO NOT SIGN THIS LEASE IF THERE ARE ANY BLANK SPACES. YOU ARE ENTITLED TO A COPY OF THE LEASE AT THE TIME YOU SIGN. KEEP IT TO PROTECT YOUR LEGAL RIGHTS. 19. NOTICE OF RIGHT TO CANCEL YOU MAY CANCEL THIS LEASE AT ANY TIME PRIOR TO MIDNIGHT OF THE THIRD BUSINESS DAY AFTER THE DATE YOU SIGN THIS LEASE. SEE THE ATTACHED "NOTICE OF CANCELLATION" FORM IN EXHIBIT 2 FOR AN EXPLANATION OF THIS RIGHT. BY SIGNING BELOW, YOU ACKNOWLEDGE THAT YOU HAVE READ AND UNDERSTAND THIS LEASE AND ITS EXHIBITS IN THEIR ENTIRETY, AND THAT YOU HAVE RECEIVED A COPY OF THIS LEASE. PROPERTY OWNER: Jane M Ritchie On Behalf : DOCUSIMIRft Signature: 38E524EEAF65426... Date: 9/2/2014 PROPERTY OWNER: On Behalf Of: Signature: Date: NRG RESIDENTIAL SOLAR SOLUTIONS LLC By: Name: Title: Date: Contractor License No. (if required): NJ13VH06478300: NY50906-H: Licensing State: NJ To the extent applicable, any acceptance of this Lease by affirmation through the DocuSign Electronic Signature shall be deemed a binding acceptance of this Lease and shall be valid as a signature. Lease Number: 10-0049081679-000-0000 -11- nrg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Exhibit 1 LEASE PAYMENTS; PREPAYMENT AMOUNT 1. LEASE PAYMENTS During the Term, you agree to pay a monthly payment (the "Lease Payment') as set forth in the following table for each month during the twelve (12) month period starting on the applicable anniversary of the date your first Lease Payment is due under the Lease. You acknowledge that the Lease Payment amounts set forth below may increase under Sections 3.2 and 3.5 of the Lease. If applicable, during the Term of the Lease, the monthly Lease Payment will increase annually by a previously agreed to percentage amount ("Payment Escalator'j. 2. PREPAYMENT AMOUNT; PURCHASE OPTION PRICE Each "Prepayment Amount' reflected in the following table is the amount you would pay if you elected to prepay the remaining Lease Payments under Section 2.2 of the Lease on the corresponding anniversary noted below of the first Lease Payment due date. However, if you prepay your remaining Lease Payments in connection with the transfer of the Property as described in Section 7, effective as of a date that is not an anniversary of the first Lease Payment due date, then NRG RSS will pro rate the Prepayment Amount due for the period from such effective date to the date of the next anniversary of the first Lease Payment due date. The "Purchase Option Price" is the greater of (a) the applicable amount set forth in the following table (b) or the then fair market value of the Solar System as determined by reference to a readily available independent source such as PV Value, available at www.pvvalue.com or similar. Anniversary of First Lease Payment Due Date Lease Payment $ per month Prepayment Amount $ Purchase Option Price 0 $ 71.28 N/A N/A 1 $ 71.28 N/A N/A 2 $ 71.28 N/A N/A 3 $ 71.28 N/A N/A 4 $ 71.28 N/A N/A 5 $ 71.28 N/A N/A 6 $ 71.28 N/A N/A 7 $ 71.28 $ 8,21&58 $10,682.23 8 $ 71.28 $7,755.63 N/A 9 $ 71.28 $7,228.13 N/A 10 $ 71.28 $6,757.66 N/A 11 $ 71.28 $6,215.91 N/A 12 $ 71.28 $ 5,652.77 N/A 13 $ 71.28 $ 5,061.12 N/A 14 $ 71.28 $ 4,440.95 N/A 15 $ 71.28 $3,785.14 N/A 16 $ 71.28 $ 3,100.82 N/A 17 $ 71.28 $2,380.86 N/A 18 $ 71.28 $1,625.26 N/A 19 $ 71.28 $ 0,834.01 N/A End of Initial Term N/A N/A $ 4,645.46 3. TAXES NOT INCLUDED Each Lease Payment, Prepayment Amount and Purchase Option Price on this Exhibit 1 does not include any applicable taxes. See Section 2.3 for more information. 4. ACH CREDIT NOT INCLUDED. nrg ", Lease Number: 10-0049081679-000-0000 Exhibit 1, Page 1 ° DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Each Lease Payment above does not include the ACH Credit described in Section 2.1(c) of this Lease. The ACH Credit only applies to the monthly Lease Payments and does not apply to the Prepayment Amount or the Purchase Option Price. Lease Number: 10-0049081679-000-0000 -2- nrg" DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Exhibit 2 (Copy to send to NRG RSS) NOTICE OF CANCELLATION Statutorily -Required Language NOTICE OF CANCELLATION Date of transaction: 9/2/2014 You may CANCEL this transaction, without any Penalty or Obligation, within THREE BUSINESS DAYS from the above date. If you cancel, any property traded in, any payments made by you under the contract or sale, and any negotiable instrument executed by you will be returned within TEN BUSINESS DAYS following receipt by the seller (NRG RSS) of your cancellation notice, and any security interest arising out of the transaction will be cancelled. If you cancel, you must make available to the seller (NRG RSS) at your residence, in substantially as good condition as when received, any goods delivered to you under this contract or sale, or you may, if you wish, comply with the instructions of the seller (NRG RSS) regarding the return shipment of the goods at the seller's (NRG RSS) expense and risk. If you do make the goods available to the seller (NRG RSS) and the seller (NRG RSS) does not pick them up within 20 days of the date of your Notice of Cancellation, you may retain or dispose of the goods without any further obligation. If you fail to make the goods available to the seller (NRG RSS), or if you agree to return the goods to the seller (NRG RSS) and fail to do so, then you remain liable for performance of all obligations under the contract. To cancel this transaction, mail or deliver a signed and dated copy of this Cancellation Notice or any other written notice, or send a telegram, to NRG RESIDENTIAL SOLAR SOLUTIONS LLC, at P.O. Box 304; Houston, TX 77001 NOT LATER THAN MIDNIGHT OF THE THIRD BUSINESS DAY AFTER THE ABOVE DATE. I HEREBY CANCEL THIS TRANSACTION. (Date) (Lessee's signature) nrg "" Lease Number: 10-0049081679-000-0000 Exhibit 2, Page 1 ° DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Exhibit 2 (Copy for Your Records) NOTICE OF CANCELLATION Statutorily -Required Language NOTICE OF CANCELLATION Date of transaction: 9/2/2014 You may CANCEL this transaction, without any Penalty or Obligation, within THREE BUSINESS DAYS from the above date. If you cancel, any property traded in, any payments made by you under the contract or sale, and any negotiable instrument executed by you will be returned within TEN BUSINESS DAYS following receipt by the seller (NRG RSS) of your cancellation notice, and any security interest arising out of the transaction will be cancelled. If you cancel, you must make available to the seller (NRG RSS) at your residence, in substantially as good condition as when received, any goods delivered to you under this contract or sale, or you may, if you wish, comply with the instructions of the seller (NRG RSS) regarding the return shipment of the goods at the seller's (NRG RSS) expense and risk. If you do make the goods available to the seller (NRG RSS) and the seller (NRG RSS) does not pick them up within 20 days of the date of your Notice of Cancellation, you may retain or dispose of the goods without any further obligation. If you fail to make the goods available to the seller (NRG RSS), or if you agree to return the goods to the seller (NRG RSS) and fail to do so, then you remain liable for performance of all obligations under the contract. To cancel this transaction, mail or deliver a signed and dated copy of this Cancellation Notice or any other written notice, or send a telegram, to NRG RESIDENTIAL SOLAR SOLUTIONS LLC, at P.O. Box 304; Houston, TX 77001 NOT LATER THAN MIDNIGHT OF THE THIRD BUSINESS DAY AFTER THE ABOVE DATE. I HEREBY CANCEL THIS TRANSACTION. (Date) (Lessee's signature) Lease Number: 10-0049081679-000-0000 Exhibit 2, Page 2 nrg" DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Exhibit 3 - MA State Specific Rights - Massachusetts A. Contractor License Number and Notices. Even though you are leasing the Solar System, Massachusetts' law may consider this Lease to be a home improvement contract. Therefore, we are including the provisions and notices contained in this section, which you acknowledge by your signature below. 1. All home improvement contractors and subcontractors shall be registered by the Director of the Massachusetts Home Improvement Contractor Registration program, and any inquiries about a contractor or subcontractor relating to a registration should be directed to: Director Home Improvement Contractor Registration One Ashburton Place, Room 1303 Boston, MA 02108 (617) 727-8598 2. The Massachusetts contractor license number for Roof Diaonostics Solar and Electric. LLC is NA 3VH064783000 NY50906-H; , and its Federal Taxpayer ID Number is 45-2247975. 