HomeMy WebLinkAboutContract #: 004433 - From: To: - Exception - Exceptioni
I
TOWN OF NORTH ANDOVER
120 MAIN STREET
NORTH ANDOVER, MASSACHUSETTS 01845
Raymond T Santilli
Assistant Town Manager
Mr. Victor Fernandes, President
Fernandes Masonry
1031 Phillips Road
New Bedford, MA 02745
Dear Mr. Fernandes:
NORTH
OE tt�ic q"1ti0
O F
9gSACH 5E�
March 4, 2014
TEL (978) 688-9516
FAX (978) 688-9556
Enclosed please find the bid bond/deposit submitted with your proposal in response to the
Invitation for Sub -Bids for `School Department Administration Building' issued by the Town of
North Andover. The bid bond/deposit is being returned since the contract was awarded to
another vendor.
If you have any .questions and/or concerns, please call me.
Enclosure
Sincerely,
807 -� l �F`fJ-k
Raymond T. Santilli
Assistant Town Manager
THE AMERICAN INSTITUTE OF ARCHITECTS
AIA Docuinent A310
Bid Bond
KNOW ALL MEN BY THESE PRESENTS, that we Fernandes Masonry, Inc.
1031 Phillips Road, New Bedford, MA 02745
as Principal, hereinafter called the Principal, and Travelers Casualty and Surety Company of America
One Tower Square, Hartford, CT 06183
a corporation duly organized under the laws of State of CT
as Surety, hereinafter called the Surety, are held and firmly bound unto
Town of North Andover
North Andover Town Hall, 120 Main Street, North Andover, MA 01845
as Obligee, hereinafter called the Obligee, in the sum of
Five Percent of Amount Bid
Dollars ($ 5% ),
for the payment of which sum well and truly to be made, the said Principal and the said Surety, bind ourselves, our heirs,
executors, administrators, successors and assigns, jointly and severally, firmly by these presents.
WHEREAS, the Principal has submitted a bid for
School Department Administration Building, North Andover, MA
NOW, THEREFORE, if the Obligee shall accept the bid of the Principal and the Principal shall enter into a Contract with
the Obligee in accordance with the terms of such bid, and give such bond or bonds as may be specified in the bidding or
Contract Documents with good and sufficient surety for -the faithful performance of such Contract and for the prompt
payment of labor and material furnished in the prosecution hereof, or in the event of the failure of the Principal to enter
such Contract and give such bond or bonds, if the Principal shall pay to the Obligee the difference not to exceed the penalty
hereof between the amount specified in said bid and such larger amount for which the Obligee may in good faith contract
with another party to perform the Work covered by said bid, then this obligation shall be null and void, otherwise to remain
in full force and effect.
Signed and sealed this 21 st of January
r (A
(Wit ess)
(Witness)
, 2014 .
Fernandes Masonry, Inc.
(Principal) (Seal)
(Title)
AIA DOCUMENT A310 • BID BOND • AIA ® • FEBRUARY 1970 ED •
THE AMERICAN INSTITUTE OF ARCHITECTS, 1735 N.Y. AVE., N.W., WASHINGTON, D.C. 20006
TRAVELERS )
POWER OF ATTORNEY
Farmington Casualty Company
Fidelity and Guaranty Insurance Company
Fidelity and Guaranty Insurance Underwriters, Inc.
St. Paul Fire and Marine Insurance Company
St. Paul Guardian Insurance Company
Surety Bond No. Bid Bond
OR
Project Description: School Department Administration
Building, North Andover, MA
St. Paul Mercury Insurance Company
Travelers Casualty and Surety Company
Travelers Casualty and Surety Company of America
United States Fidelity and Guaranty Company
Principal: Fernandes Masonry, Inc.
