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HomeMy WebLinkAboutContract #: 004114 - From: To: - Exception - ExceptionSchool Department Administration Building North Andover, MA FORM OF GENERAL BID To the Awarding Authority: Kang Associates, Inc. January 2, 2014 A. The undersigned proposes to furnish all labor and materials required for the School Department Administration Building, North Andover, Massachusetts, in accordance with the accompanying plans and specifications prepared by Kang Associates, Inc. for the contract price specified below, subject to additions and deductions according to the terms of the specifications. B. This bid includes addenda numbered i - a _ 3 C. The proposed contract price is: /' �W ' C ' - (tib" dollars ($ 02� , 6 00 'MUxxs ;x n tw For Alternate #1: Deduct $ N%cWktC^ mayg^A fvvA!!?&0dollars ($ (q .000.00 ). For Alternate #2: Deduct$'[I��� hoc 'Tlnoust�nc�i �� dollars ($ 3 For Alternate #3: � �1 Deduct $T n 'T� �c4X dollars ($ a a00. (rte ). VAAk For Alternate #4: Deduct $ F►41n�t-+I;W �+uusGntQ dollars ($ 95.-OO.UC) ). __1W CA -4 0n1 nru For Alternate #5: Deduct $_(UhrA I 16SC.14i —1 --on 4L 16 1 dollars ($ J 0"L °° t v'O D. The subdivision of the proposed contract price is as follows: Item 1. The work of the general contractor, being all work other than that covered by Item 2: $ I. S39. 8I ?.Uo Item 2. Sub -bids as follows: Bond req'd Sub -trade Name of Sub -Bidder Amount Yes/No Masonry: 04.21.13 Brick Masonry lr�L[�SOn 04.72.00 Cast Stone Masonry — Roofing 07.31.13 Asphalt Shingles 07.53.00 Elastomeric Membrane Roofing RK t^4%nPe( v (1U 09.51.23 Acoustical Tile Ceilings Y_xV_ kcous _M � itk-ln, f FORM OF GENERAL BID - 1 $ C19 ",00 and $-Ig moxx �� $ s'70. W A c� School Department Administration Building Kang Associates, Inc. North Andover, MA January 2, 2014 09.90.00 Painting and Coating $ an u� mu— 14.42.16 Vertical Wheelchair Lifts 16f $ Mo Division 21 Fire Protection �Ix,c�ur ���l`�nc� &� $ , •CTO 1io Division 22 Plumbing ki"cv %%u k $ —00 Na Division 23 HVAC —j1�ow�c�s C . �a..x%n $ No Division 26 Electrical Division 28 Fire Alarm �nk���n,� i n E�tr,�r�� $ a,�UU Me) Total of Item 2: $ -7 5Z-2,. (YO E. The undersigned agrees that, if he is selected as general contractor, he will within five days, Saturdays, Sundays and legal holidays excluded, after presentation thereof by the awarding authority, execute a contract in accordance with the terms of this bid and furnish a performance bond and also a labor and materials or payment bond, each of a surety company qualified to do business under the laws of the commonwealth and satisfactory to the awarding authority and each in the sum of the contract price, the premiums for which are to be paid by the general contractor and are included in the contract price; provided, however, that if there is more than 1 surety company, the surety companies shall be jointly and severally liable. The undersigned hereby certifies that he is able to furnish labor that can work in harmony with all other elements of labor employed or to be employed on the work; that all employees to be employed at the worksite will have successfully completed a course in construction safety and health approved by the United States Occupational Safety and Health Administration that is at least 10 hours in duration at the time the employee begins work and who shall furnish documentation of successful completion of said course with the first certified payroll report for each employee; and that he will comply fully with all laws and regulations applicable to awards made subject to section 44A. The undersigned further certifies under the penalties of perjury that this bid is in all respects bona fide, fair and made without collusion or fraud with any other person. As used in this subsection the word "person" shall mean any natural person, joint venture, partnership, corporation or other business or legal entity. The undersigned further certifies under penalty of perjury that the said undersigned is not presently debarred from doing public construction work in the commonwealth under the provisions of section twenty-nine F of chapter twenty-nine, or any other applicable debarment provisions of any other chapter of the General Laws or any rule or regulation promulgated thereunder. Date (Name ner Bidder By. Signature and Title of Person Signing Bid as SJ4%^ /1,, mke Business Address ox�rd AM 01-ggo City and Statd FORM OF GENERAL BID - 2 School Department Administration Building North Andover, MA GENERAL BIDDER'S CHECKLIST: Addenda Recognized id Deposit /Iertificate of Corporate Bidder AM Eligibility YC, y date Statement Certificate of Non -Collusion and Certificate of Tax Compliance Certification of Labor Harmony and OSHA Training Requirements FORM OF GENERAL BID - 3 Kang Associates, Inc. January 2, 2014 School Department Administration Building North Andover, MA CERTIFICATE OF CORPORATE BIDDER Kang Associates, Inc. January 2, 2014 certify that I am the L6� of the corporation named as Bidder in the Bid Form, and that J4u)e ` S41,4— who signed the Bid Form on behalf of the Bidder was then the e—�NQSs 4 j A� of said corporation and that I know his signature; that his