3. The Federal Taxpayer ID Number for NRG RSS LLC is 27-4572970 4. The name of the salesperson who solicited or negotiated this Agreement. Roof Diagnostics -Portal User 5. It is the obligation of NRG RSS and/or its contractor or subcontractor to obtain all necessary permits for installation of the Solar System. Homeowners who secure their own permits are ineligible for the guaranty program available to consumers suffering losses from home installation contracts under state law. 6. We estimate that construction and installation of the Solar System will begin on or about and be substantially complete on or about (the "Installation Date"). 7. You may cancel this Lease if it has been signed by a party thereto at a place other than the address of NRG RSS, which may be its main office or branch thereof, provided you notify NRG RSS in writing at his main office or branch by ordinary mail posted, by telegram sent or by delivery, not later than midnight of the third business day following the signing of this Lease. See the attached notice of cancellation form for an explanation of this right [Exhibit 2]. 8. The time period during which the Property Owner may cancel the Lease shall not commence until a copy of the Lease has been delivered to the Property Owner. Delivery of a copy of the Lease may be via electronic means (e.g. emailed or downloaded). 9. THE LANGUAGE IN SECTION 12 OF THE NRG RSS LEASE REQUIRING ALL DISPUTES TO BE RESOLVED THROUGH A BINDING ARBITRATION IN ACCORDANCE WITH AAA COMMERCIAL RULES IS NOT BINDING IN MASSACHUSETTS. NRG RSS AND THE PROPERTY OWNER HEREBY MUTUALLY AGREE IN ADVANCE THAT IN THE EVENT NRG RSS HAS A DISPUTE CONCERNING THIS LEASE, NRG RSS MAY SUBMIT SUCH DISPUTE TO A PRIVATE ARBITRATION SERVICE WHICH HAS BEEN APPROVED BY THE DIRECTOR OF THE EXECUTIVE OFFICE OF CONSUMER AFFAIRS AND BUSINESS REGULATIONS AND THE PROPERTY OWNER SHALL BE REQUIRED TO SUBMIT TO SUCH ARBITRATION AS PROVIDED IN M. G. L. c. 142A. Docusigned by: Property Owner: 38E524EEA=65426... NRG RSS: NOTICE: The signatures of the parties above apply only to the agreement of the parties to alternate dispute resolution initiated by NRG RSS. The Property Owner may initiate alternative dispute resolution even where this section is not signed separately by the parties. Lease Number: 10-0049081679-000-0000 Exhibit 3, Page 1 nrg`'`'` DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Exhibit 4 LIMITED WARRANTY AND PERFORMANCE GUARANTEE THIS DOCUMENT DESCRIBES THE TERMS AND CONDITIONS OF THE LIMITED WARRANTY AND PERFORMANCE GUARANTEE COVERING THE SOLAR SYSTEM INSTALLED AT YOUR HOUSE BY INSTALLER UNDER A CONTRACT WITH NRG RESIDENTIAL SOLAR SOLUTIONS LLC. LESSOR: NRG RESIDENTIAL SOLAR SOLUTIONS LLC 1000 N. POST OAK ROAD, SUITE 240, HOUSTON TX 77055 P 713-655-1180 1 WWW. NRGRESSOLAR.COM PROPERTY OWNER: MAILING ADDRESS: 200 WAVERLEY INSTALLER: Jane M Ritchie RD, NORTH ANDOVER, MA 01845 USA Roof Diagnostics INSTALLATION ADDRESS: 2333 Route 34 200 WAVERLEY RD, NORTH Wall NJ 08736 ANDOVER, MA 01845 USA Lease Number 10-0049081679-000-0000 1. What is this Limited Warranty? This limited warranty and performance guarantee (this "Limited Warranty') is part of the Lease agreement between you and us, NRG RESIDENTIAL SOLAR SOLUTIONS LLC, under which we provide certain limited warranties and a performance guarantee for the Solar System you have agreed to lease from us. In this Limited Warranty, the term "Solar System" means the solar power system to be installed by the "Installer' listed above on NRG RSS' behalf at the home and property at the installation address listed above (the "Property'). This Limited Warranty begins on the day we begin to install the Solar System that we are leasing to you under the Lease. This Limited Warranty refers to NRG RESIDENTIAL SOLAR SOLUTIONS LLC, together with its successors and assigns, as "NRG RSS" or "we" or "us". This Limited Warranty refers to the property owner and any co-owner listed above, together with any permitted successors, heirs, and assigns, as "you". Capitalized terms used but not defined have the meanings given to them in the Lease. 2. What is the Performance Guarantee? We estimate that on each anniversary of the Production Date, the Solar System will have produced the Cumulative Estimated Power (kWh) shown on the Guaranteed Power Table. We guarantee that as of each anniversary of the Production Date, the Solar System will have produced Actual Power (as defined below) greater than or equal to the corresponding Guaranteed Power (as defined below), so long as we can monitor the Solar System as described in Section 7 below and you are not in default under the Lease. We refer to this guarantee as the "Performance Guarantee". "Actual Power" as of each anniversary of the Production Date shall be the cumulative quantity of electricity (in kWh) produced by the Solar System since the Production Date, as measured by NRG RSS by monitoring the Solar System remotely as described in Section 7 below. If at any time NRG RSS is unable to monitor the Solar System remotely, Actual Power shall be estimated by NRG RSS using reasonable means. Additionally, Actual Power shall be adjusted to include electricity that NRG RSS reasonably estimates would have been produced during a period of time when the Solar System is shut down or producing less power due to a transmission grid failure, your request, or your failure to perform any of your obligations under the Lease or Limited Warranty. Guaranteed Power Table Anniversary of Production Date Cumulative Estimated Power kWh Cumulative Guaranteed Power kWh 1 6,852 6,167 2 13,656 12,290 3 20,412 18,371 4 27,122 24,409 5 33,784 30,405 6 40,399 36,359 7 46,968 42,272 8 53,492 48,142 9 59,969 53,972 10 66,401 59,761 11 72,789 65,510 12 79,131 71,218 13 85,429 76,886 14 91,683 82,515 15 97,893 88,104 16 104,060 93,654 17 110,184 99,165 18 116,264 104,638 19 122,303 110,072 20 128,298 115,469 Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 1 nrg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 "Guaranteed Power" as of each anniversary of the Production Date shall be the Cumulative Guaranteed Power kWh quantity set forth in the Guaranteed Power Table. 3. What happens if NRG RSS fails to comply with the Performance Guarantee? If, in any period ending on an anniversary of the Production Date, NRG RSS fails to comply with the cumulative Performance Guarantee, then within thirty (30) days of the end of the calendar year following the anniversary of the Production Date, we will pay you an amount (the "Performance Credit') equal to (i) the difference in kWh between the Guaranteed Power and the corresponding Actual Power, multiplied by (ii) $ 0.133, minus (iii) the sum of all prior Performance Credits. Example for illustrative purposes only: Column A Column B Column C Column D Column E Column F Column G Column H Net Performance Credit to Cumulative Cumulative Cumulative Net be paid** Production Deficit Performance Credit** performance Credits ** Note: For example only: Anniversary Cumulative Cumulative Cumulative Actual (kWh)Paid **Note: Prior assumes $0.10/kWh of Production Estimated Guaranteed Power For credit rate Date Power (kWh) Power (kWh) (kWh) only: example y: [Column C- Column D (if assumes $0.10/kWh [Column H total prior to [Column F — Column G (if positive)] credit rate applicable year] positive)] Year 1 6,000 5,400 6,000 n/a n/a n/a $0 Year 12,000 10,800 10,750 50 $5 $0 $5 Column F Year 3 $20 — Year 3 18,000 16,200 16,000 200 $20 $5 Column G Year 3 $5 =$16 Column H Year 2 $5 + Column F Year 4 $80 — Year 4 24,000 21,600 20,800 800 $80 Column H Year 3 $15 = Column G Year 4 $20 = $20 $60 Year 5 30,000 27,000 28,100 n/a n/a n/a $0 Column H Year 2 $5 + Column F Year 6 $100 - Year 6 36,000 32,400 31,400 1000 $100 Column H Year 3 $15 + Column G Year 6 $80 = Column H Year 4 $60 = $20 $80 "Note: For example only: assumes $0.10/kWh credit rate 4. What happens if the Solar System performs better than the Performance Guarantee? If the Solar System performs better than the Performance Guarantee, such that it produces more Actual Power than the Guaranteed Power, then this surplus energy is yours at no additional cost. The Guaranteed Power and Actual Power are based on the cumulative amount of energy (kWh) produced by the Solar System since the Production Date, so the surplus energy will be automatically included in Actual Power and will offset any future periods of lower electricity production. 5. What does this Limited Warranty cover, and for how long? Under this Limited Warranty, we are providing you with the following limited warranties and performance guarantee: Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 2 nrg`' DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-SE72-9AB124330074 6. What about my roof warranty? Installation of a Solar System may void any existing roofing warranty of the roof manufacturer or roof installer. NRG RSS assumes no responsibility in relation to any existing roofing warranties, whether voided or not, after or during the installation of the Solar System, except to the extent expressly set forth in Section 5. 