Obligee: Town of North Andover
KNOW ALL MEN BY THESE PRESENTS: That Farmington Casualty Company, St. Paul Fire and Marine Insurance Company, St. Paul Guardian
Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America,
and United States Fidelity and Guaranty Company, are corporations duly organized under the laws of the State of Connecticut, that Fidelity and
Guaranty Insurance Company is a corporation duly organized under the laws of the State of Iowa, and that Fidelity and Guaranty Insurance
Underwriters, Inc. is a corporation duly organized under the laws of the State of Wisconsin (herein collectively called the "Companies"), and that the
Companies do hereby make, constitute and appoint Shelly Andrade of the City of East Greenwich , State of RI , their true and lawful
Attorney -in -Fact, to sign, execute, seal and acknowledge the surety bond(s) referenced above.
IN WITNESS WHEREOF, the Companies have caused this instrument to be signed and their corporate seals to be hereto affixed, this 10th day of
September, 2012.
Farmington Casualty Company
Fidelity and Guaranty Insurance Company
Fidelity and Guaranty Insurance Underwriters, Inc.
St. Paul Fire and Marine Insurance Company
St. Paul Guardian Insurance Company
St. Paul Mercury Insurance Company
Travelers Casualty and Surety Company
Travelers Casualty and Surety Company of America
United States Fidelity and Guaranty Company
GASU& TY
1977
I SEAL b' '3 58dL�� F CCtx Q n T89G
State of Connecticut
City of Hartford ss.
By:
Robert L. Raney, Senior Vice President
On this the 10th day of September, 2012, before me personally appeared Robert L. Raney, who acknowledged himself to be the Senior Vice
President of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters, Inc., St. Paul Fire
and Marine Insurance Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company,
Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty Company, and that he, as such, being authorized so to do,
executed the foregoing instrument for the purposes therein contained by signing on behalf of the corporations by himself as a duly authorized officer.
In Witness Whereof, I hereunto set my hand and official seal
My Commission expires the 30th day of June, 2016.
ffle* Marie C. Tetreault, Notary Public
W
This Power of Attorney is granted under and by the authority of the following resolutions adopted by the Boards of Directors of Farrr, ing±on
Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and Guaranty Insurance Underwriters, Inc., St. Paul Fire and Marine Insurance
Company, St. Paul Guardian Insurance Company, St. Paul Mercury Insurance Company, Travelers Casualty and Surety Company, Travelers Casualty and
Surety Company of America, and United States Fidelity and Guaranty Company, which resolutions are now in full force and effect, reading as
follows:
RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President, any Vice President,
any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate Secretary or any Assistant Secretary may appoint
Attorneys -in -Fact and Agents to act for and on behalf of the Company and may give such appointee such authority as his or her certificate of
authority may prescribe to sign with the Company's name and seal with the Company's seal bonds, recognizances, contracts of indemnity, and
other writings obligatory in the nature of a bond, recognizance, or conditional undertaking, and any of said officers or the Board of Directors at
any time may remove any such appointee and revoke the power given him or her; and it is
FURTHER RESOLVED, that the Chairman, the President, any Vice Chairman, any Executive Vice President, any Senior Vice President or any
Vice President may delegate all or any part of the foregoing authority to one or more officers or employees of this Company, provided that
each such delegation is in writing and a copy thereof is filed in the office of the Secretary; and it is
FURTHER RESOLVED, that any bond, recognizance, contract of indemnity, or writing obligatory in the nature of a bond, recognizance, or
conditional undertaking shall be valid and binding upon the Company when (a) signed by the President, any Vice Chairman, any Executive Vice
President, any Senior Vice President or any Vice President, any Second Vice President, the Treasurer, any Assistant Treasurer, the Corporate
Secretary or any Assistant Secretary and duly attested and sealed with the Company's seal by a Secretary or Assistant Secretary; or (b) duly
executed (under seal, if required) by one or more Attorneys -in -Fact and Agents pursuant to the power prescribed in his or her certificate or
their certificates of authority or by one or more Company officers pursuant to a written delegation of authority; and, it is
FURTHER RESOLVED, that the signature of each of the following officers: President, any Executive Vice President, any Senior Vice President,
any Vice President, any Assistant Vice President, any Secretary, any Assistant Secretary, and the seal of the Company may be affixed by
facsimile to any Power of Attorney or to any certificate relating thereto appointing Resident Vice Presidents, Resident Assistant Secretaries or
Attorneys -in -Fact for purposes only of executing and attesting bonds and undertakings and other writings obligatory in the nature thereof, and
any such Power of Attorney or certificate bearing such facsimile signature or facsimile seal shall be valid and binding upon the Company and
any such power so executed and certified by such facsimile signature and facsimile seal shall be valid and binding on the Company in the
future with respect to any bond or understanding to which it is attached.