signature thereto is genuine and that the Bid Form was duly signed, sealed and executed for and in behalf of said corporation by authority of its governing body. Corporate Seal Secretary -Clerk 6 ( o 1 Date CORPORATE BIDDER - 1 CERTIFICATIONS CERTIFICATE OF NON -COLLUSION The undersigned certifies under penalties of perjury that this bid or proposal has been made and submitted in good faith and without collusion or fraud with any other person. As used in this certification, the word "person" shall mean natural person, business, partnership, corporation, committee, union, club or other organization, entity, or group of individuals. Signatur Print Name & Title Date ---4./ /19 )It, Company Name CERTIFICATE OF TAX COMPLIANCE Pursuant to Chapter 62C of the Massachusetts General Laws, Section 49A (b), I &- v� c "W%l , authorized signatory for;L"W-1 L',e4 CeAc ti CWA _ c . Name of individual Name of contractor do hereby certify under the pains and penalties of perjury that said contractor has complied with all laws of the Commonwealth of Massachusetts, and the Town of North Andover, relating to taxes, permit or other fees, reporting of employees and contractors, and withholding and remitting child support. Signature Date CERTIFICATION LABOR HARMONY AND OSHA TRAINING REQUIREMENTS The undersigned certifies under penalties of perjury that he is able to furnish labor that can work in harmony with all other elements of labor employed or to be employed at the work and that all employees to be employed at the worksite and in the work will have completed an OSHA -approved construction safety and health course lasting at least ten (10) hours. S�t V A4�, Print Name & Title Date __jQZ A�9 wwx, c, A. rr Company Name _ The Commonwealth of Massachusetts R Executive ,Office for Administration and Finance Division of Capital Asset Management and Maintenance One Ashburton Place DEVAL L. PATRICK Boston, Massachusetts 02108 GOVERNORGLEN Tel: (617) 727-4050 SHOR SECRETARY, ADMINISTRATION & TiMOTHV t'. MURRAY Fax-: 6617,) 727-5-36.3 FINANCE LIEUTENANT GOVERNOR CAROLE CORNELISON COMMISSIONER First Amended and Restated Prime/General Certificate of Contractor Eligibility CONTRACTOR IDENTIFICATION NUMBER: 0675 TIAE A►mende I and Restated Certificate Shall be Used fUr Subm ttin Prime/General Bids Onl The prior Certificate of Contractor Eligibility with an Approval Date of 4/3/2013 is hereby superseded, amended and restated by this Certificate with changes to the information contained in the following Section(s): 5, 6 I. CERTIFICATION PERIOD: This Certificate is valid from 4/3/2013 to 4/3/2014 2. CONTRACTOR'S NAME: Stutman Contracting, Inc. 3. CONTRACTOR'S ADDRESS: 22 Sutton Avenue, Oxford, MA 01540 4• WORK CATEGORIES: This Contractor is certified to file bids under Massachusetts General Laws Chapter 149, Chapter 149A and Chapter 25A in the following checked Categories of Work: L] Alarm Systems F] Asbestos Removal Deleading ] Demolition Doors & Windows [ ] Electrical n Electronic Security Systems S. EVALUATIONS: 6. PROJECT LIMITS: 7. SUPPLI for [_." Elevators L11 Energy Management Systems i] Exterior Siding L] Fire Protection Sprinkler Systems [] Floor Covering [J General Building Construction [; Historical Building Restoration L] Historical Masonry [� Historical Painting Historical Roofing [l HVAC Masonry ] Mechanical Systems i`-] Modular Construction/Prefab Number of Projects Evaluated: 16 Average Project Evaluation Rating: 96 ':V] Painting Plumbing �-f Pumping Stations (__ ] Roofing [_] Sewage & Water Treatment Plants { Telecommunication Systems [_] Waterproofing Number of Projects Below Passing Score: 0 Single Project Limit (SPL): $7,535,000.00 Aggregate Work Limit (AWL): General Building Construction Limit: OFFICE CERTIFICATION: N/A ;sby, General Counsel, J. Cornelison, Commissioner $10,027,000.00 $7,535,000.00 a1 1X1,3 Approval Date �y��_c r v v v xAclyH Comp to Applications for Renewal of Contractor Eligibility are due no later than three months PRIOR to the Expiration Date of the Certification Period shown above, Failure to submit Completed Applications timely may result in a gap in Certification or a lapse in Certification altogether for your company. Reviewer's InitialsS THE AMERICAN..INSTITUTE OF ARCHITECTS AIA Document A310 Bid Bond KNOW ALL MEN BY THESE PRESENTS, that we (Here insert full name and address or legal title of Contractor) Stutman Contracting, Inc. 22 Sutton Ave., Oxford, MA 01540 as Principal, hereinafter called the Principal, and Fidelity & Deposit "Company of Maryland (Hire insert full name and address or legal title of Surety) 3910 Keswick Rd, Baltimore, MD 21211 a corporation duly organized under the laws of the State of MARYLAND as Surety, hereinafter called the Surety, are held and firmly bound unto Toldt) Of North Andover (Here insert full name and address or legal title of Owner) 120 Main Street, North Andover, MA 01845 as Obligee, hereinafter called the Obligee, in the sum of FIVE PERCENT OF BID Dollars ($ 5% l� for the payment of which sum well and truly to be made, the said Principal and the said Surety,.bind ourselves, our heirs, executors, administrators, successors and assigns, jointly and severally, firmly