7. Do I need to have an internet connection? Will NRG RSS monitor the Solar System? In order for us to monitor the Solar System and provide you with the Performance Guarantee, your Property must allow the NRG RSS Solar System monitor ("the System Monitor") to connect to a cellular network compatible with the System Monitor ("Compatible Cellular Network"). If your Property cannot be successfully connected by Installer to a Compatible Cellular Network, you will need to provide, at your own expense, a persistent internet connection through your home network for the System Monitor. If your Property cannot be successfully connected by Installer to a Compatible Cellular Network, you must notify NRG RSS whether or not you will provide an internet connection through your home network. If you provide this internet connection for the System Monitor, you need to provide Installer access to the internet connection. Additionally, for your internet connection to meet the requirements of this Limited Warranty, your home network must be configured so that (i) TCP ports 80, 20 and 21 are open and (ii) access to primary and secondary DNS servers is open. , Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 3 n rg 0 What is covered? How long is it covered? 5A. We warrant that the Solar System is of good quality, is new The Term (as defined in Section Limited Warranty when installed, and is constructed and installed in a good 1 of the Lease) on Installation and workmanlike manner according to Prudent Solar Practices Use of Solar (as defined in Section 17 below). We also warrant the Solar System System, under normal use and service conditions, against any defect or deficiency in workmanship. If we breach this warranty, we will, at our option, (i) repair or replace the Solar System, or (ii) continue to pay to you the required amounts under the Performance Guarantee, without making the repair or replacement. 5B. We warrant each roofing penetration made in connection with For five (5) years starting on the Limited Warranty installing the Solar System, and the surrounding area within a date we begin to install the Solar on Roofing five (5) inch radius of each penetration, against damage to System. Penetrations from the roof and against water infiltration through the roof. Installation If we breach this warranty, we will repair the damage to your roof and the physical damage to your property from any resulting water infiltration. 5C. Upon removal of the Solar System from your Property, we For one (1) year starting on the Limited Warranty warrant the roofing repair work around each roofing date we begin to remove the on Roofing penetration made in connection with installing the original Solar System from your Property. Penetrations from Solar System, and the surrounding area within a five (5) inch Removal radius of each penetration, against damage to the roof and against water infiltration through the roof. This warranty only applies if we elect to remove the Solar System in accordance with Section 8.3 of the Lease or if you require us to remove the Solar System in accordance with Section 8.3 of the Lease. If we breach this warranty, we will repair the damage to your roof and the covered physical damage to your property from any resulting water infiltration. 5D. We warrant the Solar System and installation and repair work For the entire Term, starting on Limited Warranty by us and our designated contractors against damage to your the day we begin to install the on Damage to Property and belongings. Solar System. Property and If we breach this warranty, we will repair the damage covered Belongings by this warranty or pay you the replacement value for such damage. 5E. If the cellular or internet connection described in Section 7 For the entire Term, starting on Performance below is available, we guarantee the performance of the the Production Date. Guarantee Solar System under the Performance Guarantee defined and described above in Section 2. If we breach the Performance Guarantee, we will pay you a Performance Credit as explained above in Section 3. 6. What about my roof warranty? Installation of a Solar System may void any existing roofing warranty of the roof manufacturer or roof installer. NRG RSS assumes no responsibility in relation to any existing roofing warranties, whether voided or not, after or during the installation of the Solar System, except to the extent expressly set forth in Section 5. 7. Do I need to have an internet connection? Will NRG RSS monitor the Solar System? In order for us to monitor the Solar System and provide you with the Performance Guarantee, your Property must allow the NRG RSS Solar System monitor ("the System Monitor") to connect to a cellular network compatible with the System Monitor ("Compatible Cellular Network"). If your Property cannot be successfully connected by Installer to a Compatible Cellular Network, you will need to provide, at your own expense, a persistent internet connection through your home network for the System Monitor. If your Property cannot be successfully connected by Installer to a Compatible Cellular Network, you must notify NRG RSS whether or not you will provide an internet connection through your home network. If you provide this internet connection for the System Monitor, you need to provide Installer access to the internet connection. Additionally, for your internet connection to meet the requirements of this Limited Warranty, your home network must be configured so that (i) TCP ports 80, 20 and 21 are open and (ii) access to primary and secondary DNS servers is open. , Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 3 n rg 0 DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 If the System Monitor remains successfully connected to the internet through the connection you provide, or if the System Monitor is able to connect to a Compatible Cellular Network, we will monitor the Solar System remotely at no additional cost to you. Additionally, we will promptly notify you if we receive monitoring information indicating that the Solar System is not operating correctly. You agree to notify us immediately if the electricity or your provided internet connection described above will not be available for more than forty-eight (48) hours. If you fail to provide the electricity or internet connection described above for any period of time, we may estimate the power produced by the Solar System using reasonable means. IF THE SYSTEM MONITOR RELIES ON YOUR INTERNET CONNECTION, AND IF YOU FAIL TO PROVIDE THE ELECTRICITY OR INTERNET CONNECTION DESCRIBED ABOVE FOR A PERIOD OF THIRTY (30) DAYS OR MORE, WE WILL NO LONGER PROVIDE YOU WITH THE PERFORMANCE GUARANTEE, AND IF SUCH ELECTRICITY OR INTERNET CONNECTION FAILURE OCCURS DUE TO CIRCUMSTANCES WITHIN YOUR CONTROL DURING THE FIRST SIX YEARS FOLLOWING THE INTERCONNECTION DATE, NRG RSS MAY DECLARE YOU IN DEFAULT OF THE LEASE IN ACCORDANCE WITH SECTION 10 OF THE LEASE. If the Property location does not have Compatible Cellular Network coverage through the Term and you cannot or will not provide internet access as described above, you accept and agree that: (i) NRG RSS will be unable to properly monitor the Solar System; (ii) NRG RSS cannot provide the Performance Guarantee; (iii) NRG RSS will not be liable to you in the event that the Actual Production is less than the Guaranteed Production and (iv) NRG RSS and its authorized representatives will require access your Property to inspect and service the Solar System for a period of 6 (six) years from the Interconnection Date. 8. What is not covered by this Limited Warranty? This Limited Warranty does not require us to perform or provide any of the excluded work described in Section 3.4 of the Lease. Additionally, under this Limited Warranty, we are not providing any warranty of specific electrical performance of the Solar System, other than the Performance Guarantee. 9. What circumstances void this Limited Warranty, so that it does not apply? The limited warranties and the Performance Guarantee set forth in this Limited Warranty are void and do not apply to reduced or lost electricity production or to repairs, improvements, corrections, or replacements of the Solar System required by or resulting from any of the following: (a) your gross negligence or your intentional damage to the Solar System, or your breach of, or failure to perform, your obligations under the Lease or this Limited Warranty; (b) any actual or attempted installation, repair, alteration, replacement, or modification made by any person other than one of NRG RSS' designated contractors; or (c) shading due to foliage or other obstacles that shade the Solar System more than the Solar System's location was shaded on the date you signed the Lease. 