I, Kevin E. Hughes, the undersigned, Assistant Secretary, of Farmington Casualty Company, Fidelity and Guaranty Insurance Company, Fidelity and
Guaranty Insurance Underwriters, Inc., St. Paul Fire and Marine Insurance Company, St Paul Guardian Insurance Company, St. Paul Mercury Insurance
Company, Travelers Casualty and Surety Company, Travelers Casualty and Surety Company of America, and United States Fidelity and Guaranty
Company, do hereby certify that the above and foregoing is a true and correct copy of the Power of Attorney executed by said Companies,
which is in full force and effect and has not been revoked.
IN TESTIMONY WHEREOF, I have hereunto set my hand and affixed the seals of said Companies this 21st day of January
2014
Kevin E. Hughes, Assistant Secretary
? GI.cUA��L'iYl�1 a`*a ''rLs J'� .°rw�M1 Na• ••O. �i -
OJA1146�9
o1`#i •'.ce2�. +°o tip 1977� T.Sn°EA�xI�,y
Toverify.the authenticity of this Power of Attorney, call 1-800-421-3880 or contact us at www.travelersbond.com. Please refer to
the Att�rrtey-In-fact number, the above-named Individuals and the details of the bond to which the power Is attached.
I I 7
School Department Administration Building Kang Associates, Inc.
North Andover, MA January 2, 2014
To All General Bidders Except those Excluded:
A. The undersigned proposes to furnish all labor and materials required for completing, in accordance
with the hereinafter described plans; specifications and addenda, all work specified in
121V A-Soti of the specifications and in any plans specified in
such section, prepared by Kan6 Associates, Inc. for the School Department Administration
Building,North Andover, MA for the contract sum of:
ONE t-VNQ= r;:t4nHPjFlyE TWUSANQ dollars ($ �� Lebo }.
stX VuN(pt-ep
For Alternate #1:
Deduct $ ' dollars ($ 1 ).
For Alternate #2:
educt $
920- 00 dollars ($ C-16INrV T11 /S 0V,6 ).
For Alternate #3: S/x tfv�ViC >�p
Deduct $ dollars ($ ).
For Alternate #4:
Deduct $ dollars ($
For Alternate #5:
Deduct $ dollars ($ ).
B. This sub -bid includes addenda numbered'
C. This sub -bid
❑ may be used by any general bidder except:
❑ may only be use4bthefollowinciaeneral bidders:
(To exclude general bidders; insert an "X" in one box only and fill in blank following that box. Do not
answer C if no general bidders are excluded.)
FORM OF SUB -BID -1
School Department Administration Building Kang Associates, Inc.
North Andover, MA January 2, 2014
D. The undersigned agrees that, if he is selected as sub -bidder, he will within five days, Saturdays,
Sundays, and legal holidays excluded, after presentation of a subcontract by the general bidder
selected as the general contractor, execute with such general bidder a subcontract in accordance
with the terms of this sub -bid, and contingent upon the execution of the general contract, and, if
requested so to do in the general bid by such general bidder, who shall pay the premiums therefor,
or if pre -qualification is required pursuant to section 44D 3/4, furnish a performance and payment
bond of a surety company qualified to do business under the laws of the Commonwealth and
satisfactory to the awarding authority in full sum of the subcontract price.