by these presents. WHEREAS, the Principal has submitted a bid for (Here insert full name, address and description of project) . School Department Administration Building. NOW, THEREFORE, if. the Obligee shall accept the bid of the.Principal and the Principal shall enter into a Contract with. the Obligee in accordance with. the terms of such bid, and give such bond or bonds asmay be specified in the bidding or Contract Documents with good and sufficient surety for the faithful performance of such Contract and for the prompt payment of labor and material furnished in the prosecution thereof, or in the event of the failure of the Principal to enter such Contract and give such bond or bonds, if the .Principal shall pay to the Obligee the difference not to exceed the penalty hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract with another party to perform the Work covered by said bid, then this obligation shall be null and void, otherwise to remain in full. force and effect. Signed and sealed this 30th day of January 19 2014 Stutman Co tin Inc. (Pri ) (Seal) (Witness) r� (Title) hn�y/ �,n FIDELITY AND DEPOSIT COMPANY OF d (' ` t"J� " 6�ku' �' \ (Seal) (Witness) (Title) JOSEPH M PHILLIPS, ATTORNEY IN FACT AIA DOCUMENT A310 • BID BOND • AIA ®• FEBRUARY 1970 ED • THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, D. C. 20006 u Printed on Recycled Paper 9193 ZURICH AMERICAN INSURANCE COMPANY COLONIAL AMERICAN CASUALTY AND SURETY COMPANY FIDELITY AND DEPOSIT COMPANY OF MARYLAND POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS: That the ZURICH AMERICAN INSURANCE COMPANY, a corporation of the State of New York, the COLONIAL AMERICAN CASUALTY AND SURETY COMPANY, a corporation of the State of Maryland, and the FIDELITY AND DEPOSIT COMPANY OF MARYLAND a corporation of the State of Maryland (herein collectively called the "Companies"), by JAMES M. CARROLL, Vice President, in pursuance of authority granted by Article V, Section 8, of the By -Laws of said Companies, which are set forth on the reverse side hereof and are hereby certified to be in full force and effect on the date hereof, do hereby nominate, constitute, and appoint Joseph M. PHILLIPS, Maria GADZIALA, Mia WOO and Jocelyn KEECH, all of Chicopee, Massachusetts, EACH its true and lawful agent and Attorney -in -Fact, to make, execute, seal and deliver, for, and on its behalf as surety, and as its act and deed: any and all bonds and undertakings, and the execution of such bonds or undertakings in pursuance of these presents, shall be as binding upon said Companies, as fully and amply, to all intents and purposes, as if they had been duly executed and acknowledged by the regularly elected officers of the ZURICH AMERICAN INSURANCE COMPANY at its office in New York, New York., the regularly elected officers of the COLONIAL AMERICAN CASUALTY AND SURETY COMPANY at its office in Owings Mills, Maryland., and the regularly elected officers of the FIDELITY AND DEPOSIT COMPANY OF MARYLAND at its office in Owings Mills, Maryland., in their own proper persons. The said Vice President does hereby certify that the extract set forth on the reverse side hereof is a true copy of Article V, Section 8, of the By -Laws of said Companies, and is now in force. IN WITNESS WHEREOF, the said Vice -President has hereunto subscribed his/her names and affixed the Corporate Seals of the said ZURICH AMERICAN INSURANCE COMPANY, COLONIAL AMERICAN CASUALTY AND SURETY COMPANY, and FIDELITY AND DEPOSIT COMPANY OF MARYLAND, this 25th day of April, A.D. 2013. ATTEST: ZURICH AMERICAN INSURANCE COMPANY COLONIAL AMERICAN CASUALTY AND SURETY COMPANY FIDELITY AND DEPOSIT COMPANY OF MARYLAND tl�4tly w� Dt�p�� GgA thsu 4 � � : Q� a -'•'p S IMS D + V Q . f(� BBAL - '^ ` r �a Assistant Secretary Vice President Eric D. Barnes James M. Carroll State of Maryland City of Baltimore On this 25th day of April, A.D. 2013, before the subscriber, a Notary Public of the State of Maryland, duly commissioned and qualified, JAMES M. CARROLL, Vice President, and ERIC D. BARNES, Assistant Secretary, of the Companies, to me personally known to be the individuals and officers described in and who executed the preceding instrument, and acknowledged the execution of same, and being by me duly swom, deposeth and saith, that he/she is the said officer of the Company aforesaid, and that the seals affixed to the preceding instrument are the Corporate Seals of said Companies, and that the said Corporate Seals and the signature as such officer were duly affixed and subscribed to the said instrument by the authority and direction of the said Corporations. IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed my Official Seal the day and year first above written. Constance A. Dunn, Notary Public My Commission Expires: July 14, 2015 POA -F 063-2453 EXTRACT FROM BY-LAWS OF THE COMPANIES "Article V, Section 8, Attomeys-in-Fact. The Chief Executive Officer, the President, or any Executive Vice President or Vice Presiden"t may, by written instrument under the attested corporate seal, appoint attorneys -in -fact with authority to execute bonds, policies, recognizances, stipulations, undertakings, or other like instruments