10. Under what circumstances will NRG RSS not be in breach of this Limited Warranty? NRG RSS will not be in breach of this Limited Warranty because of any failure or delay in complying with its limited warranty, Performance Guarantee, or other obligations under this Limited Warranty if such failure or delay is the result of your failure to perform your obligations under the Lease or this Limited Warranty, including to provide NRG RSS access to the Solar System, or is due to one or more events of Force Majeure (as defined below) or their effects. Additionally, the periods allowed for the performance by NRG RSS of its obligations under this Limited Warranty shall be extended for so long as such Force Majeure events or effects continue. In order to claim relief due to Force Majeure, however, (i) NRG RSS must provide you with prompt notice of the event of Force Majeure, to the extent reasonably practicable; (ii) the suspension of NRG RSS' performance must be of no greater duration and scope than that required by the event of Force Majeure; and (iii) NRG RSS' excused obligation must not be one which arose before the event of Force Majeure and which should have been fully performed before the event of Force Majeure occurred. For purposes of this Agreement, the term "Force Majeure" means acts of God or the public enemy; war; hostilities; riots; terrorism; theft; any weather condition or actions of the elements; hurricane; flood; lightning; wind; drought; earthquakes; fires; floods; explosion; accidents; riots; strikes or other significant labor disputes; unavailability of electricity from the transmission grid; power or voltage surge caused by someone other than NRG RSS or its representatives; unavailability or failure of equipment not utilized by or under the control of NRG RSS or its representatives; the binding order of any governmental authority (provided that such order has been resisted in good faith by all reasonable legal means); the failure to act on the part of any governmental authority (provided that such action has been timely requested and diligently pursued); or any other causes, whether or not of the Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 4 nrg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 same class or kind as those specifically named above, which are not within the reasonable control of NRG RSS or its representatives and which, by the exercise of reasonable diligence, NRG RSS and its representatives are unable to prevent. 11. How can you ask a question or submit a claim to get service? How may we notify you? To ask a question regarding this Limited Warranty, you may call us at 713-655-1180 during normal business hours. To submit a claim or provide any other notice under this Limited Warranty, you must send us the request in writing by email, fax, certified or registered first-class mail, post prepaid, with a return receipt requested, or a reputable courier service requiring signature for receipt. (a) To submit a claim or otherwise notify us by email, send an email to: rss.maintenance@nrgenergy.com (b) To submit a claim or otherwise notify us by fax, send a fax to: 832-379-5199 (c) To submit a claim or otherwise notify us by mail or courier, send the letter to: NRG RESIDENTIAL SOLAR SOLUTIONS LLC P.O. Box 304 Houston, Texas 77001 Attention: Warranty Claims To notify you under this Limited Warranty, we may send you a notice in writing in the manner described above, to the email address, fax number, or mailing address provided in the Lease or any subsequent contact information that you give us under the Lease or under this Limited Warranty. The parties agree that any faxed or emailed document shall be deemed an original document. All notices of arbitration must be sent by mail or courier, in the manner described above. 12. What happens if you submit a claim? What will we do to correct problems, and what will we not do? If we receive a claim under this Limited Warranty from you, we will review your claim and notify you within five (5) business days whether your claim is covered by this Limited Warranty. If we cannot make this determination without inspecting the Solar System, we will send our employee, contractor or agent to your Property within ten (10) business days of the date we receive your claim, and we will then notify you within five (5) business days of the visit as to whether your claim is covered by this Limited Warranty. (a) If your claim is covered by this Limited Warranty, then as required by Section 5, we will either pay you the required amounts under the Performance Guarantee or make the repair or replacement within a reasonable period of time, at no cost to you. We may use new or reconditioned parts to make repairs. We will use commercially reasonable efforts to replace parts with the same type of equipment, but we may substitute types of equipment if necessary. Any equipment substitution will not change our Performance Guarantee obligations. Additionally, at our option but at no additional cost to you, we may elect to make cosmetic repairs that are not covered by this Limited Warranty or to upgrade or add to any part of the Solar System to ensure that it performs according to the Performance Guarantee. (b) If your claim is not covered by this Limited Warranty, or if your claim is covered but we elect under Section 5A to pay you the required amounts under the Performance Guarantee without making any repair or replacement, then you may request that we make the repair or replacement at your expense. We will send a contractor selected by us to your Property to provide you with a price quote for the requested services. You may then elect whether to have the contractor provide the requested services, at the quoted price. The price quote will be based on standard pricing terms that are on a time and materials basis. 13. What happens if you want to move the Solar System to renovate or repair your home, or for any other reason? The Solar System may only be moved by our designated contractor, and only in order to permit you to renovate or repair the Property at your request and your expense. We will send a contractor to your Property to provide you with a price quote for moving the Solar System. You may then elect whether to have the contractor move the Solar System, at the quoted price. The price quote will be based on standard pricing terms that are on a time and materials basis. 14. What happens if you transfer your rights and obligations under the Lease? This Limited Warranty only protects the person leasing the Solar System. If you transfer all of your rights and obligations under the Lease to a buyer of your Property in a manner that is permitted by the Lease, then your remaining rights and obligations under this Limited Warranty will automatically transfer to the buyer. Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 5 nrg'' DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 YOU MAY NOT OTHERWISE TRANSFER YOUR RIGHTS OR OBLIGATIONS UNDER THIS LIMITED WARRANTY. IF YOU TRANSFER ANY OF YOUR RIGHTS AND OBLIGATIONS UNDER THE LEASE TO ANY PERSON IN A MANNER THAT IS NOT PERMITTED BY THE LEASE, THEN WE WILL NOT HONOR A CLAIM MADE UNDER THIS LIMITED WARRANTY BY THE BUYER OF YOUR PROPERTY OR ANY OTHER PERSON. 16. May NRG RSS assign its rights and obligations under this Limited Warranty? Yes, NRG RSS may transfer, sell, or otherwise assign all or any of its rights and/or obligations under this Limited Warranty to another party, without your consent and without prior notice to you. Any assignment of NRG RSS' obligations under this Limited Warranty will be to a party that is qualified to perform such obligations and that expressly accepts responsibility in writing for our obligations under this Limited Warranty. Upon such transfer, sale or assignment, NRG RSS shall be released from all future obligations under this Limited Warranty. 16. What happens if you want NRG RSS to remove the Solar System? If you have a right under Section 8.3 of the Lease to require us to remove the Solar System, and if you properly notify us under this Limited Warranty and request that we remove the Solar System, then at no cost to you, we will remove the Solar System and waterproof the roof penetrations that result from the removal. 