E. The names of all persons, firms and corporations furnishing to the undersigned labor or labor and
materials for the class or classes or part thereof work for which the provisions of the section of the
specifications for this sub -trade requires a listing in this paragraph, including the undersigned if
customarily furnished by persons on his own payroll and in the absence of a contrary provisions in
the specifications, the name of each such class of work or part thereto and the Bid price for such
class of work or part thereof are:
Name
Class of Work
Bid Price
(Do not give bid price for any class or part thereof furnished by undersigned.)
F. The undersigned agrees that the above list of bids to the undersigned represents bona fide bids
based on the hereinbefore described plans, specifications and addenda and that, if the undersigned
is awarded the contract, they will be used for the work indicated at the same amounts stated, if
satisfactory to the awarding authority.
G. The undersigned further agrees to be bound to the general contractor by the terms of the
hereinbefore described plans, specifications, including all general conditions stated therein, and
addenda, and to assume toward him all the obligations and responsibilities that he, by those
documents, assumes toward the owner,
H. The undersigned offers the following information as evidence of his qualifications to perform the
work as bid upon according to all the requirements of the plans and specifications:
1. Have been in business under present business name IV years.
2. Ever failed to complete any work awarded? NO
3. List one or more recent buildings with names of the general contractor and architect on which
you served as a subcontractor for work of similar character as required for the above named
buildings.
Building Architect . General Contractor Amount of Contract
bG-4t 40kq
(a) TAvhvrbw 1416ll b�44t lh 13AChN—AG�03T1Nj S_oa} off[)
FORM OF SUB -BID - 2
School Department Administration Building
North Andover, MA
(b)
(c)
Kang Associates, I nc.
January 2, 2014
4. Bank reference
i L� iS� • I u�Q 1 2111
The undersigned hereby certifies that he is able to furnish labor that can work in harmony with all
other elements of labor employed or to be employed on the work; that all employees to be employed
at the worksite will have successfully completed a course in construction safety and health approved
by the United States Occupational Safety and Health Administration that is at least 10 hours in
duration at the time the employee begins work and who shall furnish documentation of successful
completion of said course with the first certified payroll report for each employee; and that he will
comply fully with all laws and regulations applicable to awards of subcontracts subject to section
44F.
The undersigned further certifies under penalties of perjury that this sub -bid is in all respects bona
fide, fair and made without collusion or fraud with any other person. As used in this subsection the
word "person" shall mean any natural person, joint venture, partnership, corporation or other
business or legal entity. The undersigned further certifies under penalty of perjury that the said
undersigned is not presently debarred from doing public construction work in the commonwealth
under the provisions of section twenty-nine F of chapter twenty-nine, or any other applicable
debarment provisions of any other chapter of the General Laws or any rule or regulation
promulgated thereunder.
t 2 I Zvly a� Nhes Qs�►., y
Date (Name of Sub -Bidder)
By:
Signature and Title of Person Signing Bid
SUB -BIDDER'S CHECKLIST:
Addenda Recognized
Bid Deposit
DCAM Certificate of Eligibility
Sub -Bidder Update Statement
Certificate of Corporate Bidder
to 5
Bu iness A ress
City and tate
FORM OF SUB -BID - 3
School Department Administration Building Kang Associates, Inc.
North Andover, MA January 2, 2014
CERTIFICATE OF CORPORATE BIDDER
1, bA--tD FeaNANDcs certify that I am the
Gl Y�- of the corporation named as Bidder in the
Bid Form, and that 1j1CTV12-- who signed the Bid Form on
behalf of the Bidder was then the of said
corporation and that I know his signature; t at his signature thereto is genuine and that the Bid Form was
duly signed, sealed and executed for and in behalf of said corporation by authority of its governing body.
Corporate Seal
Secretary -Clerk
t'7.W(L
Date
CORPORATE BIDDER - 1
,)
CERTIFICATIONS
CERTIFICATE OF NON -COLLUSION
The undersigned certifies under penalties ofpellury that this bid or proposal has been made and
submitted in good faith and without collusion or fraud with any other person. As used in this
certification, the word "person" shall mean natural person, busnless, partnership, corporation,
committee, union, club or other organization, entity, or group of individuals.