on behalf of the Company, and may authorize any officer or any such attorney-in-fact to affix the corporate seal thereto; and may with or without cause modify of revoke any such appointment or authority at any time. CERTIFICATE I, the undersigned, Vice President of the ZURICH AMERICAN INSURANCE COMPANY, the COLONIAL AMERICAN CASUALTY AND SURETY COMPANY, and the FIDELITY AND DEPOSIT COMPANY OF MARYLAND, do hereby certify that the foregoing Power of Attorney is still in full force and effect on the date of this certificate; and I do further certify that Article V, Section 8, of the By -Laws of the Companies is still in force. This Power of Attorney and Certificate may be signed by facsimile under and by authority of the following resolution of the Board of t f the,'.? if.'C =i AMERICAN INSURANCE COMPANY at a meeting daly called and held on the 15th day of December 1998. RESOLVED: "That the signature of the President or a Vice President and the attesting signature of a Secretary or an Assistant Secretary and the Seal of the Company may be affixed by facsimile on any Power of Attorney... Any such Power or any certificate thereof bearing such facsimile signature and seal shall be valid and binding on the Company." This Power of Attorney and Certificate may be signed by facsimile under and by authority of the following resolution of the Board of Directors of the COLONIAL AMERICAN CASUALTY AND SURETY COMPANY at a meeting duly called and held on the 5th day of May, 1994, and the following resolution of the Board of Directors of the FIDELITY AND DEPOSIT COMPANY OF MARYLAND at a meeting duly called and held on the 10th day of May, 1990. RESOLVED: "That the facsimile or mechanically reproduced seal of the company and facsimile or mechanically reproduced signature of any Vice -President, Secretary, or Assistant Secretary of the Company, whether made heretofore or hereafter, wherever appearing upon a certif e.d copy of any power of attorney issued by the Company, shall be valid and binding upon the Company with the same force and effect as though manually affixed. 1N TESTIMONY WHEREOF, I have hereunto subscribed my name and affixed the corporate seals of the said Companies, thi.: r-�i'51�7ay of t�L�, -t4 20A�L. '�v ocro µ+ Mao, ' �.. aNV i 'o- UAL ~q•un�NN~' S -g. 4 t wa,w Thomas O. McClellan, Vice President EFFECTIVE MARCH 30, 2010 Commonwealth of Massachusetts Division of Capital Asset Management PRIME/GENERAL CONTRACTOR UPDATE STATEMENT TO ALL BIDDERS AND AWARDING AUTHORITIES A COMPLETED AND SIGNED PRIME/GENERAL CONTRACTOR UPDATE STATEMENT MUST BE SUBMITTED WITH EVERY PRIME/GENERAL BID FOR A CONTRACT PURSUANT TO M.G.L. c.149, §44A AND M.G.L. c. 149A. ANY PRIME/GENERAL BID SUBMITTED WITHOUT AN APPROPRIATE UPDATE STATEMENT IS INVALID AND MUST BE REJECTED. Caution: This form is to be used for submitting Prime/General Contract bids. It is not to be used for submitting Filed Sub -Bids or Trade Sub -Bids. AWARDING AUTHORITIES If the Awarding Authority determines that the bidder does not demonstrably possess the skill, ability, and integrity necessary to perform the work on the project, it must reject the bid. BIDDER'S AFFIDAVIT I swear under the pains and penalties of perjury that I am duly authorized by the bidder named below to sign and submit this Prime/General Contractor Update Statement on behalf of the bidder named below, that I have read this Prime/General Contractor Update Statement, and that all of the information provided by the bidder in this Prime/General Contractor Update Statement is true, accurate, and complete as of the bid date. January 30, 2014 Stutman Contractinq, Inc. Bid Date Print Name of Prime/General Contractor School Department Administration Building _ 22 Sutton Ave. Oxford, MA 01540 Project Number (or Business Address name if no number) Town of North Andover Awarding Authority SIGNATURE Division of Capital Asset Management 508-987-9472 Teleph ne er Bidder's Authorized Representative Page 1 of 10 2 INSTRUCTIONS INSTRUCTIONS TO BIDDERS This form must be completed and submitted by all Prime/General contractors bidding on projects pursuant to M.G.L. c. 149, §44A and M.G.L. c. 149A. You must give complete and accurate answers to all questions and provide all of the information requested. MAKING A MATERIALLY FALSE STATEMENT IN THIS UPDATE STATEMENT IS GROUNDS FOR REJECTING YOUR BID AND FOR DEBARRING YOU FROM ALL PUBLIC CONTRACTING. This Update Statement must include all requested information that was not previously reported on the Application used for your firm's most recently issued (not extended or amended) Prime/General Contractor Certificate of Eligibility. The Update Statement must cover the entire period since the date of your Application, NOT since the date of your Certification. You must use this official form of Update Statement. Copies of this form may be obtained from the awarding authority and from the Asset Management Web Site: www.mass.gov/dcam. If additional space is needed, please copy the appropriate page of this Update Statement and attach it as an additional sheet. See the section entitled "Bidding Limits" in the Instructions to Awarding Authorities for important information concerning