17. What are the standards by which NRG RSS must perform under this Limited Warranty? The standards for our performance under this Limited Warranty will be applicable Prudent Solar Practices or as otherwise specified in this Limited Warranty. "Prudent Solar Practices" means those standards of care and diligence normally practiced by solar engineering, construction and installation firms in performing services of a similar nature in the geographic region where your Property is located and in accordance with (i) good engineering design practices, (ii) applicable law (including local codes and standards), (iii) any applicable governmental approvals and permits, and (iv) any applicable requirements of the local utility. Each Solar System shall be constructed, installed, and repaired in a good workmanlike manner, using principles, criteria and standards generally accepted for use by a contractor in connection with residential photovoltaic solar power systems of a similar size and type as the Solar System. 18. What are the limitations on NRG RSS' liability under this Limited Warranty? 18.1 LIMITED WARRANTY, EXCLUSIVE REMEDY. THE LIMITED WARRANTIES AND PERFORMANCE GUARANTEE DESCRIBED IN SECTION 5 AND SECTION 2 ABOVE ARE THE ONLY EXPRESS WARRANTIES AND GUARANTEE MADE BY NRG RSS WITH RESPECT TO THE SOLAR SYSTEM AND ITS OPERATION. NRG RSS HEREBY DISCLAIMS, AND YOU AND ALL OTHER BENEFICIARIES OF THIS LIMITED WARRANTY HEREBY WAIVE, ANY OTHER EXPRESS WARRANTY OR GUARANTEE WITH RESPECT TO THE SOLAR SYSTEM, ITS OPERATION, AND ANY COST SAVINGS FROM USING THE SOLAR SYSTEM. THE REPAIR, REPLACEMENT AND PAYMENT REMEDIES DESCRIBED UNDER THIS LIMITED WARRANTY ARE YOUR SOLE AND EXCLUSIVE REMEDIES FOR BREACH OF THIS LIMITED WARRANTY. 18.2 LIMITED DURATION OF IMPLIED WARRANTIES. ANY IMPLIED WARRANTIES ARISING UNDER STATE LAW, INCLUDING THE IMPLIED WARRANTIES OF FITNESS FOR A PARTICULAR PURPOSE, HABITABILITY, AND MERCHANTABILITY, SHALL IN NO EVENT EXTEND BEYOND THE END OF EXPRESS WARRANTIES DESCRIBED IN SECTION 5 ABOVE. 19. How does state law relate to this Limited Warranty? This Limited Warranty gives you specific legal rights, and you may also have other rights, which vary from state to state. 20. How does this Limited Warranty relate to the Lease? This Limited Warranty is an exhibit to the Lease and is subject to all of the terms and conditions of the Lease. In the event of an express conflict between this Limited Warranty and the Lease, the terms of this Limited Warranty will control. Lease Number: 10-0049081679-000-0000 Exhibit 4, Page 6 nrg DocuSign Envelope ID: 967D4FDD-CB5D-4C6A-BE72-9AB124330074 Exhibit 5 OWNERSHIP OF ENVIRONMENTAL ATTRIBUTES AND INCENTIVES As discussed in Section 6 of the Lease, the Environmental Attributes and Incentives with respect to the Solar System are owned as indicated by the checked box(es) below: I@ All Environmental Attributes and Incentives are the sole property of NRG RSS; or o The Environmental Attributes and Incentives described below are the property of Customer ("Customer's Incentives") and all Environmental Attributes and Incentives not described below ("Other Incentives") are the sole property of NRG RSS. Gl•�1/_1 Lease Number: 10-0049081679-000-0000 Exhibit 5, Page 1 nrg" Permit NO: TOWN OF NORTH ANDOVER APPLICATION FOR PLAN EXAMINATION Date Received Date Issued: L /_'_> IMPORTANT: Applicant must complete all items on this page LOCATION, 2.00 Wave PROPERTY°OWNER Print' 10:0 Year�Old Structure yes no. - MARNO: PARCEL:, ZONING)DISTRICT: Historic District yes no. Machin&$hop Village yes; o, TYPE OF IMPROVEMENT PROPOSED USE Residential Non- Residential ❑ New Building ('One family ❑ Addition ❑ Two or more family ❑ Industrial ❑ Alteration No. of units: ❑ Commercial )WRRepair, replacement ❑ Assessory Bldg ❑ Others: ❑ Demolition ❑ Other ❑ Septic ❑Well a ❑ Floodplain ❑ Wetlands, ❑ Watershed 30.istrict, El-Water/Sewer, DESCRIPTION OF WORK TO BE PERFORMED: 1�Groo-� o VLY Identification Please Type or Print Clearly) OWNER: Name: 3 ar\,e_ Phone: U3 7 Address: 2_00 VJ av erg 1ROO-8 ' iorti,, Aabovej, RA QtM_ _ ,CONTRACTOR, TRACTOR' Name:_ ..Catsfrl(mc_oo�kk 0G ' S in Phone: qV 62 3 dao 'Address.:. Sti t m �D�-4i� 11t�dV�/ f� Ut i s { Supervisor's Construction License:. 9 9 3 Exp. Date: 1a-1 to- 20 13 Nome Improvement,License- . Dater `7-l`f- DIY ARCHITECT/ENGINEER Phone: Address: Reg. No. FEE SCHEDULE. BULDING PERMIT. $12.00 PER $1000.00 OF THE TOTAL ESTIMATED COST BASED ON $125.00 PER S.F. Total Project Cost: $�p �� . °J FEE: $ (� �2 Check No.: 0-o 7 Receipt No.: 2.(�0,C NOTE: Persons contrac ing with unregistered contractors do not have access to the guarantyfund w , Slgnature�of Agent/Owner -9.gnature of contractor Plans Submitted ❑ Plans Waived ❑ Certified Plot Plan 0 Stamped Plans ❑ Plans Submitted ❑ Plans Waived ❑ Certified Plot Plan ❑ Stamped Plans ❑ TYPE OF SEWERAGE DISPOSAL Public Sewer ❑ Tanning/Massage/Body Art ❑ ... Swimming Pools ❑ Well ❑ Tobacco Sales ❑ Food Packaging/Sales ❑ Private (septic tank, etc. ❑ Permanent Dumpster on Site ❑ THE FOLLOWING SECTIONS FOR OFFICE USE ONLY INTERDEPARTMENTAL SIGN OFF - U FORM DATE REJECTED PLANNING & DEVELOPMENT ❑ DATE APPROVED COMMENTS CONSERVATION Reviewed on Signature COMMENTS HEALTH Reviewed on Signature COMMEMTS I Zoning Board of Appeals: Variance, Petition No: Zoning Decision/receipt submitted yes - Planning Board Decision: Conservation Decision: Comments Comm Water & Sewer Connection/Signature & Date Driveway Permit DPW Toho Engineer: Signature: Located 384 Os ood Street FIRE -DEPARTM.ENT - Temp Dumpster on site yes - no Located at 124. Main' Street Fire Departme'fit-signature/date COMMENTS Dimension Number of Stories: Total square feet of floor area, based on Exterior dimensions. Total land area, sq. ft.: ELECTRICAL: Movement of Meter location, mast or service drop requires approval of Electrical Inspector Yes No DANGER ZONE LITERATURE: Yes No MGL Chapter 166 Section 21A -F and G min.$100-$1000 fine NOTES and DATA — (For department use ® Notified for pickup - Date I � Doc.Building Permit Revised 2010 Building Department The folowing is a list of the required forms to be filled out for the appropriate permit to be obtained. Roofing, Siding, Interior Rehabilitation Permits ❑ Building Permit Application o Workers Comp Affidavit o Photo Copy Of H.I.C. And/Or C.S.L. Licenses o Copy of Contract o Floor Plan Or Proposed Interior Work Li Engineering Affidavits for Engineered products NOTE: All dumpster permits require sign off from Fire Department prior to issuance of Bldg Permit Addition Or Decks o Building Permit Application o Certified Surveyed Plot Plan ❑ Workers Comp Affidavit ❑ Photo Copy of H.I.C. And C.S.L. Licenses o Copy Of Contract ❑ Floor/Crossection/Elevation Plan Of Proposed Work With Sprinkler Plan And Hydraulic Calculations (If Applicable) o Mass check Energy Compliance Report (if Applicable) ❑ Engineering Affidavits for Engineered products NOTE: All dumpster permits require sign off from Fire Department prior to issuance of Bldg Permit New Construction (Single and Two Family) Li Building Permit Application ❑ Certified Proposed Plot Plan o Photo of H.I.C. And C.S.L. Licenses Li Workers Comp Affidavit o Two Sets of Building Plans (One To Be Returned) to Include Sprinkler Plan And Hydraulic Calculations (If Applicable) o Copy of Contract o Mass check Energy Compliance Report o Engineering Affidavits for Engineered products NOTE: All dumpster permits require sign off from Fire Department prior to issuance of Bldg Permit In all cases if a variance or special permit was required the Town Clerks office must stamp the decision from the Board of Appeals that the app; al period is over. The applicant must then get this recorded at the Registry of Deeds. One copy and proof of recording must be submitted with the building application Doc: Doc.Buil Jing Permit Revised 2012 Date. TOWN OF NORTH ANDOVER PERMIT FOR GAS INSTALLATION This certifies that .. �� . �� .. r .. . �?......... . has permission for gas installation . •- -a. ........ in the buildings of ..'. �.................................. at 4 f��....f... ..... , North Andover, Mass. Fe&�.' ... Lic. NoYLf' . '!.. ............ . AS IN '� O R Check #' 7047 Location l/ No. Dat TOWN OF NORTH.ANDOVER Certificate of Occupancy $�_ Building/Frame Permit Fee Foundation Permit Fee $ Other Permit Fee $ TOTAL $ Checl,�- 1 26405 Building Ins i 0 O O� _ V O L W CL d :a D co .0 0 y d Z Q N w O CD d O m E c O O _ .o cc (� L +'•• to W C� CL J 0 > _ _ `°� °'cn Q o=_ rn d > — 'a cm o -00 LAJ CLW a v o CO Z U) X Z o Z O LU d' LL Cl) d a W J o a z_ m a z _ Z z U O _ o d o t O Z O J J LU UCJ o co c E m s °' c a W N Y V.1 U m bD N E t D1 U w ` v Z Y 0 O Q 7 O C tm 7 -O E a) O _7_ _ C _ 0 :3i LL (n LL C' U LL K LL d' V) LL d' LL m N N i 0 O O� _ V O L W CL d :a D co .0 0 y d Z Q N w CD d O m E c _ .o cc (� L +'•• to �3 C� CL 0 > _ _ `°� °'cn o=_ rn d > — 'a cm o -00 i 0 O W :a co C9 Z m 0 CL Z U Cl) v o CO U) X o LLJ O Cl) c W J a z_ m O _ O N d t O Z O J UCJ i 0 -DAVID CASTRICONE CASTRICONE ROOFING & SIDING INC. ROOFING, SIDING & REMODELING REPLACEMENT WINDOWS HOME IMPkOVEMENT CONTRACTOR REGISTRATION NUMBER 104569 200 SUTTON STREET, SUITE 226, NO. ANDOVER� MA 01945 In North Andover 978-683-3420 ]nBoxford 978-887-6147 InHaverhMI978-374-7314 Uwe the owner(s) of the premises mentioned below, hereby contract with and authorize you as contractor, to furnish all necessary materials, labor and workmanship, to install, construct and place the improvements according to the following specifications, terms and conditions, on premises below described: Owner's Name ......... ......................................... T�phomc #....1a/ .... 