Signature _ _. Date
1 TUt2
Print Name & Title Company Name
CERTIFICATE OF TAX COMPLIANCE
Pursuant to Chapter 62C of the Massachusetts General Laws, Section 49A (1)),1
y ► P>tb 1� I/1-��n/D S ,authorized signatory for fe
gNANVrS f1pan /
Alat;ie of individual Maine of Contractor I
do hereby certify under the pains and penalties of perjury that said contractor has complied with
all tares of the Commonwealth of Massachusetts, and the Town of North Andover; relating to
taxes, permit or other fees; reporting of employees and contractors, and withholding and
remitting child support.
I.2l • 2of�
Signature Date
CERTIFICATION
LABOR HARMONY AND OSHA TRAINING REQ[�IREMENTS
The undersigned certifies under penalties of perjury that he is able to furnish labor that can work
in harruony with all other elements of labor employed or to be employed at the work
and
that all employees to be employed at the worksite and in the work will have completed an
OSHA -approved construction safety and health course lasting at least ten (10) hours.
Signatt
Vic,T-o2 KotVW0 3 l iNf
Print Name & Title
Date 1.7—t. zv14
ftV::va,NM
Company Name
CEWrIFICATE OF VOTE
At a duly authorized meeting the Board of Directors of the �eN sp 1`16 fPQ jY
held on ZOO—it was
VOTED, THAT
(Name) (Officer)
of N.S be and hereby is authorized to execute contracts and bonds in
the name and on behalf of said F6- ,N8t �(1�3t�N� and affix its coiporate seal hereto;
and such execution of any contract or obligation in the name of �WNRIYpo MA-. !t%" oil
its behalf by such officer Wunder seal of VC-41!-NANt S NLZ-y . shall be valid and binding
upon • ZON
I hereby certify that I am the clerk of the above named V4W-t4AlNW M%►�tlt J aind
thatyIMr?- ftYA& ill' S is the daily elected officer as above of said
fl!�§jNLZ-Y and that the above vote has not been amended or rescinded and
remains in full force and effect as the date of this contract.
AEON
�. r1 ?igl
(Date)
Certification of tile Corporate Clerk
School Department Administration Building
North Andover, MA
FOREIGN CORPORATIONS CERTIFICATION
AFFIDAVIT OF COMPLIANCE
Form AF -4A 1/78
EXECUTIVE OFFICE FOR
ADMINISTRATION AND FINANCE
The Commonwealth of Massachusetts
_2!�_ Massachusetts Business Corporation
Non-profit Corporation
Foreign (non -Massachusetts) Corporation
>` President Clerk ofNA�I �gVrv�•/
(Name of Corporation)
Kang Associates, Inc.
January 2, 2014
whose principal office is located iv -21' '^ " '
do hereby certify that the above named Corporation ha filed with the State Secretary all certificates and
annual reports required by Chapter 156B, Section 109 (Business Corporation), by Chapter 181, Section 4
(Foreign Corporation), or by Chapter 180, Section 26A (non-profit Corporation) of the Massachusetts
General Laws.
SIGNED UNDER THE PENALTIES OF PERJURY this day of Jl�/V� , 20
Signature of responsible Corporate Officer
FOREIGN CORP - 1.