your bidding limits. INSTRUCTIONS TO AWARDING AUTHORITIES Determination of Bidder Qualifications It is the awarding authority's responsibility to determine who is the lowest eligible and responsible bidder. You must consider all of the information in the low bidder's Update Statement in making this determination. Remember: this information was not available to the Division of Capital Asset Management at the time of certification. The bidder's performance on the projected listed in Parts 1 and 2 must be part of your review. Contact the project references. AWARDING AUTHORITIES ARE STRONGLY ENCOURAGED TO REVIEW THE LOW BIDDER'S ENTIRE CERTIFICATION FILE AT THE DIVISION OF CAPITAL ASSET MANAGEMENT. Telephone (617) 727-9320 for an appointment. Bidding Limits Single Project Limit: The total amount of the bid, including all alternates, may not exceed the bidder's Single Project Limit. Aggregate Work Limit: The annual value of the work to be performed on the contract for which the bid is submitted, when added to the annual cost to complete the bidder's other currently held contracts, may not exceed the bidder's Aggregate Work Limit. Use the following procedure to determine whether the low bidder is within its Aggregate Work Limit: Step 1 Review Update Statement Question #2 to make sure that all requested information is provided and that the bidder has accurately calculated and totaled the annualized value of all incomplete work on its currently held contracts (column 9). Step 2 Determine the annual dollar value of the work to be performed on your project. This is done as follows: (i) If the project is to be completed in less than 12 months, the annual dollar value of the work is equal to the full amount of the bid. (ii) If the project will take more than 12 months to complete, calculate the number of years given to complete the project by dividing the total number of months in the project schedule by 12 (calculate to 3 decimal places), then divide the amount of the bid by the calculated number of years to find the annual dollar value of the work. Step 3 Add the annualized value of all of the bidder's incomplete contract work (the total of column 9 on page 5) to the annual dollar value of the work to be performed on your project. The total may not exceed the bidder's Aggregate Work Limit. Correction of Errors and Omissions in Update Statements Matters of Form: An awarding authority shall not reject a contractor's bid because there are mistakes or omissions of form in the Update Statement submitted with the bid, provided the contractor promptly corrects those mistakes or omissions upon request of the awarding authority. [810 CMR 8.05(1)]. Correction of Other Defects: An awarding authority may, in its discretion, give a contractor notice of defects, other than mistakes or omissions of form, in the contractor's Update Statement, and an opportunity to correct such defects, provided the correction of such defects is not prejudicial to fair competition. An awarding authority may reject a corrected Update Statement if it contains unfavorable information about the contractor that was omitted from the Update Statement filed with the contractor's bid. [810 CMR 8.05(2)]. 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E a) cu co E a) > a) U > c c O O O O O' N O L a) �• a) 0 c c c o o c c c ZO c' v) (D 0) U U a) a) () a) Q cn Z cn — to — !n — cn — U U U U U J c c c c c W d U U U U U U cu co CUa)co m U U U U U Z c c c c c c Q co U M E o U M E U E J �. .� y . � �. c +. .O U) Q. U) Q U) U) a cn cn c a) E a) O Q. E a) U (n c cn '^ L c E cu U 2 i cu cn Q. c cu c � _ O) O O c ccu W O a) U co > (� J (n c O c H c� c O H ca m cu a L• E E O a) D E o Q /-, a U U Z m Y C C� C a� rn m c co a� a co a m U O c O T 0 PART 3 - PROJECT PERFORMANCE For Parts 3 and 4, if you answer YES to any question, please provide on a separate page a complete explanation. Information you provide herein must supplement the Application for your most recently issued (not extended or amended) Sub -Bidder Certificate of Eligibility. You must report all requested information not previously reported on that Application. Include all details [project name(s) and location(s), names of all parties involved, relevant dates, etc.]. Division of Capital Asset Management Page 9 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 YES NO 1. Has your firm been terminated on any contract prior to completing a project or X has any officer, partner or principal of your firm been an officer, partner or principal of another firm that was terminated or failed to complete a project? 2. Has your firm failed or refused either to perform or complete any of its work X under any contract prior to substantial completion? 3. Has your firm failed or refused to complete any punch list work under any X contract? 4. Has your firm filed for bankruptcy, or has any officer, principal or individual with X a financial interest in your current firm been an officer, principal or individual with a financial interest in another firm that filed for bankruptcy? 5. Has your surety taken over or been asked to complete any of your work under X any contract? 