111..1q11 ......... 9ZI3. ..... Job Address ... AO.0 ...... W111Vr.J' ..a.V.cX ................. State .... . M ....... Z ................. City. Specifications: ........................ ....................................................................................................................................................... gift existing shingles. t.Apply new drip edge to all edges. 13/.,, , ...................................................................................................................................................................................................................... Apply . q feet ice and water shi A membrane to bottom edges of house. 3 feet ice and water shield membrane in valleys and bottom edges of any u. Acated areas of house. .......................................... .................................. ........................... .................... Apply fel} pgerunderlayment. 4_ tall ridge vent to a' 9 817 ,Reroof using ............V ............................. ........................................................ shingles with a 3J> year warranty. ...................................................................................................................... I ............................................................................. I ................. Counterflash chimney. Aew vent ;pipe flashing. itegal disposal of all debris. 4 4 ............................................................ .... V .............. ... ............................................................................... Area(s) to be worked ............................................. ,t� . .... . ... ................. 2 .......... ...44J1 . ............... .. 1 . ....... .... . Roof board replacement ecessar) G jj /sheet "ooz .................... . .. . . ........... ................................................................................................................ 6�. �-- ...... Two Year Workmanship Warranty (Not Transferable) Niiinufacturer's Warranty as specified by"Ja f t rer The c?Wactor a es to perform the %% ork atid is the the materials specified above for the SUM of $....... ................ i 1�ayable.!P. .L7......... on UI P. on ................. glance payable on completion of job i b is in operation. Owner or Owners are not responsible for Prope, y Damage or Liability wIZOC1. Payable ....... := ..... .. �*.��'.'.*.�'.*. Contractor is not responsible for any damage to 11e interior of property, including pre-existing conditions (i.e. water stains, crumbling plaster, exposed nails) or conditions resulting frorn, application of materk_--'-.-.pecified above (i.e. objects coming loose from walls, crumbling plaster, exposed nails, dust in attic or other living spaces). Items in attic may need to be covered t: homeowner. All materials are property of contractor. Any dumpster placed by contractor is for his use only. Upon completion of above work, all undersigned agar !.o execute and deliver to contractor, their joint note in accordance with his (their) above obligation as requested by contractor. Upon refusal to do so, contractor rp,.:, at its option declare the entire contract price or so much as then remains unpaid, immediately due and payable. It is agreed that, if permitted by law, contractor shat; ',.c paid by the owner(s) all reasonable costs, attorney fees and expenses, in addition to the amount due and unpaid, that shall be incurred in enforcing the terms and com."tions of the contract and/or any lien in connection herewith. It is further agreed that this contract may be assigned by contractor, and also that the obligations hereofsl.all bind and apply to their heirs, successors or estates of the parties. The undersigned warrant(s) that he is (they am) the owners(s) of the above mentioned premises j.*..d that legal title thereto stands of record in his (their) names(s). There are no representations, guaranties or warranties, except such as may be herein incorp...-ated, if any, nor any agreements collateral hereto, nor is the contract dependent upon or subject to any conditions not herein stated. Any subsequent agreement in refic -ncc hereto shall be binding only if in writing and signed by all parties. All Home Improvement Contractors sl--. &I I be registered and any inquiries about a contractor or subcontractor relating to a registration should be directed to: Director, Home Improvement Contractor Registration, One Ashburton Place, Room 1301, Boston, MA 02108 Tel: 617-727-8598 Any and all necessary construction-relaled permits shall be obtained by the Contractor. Any Owner who secures his own construction - related permit or deals with unregister,: ! contractors is excluded from the Guaranty Fund provisions of MGL c. 142A. Approximate starting date of work ................................................ Completion date......................................................... Receipt of a copy of this contact is hereby acknowledged, and it is further acknowledged by the undersigned that the foregoing provisions have been read and the cont.,nts thereof understood and that no representation or agreement not herein contained shall be binding upon the parties and that all of the agreements and understandings of said parties are contained herein. DO NOT SIGN THIS CON YRACT IF THERE ARE ANY BLANK SPACES Owner has three business days to cancel this contract and incur no penalty (see noticqof cancellation). IN WITNESS WHEREOF, the parties'.i.,Iave hereunto signed their, this.1v of... ... 20../3.. Accepted: Signed ......... =' ... ........ sy .......... Owner Signed ........................................................................... Owner I David Castricone, President Town of North Andover Building Department 27 Charles Street Norah Andover, Massachusetts 01845 (978) 688-9545 Fax (978) 688-9542 DEBRIS DISPOSAL FORM NON7H q O O '' L x f -'9 �SSHCHUSE�S In accordance with the provisions of MGL c 40 s 54, and a condition of Building permit # the debris resulting from the work sliall be disposed of in a properly licensed solid waste disposal facility as defined by MGL cl 1, sl 50a., The debris will be disposed of in /at,- '-' Z-' t at: L-'Z-'t E Facility location Signature of Applicant _& 3 Date NOTE; A demolition permit from the Town of North Andover must be obtained for this project tluough the Office of the Building Inspector, EASTERN INSURANCE ACC R0 CERTIFICATE OF LIABILITY INSURANCE 9iiii�o ) PRODUCER 978 2173 6368 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION Willows Insurance Agcy ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER, THIS CERTIFICATE DOES NOT AMEND, EXTEND OR 51 Cochichowick Drive ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. North Andover MA 01845 INSURED DAVID CASTRICONE ROOFING 6 SIDING INC & CASTRICONE ROOFING 6 SIDING INC 231 Sutton St #3A NORTH ANDOVER MA 01845 nnVFRAn99 INSURERS AFFORDING COVERAGE _ IINeURERA,WESTERN WORLD CE INSURANCO INSURER B: -__INSURER C; INSURER D; INSURER E: NAIC # THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. Castricone Roofing & Siding LTR I POLICY NUMBER INSR Am- PO-TDATCYEFFECTIVE POUCYBXPIRATtON LIMITS GENERAL UABILITY EACH OCCURRENCE S 1000000 j COMMERCIAL GENERAL LIABILITY i _ V;CETO RENTED PREMIS_E_S_(Ea occurrarlQal.....�.$ 50000 A CLAIMS MADE j X j OCCUR pp1332898 9/6/2012 9/6/2013 MED _EXP (Any cneperson) $ _ 1000 PERSONAL d ADV INJURY $ 1000000 . ..._...... j j GENERAL AGGREGATE I $ — 2000000 GEN'L AGGREGATE LIMIT APPLIES PER: ) PRODUCTS - COMP/OP AGG I $ 2000000 POLICY PR - 1 !LOC AUTOMOBILE LIABILITY COMBINED SINGLE LIMB i $ _ ANY AUTO (Ee accidonl) ALL OWNED AUTOS BODILY MJURY $ SCHEDULED AUTOS (Per peNon) HIRED AUTOS - BODILY INJURY NON -OWNED AUTOS (Par acddernQ 3 PROPERTY DAMAGE $ (Per acOdenq GARAGE UA81ury I AUTO ONLY . EA ACCIDENT $ ' ANY AUTO 1 OTHER THAN EA ACC S -AUTO ONLY' AGG $ EXCESS I UMBRELLA LIABILITY ' EACH OCCURRENCE $ OCCUR �_ CLAIMS MADE I AGGREGATE 1 ? ..._........ . $ DEDUCTIBLE I $ �5 RETENTION $ WORKERS COMPENSATION WC STATU- 0TH- AND EMPLOYERS' LIABILITY YIN I �,TORY.LIIdLT.