DEVAL L. PATRICK
GOVERNOR
TIMOTHY P. MURRAY
LIEUTENANT GOVERNOR
The Commonwealth of Massachusetts
Executive Office for Administration and Finance
Division of Capital Asset Management and Maintenance
One Ashburton Place
Boston, Massachusetts 02108
Tel: (617) 727-4050
Fax: (617) 727-5363
Filed Sub -Bid
Certificate of Contractor Eligibility
CONTRACTOR IDENTIFICATION NUMBER: 1771
GLEN SHOR
SECRETARY, ADMINISTRATION &
FINANCE
This Certificate Shall Be Used for Submitting Filed Sub -Bids Onlv
CAROLE CORNELISON
COMMISSIONER
1. CERTIFICATION PERIOD: This Certificate is valid from 8/22/2013 to 8/22/2014
2. CONTRACTOR'S NAME: Fernandes Masonry, Inc.
3. CONTRACTOR'S ADDRESS: 1031 Phillips Road, New Bedford, MA 02745
4. WORK CATEGORIES: This Contractor is certified to file bids under Massachusetts General Laws Chapter 149,
Chapter 149A and Chapter 25A in the following checked Categories of Work:
❑ Acoustical Tile ❑ HVAC
❑Miscellaneous &Ornamental Iron ❑Terrazzo
❑ Electrical Work ❑ Lathing & Plastering ❑ Painting ❑ Tile
❑ Elevators ❑ Marble ❑ Plumbing ❑ Waterproofing, Damp
❑ Fire Protection Sprinkler Systems W Masonry Work ❑ Resilient Floors proofing, and Caulking
❑ Glass and Glazing ❑ Metal Windows ❑ Roofing & Flashing
S. EVALUATIONS: Number of Projects Evaluated: 18
Average Project Evaluation Rating: 91
Number of Projects Below Passing Score: 0
5. SUPPLIER DIVERSITY OFFICE CERTIFICATION: Minority Owned Business Enterprise
reya S. Bernstein, Deputy General Counsel, Approval Date
for Carole J. Cornelison, Commissioner
NOTE TO CONTRACTORS: Complete Applications for Renewal of Contractor Eligibility are due no later than three months
PRIOR to the Expiration Date of the Certification Period shown above. failure to submit Completed Applications timely may
result in a gap in Certification or a lapse in Certification altogether for your company.
Reviewer's Initials
May 16, 2012
.Mr. Victor Fernandes
Fernandes Masonry, Inc,
1031 Phillips Road
New Bedford, MA 02745
Dear Mr., Fernandes:
THE C0W,.4WEAITH OF MASSACHUSEITS
Execufive`Office for Administration and Finance
OPERATIONAL SERVICES,DIVISION
One Ashburton Place, Suite 1017
Boston, MA 02108-1552
Deval L. Patrick
Governor
Thoth ' P:
Page 2
5) A notarized: statement that indicates either "A or B as.referenced below,
A. "1 certify under the pains and penalties of perjury that (insert your Company Name) has not
received any contract(s) as a result of having been SDO certified."
B. "I certify under the pains and penalties of perjury that: (Insert your Company Name) has
received a contract(s) as a result of having been SDO certified." List all contract names,
contract: amounts and the- names of the. agencies with which you have. contracted from the date
of your last SDO renewal:"
6) A notarized statement that indicates:
"I certify under the pains and penalties of perjury that (Insert your Company Name) has (number) of
employees for each year end given; include owner(s),"
Furthermore, you have. a continuing duty to notify SDO of a change in any information that is relevant to the
firm's certification eligibility and to ensure that the information and documentation relied upon by SDO to certify
or to maintain the certification of the business enterprise is accurate, complete and not. misleading. You are
required to notify SDO in writing of any change of such information or documentation within thirty calendar
days. By way of example and not limitation, any change in ovirnecship;.control;.investrnen; ongoing or-
independenee `may=be considered material. Failure to abide by the continuing duty requirements -shall
constitute grounds for the business entity's decertification.
Additionally, every six years, certified companies that wish to remain certified must.undergo a substantive
review of their certification status with a SDO certification specialist who will re-evaluate,the company to
determine whether it continues to meet the applicable certification criteria. If you wish to recertify your
company when it becomes due for substantive review, you will :need to submit the applicable recertification
application and all required information anddocumentation to SDO no iater than forty-five (45) business days
prior to the date of certification expiration (i.e.., the recertification date):. At that time; a certification specialist .