6. Has a payment or performance bond been invoked against your current firm, or X has any officer, principal or individual with a financial interest in your current firm been an officer, principal or individual with a financial interest in another firm that had a payment or performance bond invoked? 7. Has your surety made payment to a materials supplier or other party under X your payment bond on any contract? 8. Has any subcontractor filed a demand for direct payment with an awarding X authority for a public project on any of your contracts? 9. Have any of your subcontractors or suppliers filed litigation to enforce a X mechanic's lien against property in connection with work performed or materials supplied under any of your contracts? 10. Have there been any deaths of an employee or others occurring in connection X with any of your projects? 11. Has any employee or other person suffered an injury in connection with any of X your projects resulting in their inability to return to work for a period in excess of one year? Division of Capital Asset Management Page 9 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 PART 4 - Legal or Administrative Proceedings; Compliance with Laws Please answer the following questions. Information must supplement all judicial and administrative proceedings involving bidder's firm, which were instituted or concluded (adversely or otherwise) since your firm's Application for your most recently issued (not extended or amended) Sub -Bidder Certificate of Eligibility. You must report all requested information not previously reported on that DCAM Application. The term "administrative proceeding" as used in this Sub -Bidder Update Statement includes (i) any action taken or proceeding brought by a governmental agency, department or officer to enforce any law, regulation, code, legal, or contractual requirement, except for those brought in state or federal courts, or (ii) any action taken by a governmental agency, department or officer imposing penalties, fines or other sanctions for failure to comply with any such legal or contractual requirement. The term "anyone with a financial interest in your firm" as used in this Section "I", shall mean any person and/or entity with a 5% or greater ownership interest in the applicant's firm. If you answer YES to any question, on a separate page provide a complete explanation of each proceeding or action and any judgment, decision, fine or other sanction or result. Include all details (name of court or administrative agency, title of case or proceeding, case number, date action was commenced, date judgment or decision was entered, fines or penalties imposed, etc.). Division of Capital Asset Management Page 10 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 YES NO 1. Have any civil, judicial or administrative proceedings involving your firm or a X principal or officer or anyone with financial interest in your firm been brought, concluded, or settled relating to the procurement or performance of any construction contract, including but not limited to actions to obtain payment brought by subcontractors, suppliers or others? 2. Have any criminal proceedings involving your firm or a principal or officer or X anyone with a financial interest in your firm been brought, concluded, or settled relating to the procurement or performance of any construction contract including, but not limited to, any of the following offenses: fraud, graft, embezzlement, forgery, bribery, falsification or destruction of records, or receipt of stolen property? 3. Have any judicial or administrative proceedings involving your firm or a X principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of any state's or federal procurement laws arising out of the submission of bids or proposals? 4. Have any judicial or administrative proceedings involving your firm or a X principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of M.G.L. Chapter 268A, the State Ethics Law? Division of Capital Asset Management Page 10 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 PART 4 - Legal or Administrative Proceedings; Compliance with Laws (continued) Division of Capital Asset Management Page 11 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 YES NO 5. Have any judicial or administrative proceedings involving your firm or a X principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of any state or federal law regulating hours of labor, unemployment compensation, minimum wages, prevailing wages, overtime pay, equal pay, child labor or worker's compensation? 6. Have any judicial or administrative proceedings involving your firm or a X principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of any state or federal law prohibiting discrimination in employment? 7. Have any judicial or administrative proceedings involving your firm or a X principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a claim of repeated or aggravated violation of any state or federal law regulating labor relations? 8. Have any proceedings by a municipal, state, or federal agency been brought, X concluded, or settled relating to decertification, debarment, or suspension of your firm or any principal or officer or anyone with a financial interest in your firm from public contracting? 