$. ER _ ANY PROPRIETOR/PARTNERIEXECUTIVE OFFICERLMEMBER EXCLUDED? E.L EACH ACCIDENT $ _ _.... I (Men4atory In NH) Ilylb,undi _ E.L. DISEASE - EA EMPLOYE $ __-- ... ... .. ._ SPECIde$CrlDe AL PROVISIOrNS 49IQw E.L. DISEASE -POLICY LIMN $ OTHER I , DESCRIPTION OF OPERATIONS I LOCATIONS I VEHICLES r EXCLUSIONS ADDED BY ENDORSEMENT I SPECIAL PROVISIONS w 1000-4%Pv7 PILVKV I.VKNUKATIUN. All rights reserved. -NSM po¢6i1,01 The ACORD name and logo are registered marks of ACORD SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION • DATE THEREOP, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 10 DAYS WRITTEN Castricone Roofing & Siding NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL Unit 3A IMPOSE NO 06LIGATION OR LIABILITY OF ANY KIND UPON THE INSURER, ITS AGENTS OR 231 R Sutton Street REPRESENTATIVES. North Andover, MA 01845 4UTHORIZEDREPRE8)&A 6-71 42 A!`r1D l'1 �c /7nnoln�l w 1000-4%Pv7 PILVKV I.VKNUKATIUN. All rights reserved. -NSM po¢6i1,01 The ACORD name and logo are registered marks of ACORD 0 DATE (MM/DD(YYYY) ACOR" CERTIFICATE OF LIABILITY INSURANCE r, 9/24/2012 THIS CERTIFICATE IS ISSUED AS A MATTER OF INFORMATION ONLY AND CONFERS NO RIGHTS UPON THE CERTIFICATE HOLDER. THIS CERTIFICATE DOES NOT AFFIRMATIVELY OR NEGATIVELY AMEND, EXTEND OR ALTER THE COVERAGE AFFORDED BY THE POLICIES BELOW. THIS CERTIFICATE OF INSURANCE DOES NOT CONSTITUTE A CONTRACT BETWEEN THE ISSUING INSURER(S), AUTHORIZED REPRESENTATIVE OR PRODUCER, AND THE CERTIFICATE HOLDER. IMPORTANT: if the certificate holder is an ADDITIONAL INSURED, the policy(ies) must be endorsed. If SUBROGATION IS WAIVED, subject to the terms and conditions of the policy, certain policies may require an endorsement. A statement on this certificate does not confer rights to the certificate holder in lieu of such endorsement(s). PRODUCER NAMEA Select Dept ext 668Q7: astern Insurance Group LLC - Main PHO CNN Ed ):508-1 7700 ac N.):508-653-8089 33 'Nest Central Street EMAIL Jatick MA 01760 DDr,Ess:selectworkaeasterninsurance.com . INSURER(S) AFFORDING COVERAGE NAIC 0 INSURER A:(.rMMPrCP R Inrluatry 119410 INSURED 31969 IINSURER David Casiricone Roofing &Siding Inc NSURER 231 Rear Sutton Street, Unit 3A NSURER North Andover MA 01845 _ rnvcaenc¢ CFRTIFICATF NIIMRFR- 1S'1Arni9n7 REVISION NUMBER: THIS IS TO CERTIFY THAT THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR TYPE OF INSURANCE A IN R BR WVD POUCYNUMBER POLICY EFF 'MMIDD;YYYV POLICY EXP MM/DD/YYYY LIMITS AUTHORIZED REPRESENTATIVE GENERAL LIABILITY Cx�FA MERCI.AL GENERAL LIABILITY CLAIMS -MADE OCCUR u EACH OCCURRENCE _$ A.DAMU_E_r0_RrFTTI70_ PREMISES Eaoccwronce $ MED EXP (Any one person) $ PERSONAL R ADV INJURY $ GENERAL AGGREGATE $ —I GEN'L AGGREGATE LIrt9IT APPLIES PER: MI POLICY PRO- I LOC PRODUCTS - COMP!OP AGG $ $ -- �AUTOMOBILE UABIUTV' I ANY .AUTO ALL OVdNED SCHEDULED AUTOS AUTOS (—I iq NON -OWNED I HIRED AUTOS AUTOS Ea accident _ BODILY INJURY (Per p erson) S BODILY INJURY (Per accident) $ PROPERTY DAMAGE 'Pet acx J."' $ UMBRELLA LIAR EXCESS LIAB � OCCUR CLAIMS -MADE EACH OCCURRENCE $ AGGREGATE DED RETENTIONS _$__ $ A WORKE RS COMPENSATION AND EMPLOYERS' LIABILITY Y / N ANY PROP R I ETOR/PARTNERrEX ECUTI VE71E.L. OFFICERAAEMBER EXCLUDED? (Mandatory in NH) II iss, desclIbe under DESCRIPTION OF OPERATONS below N 1 A bVC003889723 /23/2012 x/23/2013 X WCSTATU- OTH- TORY I WITS F EACH ACCIDENT $100,000 E.L. DISEASE - EA EMPLOYEE $100,000 E.L. DISEASE -POLICY 0A IT 1 $500,000 DESCRIPTION OF OPERATIONS f LOCATIONS / VEHICLES (Attach ACORD 101, Additional Remarks Schedule, it more space is required) CFRTIFICATF 1 C)l DFR CANCFI I ATInN V 1985-Z010 ACORU CORPORATION. All rights reserved. ACORD 25 (2010105) The ACORD name and logo are registered marks of ACORD SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, NOTICE WILL BE DELIVERED IN David Castricone Roofing & Siding Inc ACCORDANCE WITH THE POLICY PROVISIONS. 231 Rear Sutton Street, Unit 3A North Andover MA 01845 AUTHORIZED REPRESENTATIVE V 1985-Z010 ACORU CORPORATION. All rights reserved. ACORD 25 (2010105) The ACORD name and logo are registered marks of ACORD �Ia;;:uhusctt> - Dcllcirinlcnt nl Pulrli� 1:rfct Buartl of 131jiltlin" RL ;uLttiun.:intl 5t:rnrl;lnl --- Construction Supervisor Specialty p Ity License License: CS SL 99358 Restricted to: RF,V1/S DAVID CASTRICONE 31 COURT STREET l s NORTH ANDOVER, MA 01845 y Expiration. 12/16/2013 (-nnnii..i,nrr TrF: 7924 SCA 1 C: 20M-05/11 --Office of Consumer Affairs & Busi e s Regular tion -- - d uF ;�OME IMPROVEMENT CONTRACTOR l _ .=registration: 104569 Type: x xpiration: 7/14/2014 Private Corporation DAVID CASTRICONE ROOFING, SIDING & David Castricone 200 SUTTON ST SUITE 226 i NORTH ANDOVER, MA 01845 �z Undersecretary 4-\ The Commonwealth of Massachusetts Department of Industrial Accidents Office of Investigations i �i, rIM 600 Washington Street Boston, MA 02111 www.mass.gov/dia Workers' Compensation Insurance Affidavit: Builders/Contractors/Electricians/Plumbers Applicant Information Please Print Legibly Name (Business/Organization/Individual): Cla5'f (Z ai r o t1 �. ny�' t N (r SI v t tZ Cr \ ti Address: A 3 1 R SoAko a S-ttO 3 A City/State/Zip: %io. 6&0 qu N A D l NPhone #: 9 ? J (a%3 3 yA n Are you an employer? Check the appropriate box: 1. ® I am a employer with 8 4. ❑ f am a general contractor and I employees (full and/or part-time).* have hired the sub -contractors 2. ❑ I am a sole proprietor or partner- listed on the attached sheet. l ship and have no employees These sub -contractors have working for me in any capacity. workers' comp. insurance. [No workers' comp. insurance 5. ❑ We are a corporation and its required.] officers have exercised their 3. ❑ 1 am a homeowner doing all work right of exemption per MGL myself. [No workers' comp. c. 152, § 1(4), and we have no insurance required.] t employees. [No workers' comp. insurance required.] Type of project (required): 6. ❑ New construction 7. ❑ Remodeling 8. ❑ Demolition 9. ❑ Building addition 10.❑ Electrical repairs or additions I I.❑ Plumbing repairs or additions 12.Y Roof repairs 13.❑ Other *Any applicant that checks box #1 must also fill out the section below showing their workers' compensation policy information. t Homeowners who submit this affidavit indicating they are doing all work and then hire outside contractors must submit a new affidavit indicating such. tContractors that check this box must attached an additional sheet showing the name of the sub -contractors acid their workers' comp. policy information. I am an employer that is providing workers' compensation insurance for my employees. Below is the policy and job site information. Insurance Company Name: iS _ Policy # or Self -ins. Lic. #: N,, ICAO 39 91 113 Expiration Date: q • A 3 -do 1 3 ` I Job Site Address: 02CUo \/Vvv a(s , C•U City/State/Zip:__ Ny AnJ,) i SYJ Attach a copy of the workers' compensation policy declaration page (showing the policy number and expiration date). Failure to secure coverage as required under Section 25A of MGL c. 152 can lead to the imposition of criminal penalties of a fine up to $1,500.00 and/or one-year imprisonment, as well as civil penalties in the form of a STOP WORK ORDER and a fine of up to $250.00 a day against the violator. Be advised that a copy of this statement may be forwarded to the Office of Investigations of the DIA for insurance coverage verification. I do hereby certify tinder the pains and penalties of peijuty that the information provided above is true and correct. Si,gnature: �J �' � Date: Phone #: 01 -?1 413 3 q a -O Official use only. Do not write in this area, to be completed by city or town official. City or Town: Permit/License # Issuing Authority (circle one): 1. Board of Health 2. Building Department 3. City/Town Clerk 4. Electrical Inspector 5. Plumbing Inspector 6. Other Contact Person: Phone #: F MASSACHUSETTS UNIFORM APPLICATON FOR PERK Ur TO DO GAS FITTING (Type or print) Date -0 NORTH ANDOVER, MASSACHUSETTS A o Building Locations j� G Q Wq d e f t i Permit # 7 c Amount $ A Owner's Name New Renovation ❑ Replacement ❑ Plans Submitted ❑ Name or type) ^ ` (� r n Check one: Cert ificate Installing Company V ,rl Corp.* E] Partner. 11 Finn/Co. Name of Licensed Plumber or Gas Fitter 64 Ott c_ /j (,� ye INSURANCE COVERAGE Check one: I have a current liability Insurance policy or it's substantial equivalent. Yes 91 No o If you have checked yes, please indicate the type coverage by checking the appropriate b Liability insurance policy q Other type of indemnity 1:1 Bond Owner's Insurance Waiver: I am aware that the licensee does not have the Insurance coverage required by Chapter 142 of the Mass. General Laws, and that my signature on this permit application waives this requirement. Check one: Signature of Owner or Owner's Agent Owner Agent E 1 11Ge y %,Q1 Lily ulal M1 W Lnc umans anu mrormauon i nave suomltted (or entered) in above application are true and accurate to the best of my knowledge and that all plumbing work and installations performed under Permit Issued for this application will be in compliance with all pertinent provisions of the Massachus ate Gas Code and Chapter 142 of the General Laws. own IAYYKU V hL) (OFFICE USE ONLY) Signature of Licensed Plumber Or Gas Fitter Plumber P L 174 7 C( - ti( Gas Fitter License Number ® Master Journeyman �� �� w v; % ` x c7 d o � x z H w o z a En U w m z GW7 F zo U wx > W O0 m w 3 0 a O Ua > 0aw H p SUB-BASEM ENT BASEM ENT 1ST. FLOOR i 2ND. FLOOR 3RD. FLOOR 4TH. FLOOR 5TH. FLOOR 6TH. FLOOR 7 T H. F L O O R- 8 T H 8TH. FLOOR Name or type) ^ ` (� r n Check one: Cert ificate Installing Company V ,rl Corp.