Mill be assigned.to evaluate your company and will make a report and recommendation to the. Certification
Committee (CC) on: whether or not the company continues to meet the -applicable certification criteria.
As provided above in 425 CMR 2.00, if your company has a change of address or telephone number, please
send a signed letter within thirty days of the change on company letterhead to notify SDO of the new address
or telephone number.
During he period of your certification, if you have any furtherer#torts reaardarig:.your_ certification renewal., ---.
-`p1 a e dire there tb Ms. Neem D. White-_ Specialist, at (617) 502-8852,
Very truly yours,
Reginald A. Nunnally
Executive Director
0KRAVORAL SERVIC, ESS DIVIS40INI
SOPPMONIMIMOFFICE
Reginald Nunrially
Executive Director
October 17, 2013
Mr. Victor Fernandes
Fernandes Masonry, Inc.
1031 Phillip! Road
New Bedford, MA 0274.5
Dear Mr. Fernandes:
Deval L. Patrick
Governor
Glen Shor
Secretary
Gary J. Lambert
Assistant Secretary for
Operational Services
'Corib-latulations!. The Supplier Diversity Office (SDO), onbehalf of the Massachusetts Unified,
Certification Program- (MassUCP)., is pleased to notify you we. have renewed your company as a
disadvantaged business. enterprise -(C315,E). Your company continues to be assigned NAICS Code(s)
238140 with the certified business description of MASONRY SUBCONTRACTOR: FULL SERVICES
TO INCLUDE ., �BLOCK, BRICK AND STONE, and WW'remain listed . in our certified business directory.
This letter serves as sole and exelusive proof of your firm$ DOE certification,
Asa DBE, you must inform SDO in writing of any change in circumstances affecting your ability to meet
size, disadvantaged status, ownership, control requirements dy On en s any material change in the information
,
.provided in your application form. Changes in management rei.pomibility among members of a limited
_1
liability company are covered by this requirement. You must attach supporting documentation
describing in detail the nature of such changes. The notice mist take the form of an affidavit sworn to
b authorized y the owners: of the: firm before: a parson Who it authdri d.. try state: law to administer oaths or of an
un -sworn declaration executed under penalty of perjury of the laws of the United States. You must
provide the written notification within 36 days ofthe occurrence of the change. If you fail to make timely
notification of such, a change, ,you will be deemed to have failed to cooperate under 49 CFR 26.109(c).
To renew your firm's DBE certification and if it continues to meet the applicable criteria, on or before
your firm's certification anniversary date of October 21.1, 26141 and each year thereafter, please send
SDO the following , documents:
(1) Notarized originals of No ChangeAffidavit
(2) 'A §WMd copy of your company's; and all of its affiliates!,
and, attachments for theyearns) indicated.
(3). Asigned copy of your Personal Tax Returns
www.tmass.9"Osid
TDD: (617) 72142-716
S. Tax Returns including all schedules
FOX: (617) 502-8841
us on Twitter:' @Mass—MD
(4) If a: sole proprietor, a - si�qped,copy of your: complete tax; return including the Schedule C. for years)
indicated.
(5) Ali
I financial statements of your company ,for the year(s) indicated
(6) A notarized statement of the number of full- and part-time employees (including owner) for each
year ea: indicated.
(7) Completed Personal Financial Statement and Statement of Disadvantage Forms. (see attached
forms with instructions).
(8) For.out.of state companies, please provide a copy of your most recent certification letter from your
home state.
If you have changed your company name or address, :please: notify Ms. Nedra D. White, in writing on the
company's letterhead in order to: update your state vendor file.
'SDO-reserves. the -right -10: monitor,, perform random sootohecks..,: re-evaluate the firrnr or''revoke the
firm's certification if it no longer meets the certification criteria.
During the period of your certification, if you have further questions regarding annual reviews, please
contact. Ms. Nedra D. White, Director of Certification, at (617) 502-8852.
Very truly yours,
Reginald A. Nunnally
Executive Director