9. Have any judicial or administrative proceedings involving your firm or a X principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of state or federal law regulating the environment? 10. Has your firm been fined by OSHA or any other state or federal agency for X violations of any laws or regulations related to occupational health or safety? Note: this information may be obtained from OSHA's Web Site at www.osha.gov 11. Has your firm been sanctioned for failure to achieve DBE/MBE/WBE goals, X workforce goals, or failure to file certified payrolls on any public projects? 12. Other than previously reported in the above paragraphs of this Section I, have X any administrative proceedings or investigations involving your firm or a principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled by any local, state or federal agency relating to the procurement or performance of any construction contract? 13. Are there any other issues that you are aware which may affect your firm's X responsibility and integrity as a building contractor? Division of Capital Asset Management Page 11 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 PART 5 - SUPERVISORY PERSONNEL List all supervisory personnel, such as project managers and superintendents, who will be assigned to the project if your firm is awarded the contract. Attach the resume of each person listed below. NAME TITLE OR FUNCTION Steven LeBoeuf Senior Project Manager Craig Lamica Project Manager Peter Trainor Lead Site Supervisor PART 6 - CHANGES IN BUSINESS ORGANIZATION OR FINANCIAL CONDITION Have there been any changes in your firm's business organization, financial condition or bonding capacity since the date your current Certificate of Eligibility was issued? YES [ ] NO [ X ] PART 7 - LIST OF COMPLETED CONSTRUCTION PROJECTS SUBMITTED TO THE DIVISION OF CAPITAL ASSET MANAGEMENT. Attach here a copy of the list of completed construction projects which was submitted with your firm's DCAM Application for your most recently issued (not extended or amended) DCAM Certificate of Eligibility. The Attachment must include a complete copy of the entire Section G - "Completed Projects" and the final page - "Certification" (Section J) containing the signature and date that the Completed Projects list (Section G) was submitted to the Division of Capital Asset Management. Division of Capital Asset Management Page 12 of 12 Prime/General Contractor Update Statement Effective March 30, 2010 STEVEN LEBOEUF 9 Charlton Street Rochdale, MA 01542 Home (508) 892-9474 Cell (508) 509-9791 SUMMARY I have been working for Stutman Contracting, Inc. since 1987, as a laborer, carpenter, foreman, project manager and now currently as Senior Project Manager. As Senior project manager I also work directly with Mass Housing, HUD, and DHCD. I also oversee administrative paperwork such as payroll reports, minority workforce reports, submittals, etc. WORK HISTORY Stutman Contracting, Inc., Oxford, MA — Project Manager (10/96 to Present) Supervisor and builder of projects that are both Public, Commercial, and Residential Also supervisor of all subcontractor trades on projects. Leicester Social Club, Inc., Leicester, MA — Treasurer (01/95 to present) Responsible for accounts payable and receivable, monthly and yearly reports and budgeting finances. Leicester Knights of Columbus, Leicester, MA — Editor (08/95 to 07/03) Editor of monthly newsletter for non-profit organization. Responsible for creating, printing and mailing. Leicester Knights of Columbus, Leicester, MA — Grand Knight (07/95 to 06/97) Leader of a non-profit organization that raises and distributes money to various local charities. United States Army Reserve, Fort Devens, MA — Combat Engineer (12/85 to 12/93) Trained in various skills in the engineering fields and later trained others. EDUCATION Leicester High School, Leicester, MA (1986) diploma with concentration in carpentry and drafting trades. Northeastern University, Boston, MA. Construction estimating and bidding for various levels of commercial projects. LICENSES Massachusetts Construction Supervisors Lic# 059214 OSHA 10 Cerificate Craig W Lamica 16 Pepka Drive Webster, MA 774-280-0183 Crai LLaamica �f rriail com ExI e Quality Contracting, Worcester, MA May 2002 -Feb 2013 General Contractor Production Manager/ Project Manager 1 Assist each lead carpenter as needed with management of the job. 2 Advise estimating about supplements and or change orders to ensure additional costs covered. 3 Advise bookkeeping about the job progress for billing. 4 Monitor status of job as well as job quality and cleanliness. 5 Train, evaluate and supervise team of lead carpenters, junior carpenters and laborers, as well as, subcontractors and trades, 6 Prepare and monitor project schedule, implement change orders, maintain status reports and chair project meetings with subcontractors, engineers, architects, and insurance company representatives. 7 Review building plans and blueprints to determine compliance with codes, ordinances, and regulations. 