* E] Partner. 11 Finn/Co. Name of Licensed Plumber or Gas Fitter 64 Ott c_ /j (,� ye INSURANCE COVERAGE Check one: I have a current liability Insurance policy or it's substantial equivalent. Yes 91 No o If you have checked yes, please indicate the type coverage by checking the appropriate b Liability insurance policy q Other type of indemnity 1:1 Bond Owner's Insurance Waiver: I am aware that the licensee does not have the Insurance coverage required by Chapter 142 of the Mass. General Laws, and that my signature on this permit application waives this requirement. Check one: Signature of Owner or Owner's Agent Owner Agent E 1 11Ge y %,Q1 Lily ulal M1 W Lnc umans anu mrormauon i nave suomltted (or entered) in above application are true and accurate to the best of my knowledge and that all plumbing work and installations performed under Permit Issued for this application will be in compliance with all pertinent provisions of the Massachus ate Gas Code and Chapter 142 of the General Laws. own IAYYKU V hL) (OFFICE USE ONLY) Signature of Licensed Plumber Or Gas Fitter Plumber P L 174 7 C( - ti( Gas Fitter License Number ® Master Journeyman �� �� `V The Commonwealth of Massachusetts Department of Industrial Accide t ns Office ofInvestigations 600 Washington Street Boston, MA 02111 www.massgov/dia Workers' Compensation Insurance Affidavit: Builders/Contractors/Electricians/Plumbers Applicant Information Please Print Legibly Name (Business/Organization/Individual): 4 Address: A,- � 4 -- p f C Rd City/State/Zip: Nc rhos , , N / ( 6 i ? Phone #: 6 3 - 3a S- - 81 a 7 Are you an employer? Check the appropriate box: 1. ❑ I am a employer with 4. ❑ I am a general contractor and I employees (full and/or part-time).* have hired the sub -contractors 2. P.I am a sole proprietor or partner- listed on the attached sheet ship and have no employees These sub -contractors have working for in any capacity. workers' comp. insurance. [No workers' comp. insurance 5• ❑ We are a corporation and its required.] officers have exercised their 3. ❑ I am a homeowner doing all work right of exemption per MGL myself. [No workers' comp. C. 152, § 1(4), and we have no insurance required.] t employees. [No workers' comp. insurance required.] Type of project (required): 6. ❑ New construction 7. ❑ Remodeling 8. ❑ Demolition 9. ❑ Building addition 10. r-1 Electrical repairs or additions 11.❑ Plumbing repairs or additions 12.0 Roof repairs 13.❑ Other t,.., rry W— —.�, :.. a:so rAJ oau me secnon below showing their workers' compensation policy information. t Homeowners who submit this affidavit indicating they are doing all work and then hire outside contractors must submit a new affidavit indicating such. $Contractors that check this box must attached an additional sheet showing the name of the sub -contractors and their workers' comp. policy information I am an employer that is providing workers' compensation insurance for my employees. Below is the policy and job site information. Insurance Company Name: Policy # or Self -ins. Lic. #: Expiration Date: Job Site Address: City/State/Zip: Attach a copy of the workers' compensation policy declaration page (showing the policy number and expiration date). Failure to secure coverage as required under Section 25A of MGL c. 152 can lead to the imposition of criminal penalties of a fine up to $1,500.00 and/or one-year imprisonment, as well as civil penalties in the form of a STOP WORK ORDER and a fine of up to $250.00 a day against the violator. Be advised that a copy of this statement may be forwarded to the Office of Investigations of the DIA for insurance coverage verification I do hereby certify under the pains and penalties of perjury that the information provided above is true and correct Phone #: 11 Official use only. Do not write in this area, to be completed by city or town official City or Town: Permit/License # Issuing Authority (circle one): 1. Board of Health 2. Building, Department 3. City/Town Clerk 4. Electrical Inspector 5. Plumbing Inspector 6. Other /�-ao --oy Contact Person: Phone #: Information and Instructions D Massachusetts General Laws chapter 152 requires all employers to provide workers' compensation for their employees. Pursuant to this statute, an employee is defined as "...every person in the service of another under any contract of hire, express or implied, oral or written." An employer is defined as "an individual, partnership, association, corporation or other legal entity, or any. two or more of the foregoing engaged in a joint enterprise, and including the legal representatives of a deceased employer, or the. receiver or trustee of an individual, partnership, association or other legal entity, employing employees. However the owner of a dwelling house having not more than three apartrnents and who resides therein, or the occupant of the dwelling house of another who employs persons to do maintenance, construction or repair work on such dwelling house or on the grounds or building appurtenant thereto shall not because of such employment be deemed to be an employer." MGL chapter 152, §25C(6) also states that "every state or Iocal licensing agency shall withhold the issuance or renewal of a license or permit to operate a business or to construct buildings in the commonwealth for any applicant who has not produced acceptable evidence of compliance with the insurance coverage required." Additionally, MGL chapter 152, §25C(7) states "Neither the commonwealth nor any of its political subdivisions shall enter into any contract for the performance of public work until acceptable evidence of compliance with the insurance requirements of this chapter have been presented to the contracting authority." Applicants Please fill out the workers' compensation affidavit completely, by checking the boxes that apply to your situation and, if necessary, supply sub -contractors) name(s), address(es) and phone number(s) along with their certificate(s) of insurance. Limited Liability Companies (LLC) or Limited Liability.Partnerships (LLP) with no employees other than the members or partners, are not required to carry workers' compensation insurance. If an LLC or LLP does have employees, a policy is required. Be advised that this affidavit may be submitted to the Department of Industrial Accidents for confirmation of insurance coverage. Also be sure to sign and date the affidavit .The affidavit should be returned to the city or town that the application for thepermit or license is being requested, not the Department of Industrial Accidents. Should you have any questions regarding the law or if you are required to obtain a workers' compensation policy, please call the Department at the number listed below. Self-insured companies should enter their self-insurance license number on the appropriate line. 1-1 City or Town Officials Please be sure that the affidavit is complete and printed legibly. The Department has provided a space at the bottom of the affidavit for you to fill out in the event the Office of Investigations has to contact you regarding the applicant. Please be sure to fill in the permit/license number which will be used as a reference number. In addition, an applicant that must submit multiple permit/license applications in any given year, need only submit one affidavit indicating current . policy information (if necessary) and under "Job Site Address" the applicant should write "all locations in (city or town)." A copy of the affidavit that has been officially stamped or marked by the city or town may be provided to the applicant as proof that a valid affidavit is on file for future permits or licenses. A new affidavit must be filled out each year. Where a home owner or citizen is obtaining a license or permit not related to any business or commercial venture i (i.e. a dog license or permit to bum leaves etc.) said person is NOT required to complete this affidavit. J The Office of Investigations would like to thank you in advance for your cooperation and should you have any questions, please do not hesitate to give us�a call. The Department's address, telephone and fax number: The Commonwealth of Massachusetts Department of Industrial Accidents Office of Investigations 600 Washington. Street BB,oston, MA 02111 Tel. # 617-727-4900 ext 406 or 1-977-MAS.SAFE Fax # 617-72.7-7749 Revised 5-26-05 v r"°vd.MaS,s... aovf dia