8 Responsible for overweing management of all projects, building estimates, and development of accurate and realistic schedules for a broad range of construction projects including, residential, commercial and state level projects. 9 Negotiate vendor pricing and parts ptuchasing for all quotes. Lead Carpenter: 1 Accountable for the production and coordination of all labor, materials, and trade contractors related to the actual construction from inception to certificate of occupancy. 2 Perform carpentry labor ranging from wood framing, window and door installation, installing custom kitchens, and finish trim on residential and commercial job sites. 3 Assign Work to and expedite performance for all labor on job site. 4 Supervise Subcontractors on job site. 9 Act as a liaison between company personnel, subcontractors, and customers Certifications : 1 MA Construction Supervisor License 2 MA Deleading Supervisor 3 RRP Certified 4 OSHA -10 Education: Bay Path Vocational,Technical High School Graduate of General Studies 1994 T.0 39dd 176ZO S3-1dVIS Zb:TT £TOZ/L0/£0 Peter M. Trainor 2 Eagleton St., Spencer, MA 01562 I ph. 508-885-4482 I cell: 774-239-1582 Skills & Abilities CARPENTRY I CONSTRUCTION SUPERVISION I PLUMBING MA UNRESTRICTED CONSTRUCTION SUPERVISOR: #CS103653 OSHA 10 MA LEAD SAFE RENOVATION SUPERVISOR: R -I-18867-13-00008 Education 1986-19871 CENTRAL NEW ENGLAND COLLEGE; WORCESTER, MA • Major: Civil Engineering DIPLOMA I WORCESTER VOCATIONAL TECHNICAL HIGH SCHOOL; WORCESTER, MA • Major: Plumbing Experience PROJECT SUPERVISOR j STUTMAN CONTRACTING, INC., OXFORD MA 2012-2013 Working project supervisor of commercial construction projects for bonded & insured general construction company. Supervise personnel; meet project scheduling & budgeting requirements for jobs in excess of $600,000. Coordination of trades among subcontractors for commercial, municipal and publically-funded projects Obtain permits, coordinate inspections with appropriate inspectors Translate architectural plans & specifications into completed projects Communicate successfully with subcontractors, inspectors, owners and architects Ensure ordering & delivery of all jobsite materials Maintain daily activities log Attend construction field meetings DESIGN -BUILD CONTRACTOR/CARPENTER I SELF-EMPLOYED, SPENCER, MA 12010-2012 Design -build General Contractor for residential work CARPENTER FOREMAN I G.M. BERGERON & SONS, WORCESTER, MA 11997-1999,2005-2010 • Job supervisor for custom home builder UNION CARPENTER I J.L.MARSHALL, PAWTUCKET RI 11999-2005 • Erection of concrete forms for large commercial work CARPENTER j SELF-EMPLOYED, DENVER CO 11990-1997 Residential Framing contractor Peter M. Trainor Resume CARPENTRY APPRENTICE I PAUL CORRON CARPENTRY 11988-1989 Renovation/remodeling apprentice UNION LABORER I G. N. PRUNIER & SONS 11982-1987 Mason's tender, staging builder Forklift, back hoe operator GRASSESCHI PLUMBING & HEATING 11981-1982 Residential & commercial Plumbing & heating, sprinkler PLUMBING APPRENTICE I DAVID W. EAGAN PLUMBING & HEATING1 1980 Residential & multi -family residential plumbing apprentice Page 2 \� N k'11*41 i F ¢ d 1 $ $ $ 2 N Z � 2 U U U y J i i E 3 E E f f � i 3 Vh fV2 � V� m 8 r r � S i g g g g g V 0U U V<°) (7 S 8 8 € 0 8 8 8 8 o a 8 8 8 Z; a_ g` �V a g= g` ao g` g2 a` m' 6 E E E ZN m 4Y�-Z;�-`=8 g� p p g 'Naas mg3 wa$aus mq3 g._ �F�g._ x_ =1D a P � c a a a 22 ffiN V E ¢ 3 E g .ssi � w w E 5 w i L 8 8 $ $ p 8 g $ 8 8 8 m h s g- ti L I °P OXY aq ZE �4O € of E u a E a S 4 ffi b E b a 1 6$ 16 JO y m N mC6 2g a' ♦� 4 4 I a LL k ^ N N N N AL m - � F _ E ro 0 wJ m m m a o o o m s ? = a o s B x b a 3 ffi B h a a Y s 5 S 8 $ O p ji3 m15 I� i t | |& | ! � , � ƒ � | � | k , ! � 2 k ° @ �� - | 4 11• Certification (notarization required) The undersigned, Steven Stutmun hereby certifies: (type name) That I am an owner or principal of Stutmun Contracting Inc., (company name) and that all answers and all statements contained in the attached application (including Sections F and G) for certificate of eligibility are complete, true and correct. Providing false or misleading information or failure to provide all required information will be considered grounds for denial. decertification and/or debarment. I attest to the accuracy of all information contained in thus application and verify that the information submitted is in fact complete, accurate and true, under oath. Signed and Sworn under the Pains and Penalties of Perjury. Dated at 12120112 This 20 day of December, 2012. By (signature): Type name: Steven Stutman Title or position: President ss. J��rs�hu�c fs (county) (state) T Before me, ;�1f L �1.2dha- IV . personal]y appeared and (nodafy public) known to me to be (name of officer) on satisfactory evidence which was is er driver's license and acknowledged tha(h19-1she is authorized to execute the foregoing and that its execution is his/her free act and deed and the free act and deet) of the firm. ' V�Iic �' My commission expires: �%Rn. _;I, rotaature) JAYNE WINDHAM co�+u oFpruas+�iusErra rint name)U% we°"x"'�$t0f*� January T, 2016 **Upon completion of this Application and the two corresponding Excel spreadsheets, save and email them to Certification A pplication.dca mA state.ma.0 s ** Page 16 of 16 Prime/General Revised March 2011 Computer