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HomeMy WebLinkAboutContract #: 005357 - From: To: - Exception - ExceptionLVULCI1VE ('IARCH 30, 2010 Commonwealth of Massachusetts Division of Capital Asset Management SUB-B1DDeR UPDAte StIlteMellt TO ALL SUB -BIDDERS TRADE CONTRACTORS AND AWARDING AUTHORITIES A COMPLETED AND SIGNED SUB -BIDDER UPDATE STATEMENT MUST BE SUBMITTED WITH EVERY FILED SUB -BID PURSUANT TO M.G.L. c.149, §44F AND EVERY TRADE SUB -BID PURSUANT TO M.G.L. c. 149A. ANY FILED SUB -BID OR TRADE SUB -BID SUBMITTED WITHOUT AN APPROPRIATE SUB -BIDDER UPDATE STATEMENT IS INVALID AND MUST BE REJECTED. Caution: This form is to be used for submitting Filed Sub -Bids and Trade Sub -Bids. It is not to be used for submitting Prime/General Contract bids. AWARDING AUTHORITIES If the Awarding Authority determines that the sub -bidder is not competent to perform the work as specified on the project, it should reject the bid. SUB -BIDDER'S AFFIDAVIT I swear under the pains and penalties of perjury that I am duly authorized by thebidder named below to sign and submit this Sub -bidder Update Statement on behalf of the bidder named below, that I have read this Sub -bidder Update Statement, and that all of the information provided by the bidder in this Sub -bidder Update Statement is true, accurate, and complete as of the bid date. Bid Date P.J. Dionne Company, Inc Print Name of Sub -bidder or Trade Contractor SC:t'tdy►�i n (� V��Q�✓� 60 Jonspin Road Wilmington MA 01887 Project Number (or Business Address nanie if no number) ,- AN dF- / �art�j �J Qt/e�' 978-557-39'90 Awarding Authority TelephptieoRJ dii er SIGNATURE— Bid 's Authorized Representative Division of Capital Asset M nagement o..�ar. i gut i,ir;�ir;r Update 5talement Effective tvdarch 30. 2010 INSTRUCTIONS INSTRUCTLONS TO SUB -BIDDERS This form must be completed and submitted by all Filed Sub -Bidders bidding on projects pursuant to M.G.L. c. 149, §44F and Trade Contractors bidding on projects pursuant to M.G.L. c. 149A. You must give complete and accurate answers to all questions and provide all of the information requested. MAKING A MATERIALLY FALSE STATEMENT IN THIS SUB -BIDDER UPDATE STATEMENT IS GROUNDS FOR REJECTING YOUR BID AND FOR DEBARRING YOU FROM ALL PUBLIC CONTRACTING. This Sub -Bidder Update Statement must include all requested information that was not previously reported on the Application used for your firm's most recently issued (not extended or amended) Sub -Bidder Certificate of Eligibility. The Sub -Bidder Update Statement must cover the entire period since the date of that Application, NOT since the date of your Certification. You must use this official form of Sub -bidder Update Statement. Copies of this form may be obtained from the awarding authority and from the DCAM Web Site: www.mass.gov/dcam. If additional space is needed, please copy the appropriate page of this Sub -bidder Update Statement and attach it as an additional sheet. Division of Capital Asset Management Sub -bidder Update Statement Effective March 30, 2010 INSTRUCTIONS TO AWARDING AUTHORITIES Determination of Sub -Bidder Qualifications It is the awarding authority's responsibility to determine each responsible bidder. You must consider all of the information in the bidder's Sub -bidder Update Statement in making this determination. Remember: this information was not available to the Division of Capital Asset Management at the time of certification. The sub -bidder's performance on the projected listed in Parts 1 and 2 must be part of your review. Contact the project references. AWARDING AUTHORITIES ARE STRONGLY ENCOURAGED TO REVIEW THE SUB -BIDDER'S ENTIRE CERTIFICATION FILE AT THE DIVISION OF CAPITAL ASSET MANAGEMENT. Telephone (617) 727-9320 for an appointment. Correction of Errors and Omissions in Sub -bidder Update Statements Matters of Form: An awarding authority shall not reject a sub -bidder's bid because there are mistakes or omissions of form in the Sub -bidder Update Statement submitted with the bid pursuant to M.G.L. c.149, §44D, provided the sub -bidder promptly corrects those mistakes or omissions upon request of the awarding authority. [810 CMR 8.13(1)]. Correction of Other Defects: An awarding authority may, in its discretion, give a sub -bidder notice of minor defects and omissions as to form in the Sub -bidder's Update Statement and provide an opportunity to correct its Sub -bidder Update Statement. However, the sub -bidder shall not be allowed to make corrections to a Sub -bidder Update Statement if material information about the sub -bidder was omitted from the Sub -bidder Update Statement filed with the sub -bidder's bid. The Awarding Authority shall advise DCAM of any material omissions in a Sub -bidder's Update Statement.. [810 CMR 8.13(2)]. 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Information you provide herein must supplement the Application for your most recently issued (not extended or amended) Sub -Bidder Certificate of Eligibility. You must report all requested information not previously reported on that Application. Include all details [project name(s) and location(s), names of all parties involved, relevant dates, etc.]. YES NO 1. Has your firm been terminated on any contract prior to completing a project or has ❑ any officer, partner or principal of your firm been an officer, partner or principal of another firm that was terminated or failed to complete aproject? 2. Has your firm failed or refused either to perform or complete any of its work under ❑ any contract prior to substantial completion? 3. Has your firm failed or refused to complete any punch list work under any contract? ❑ 4. Has your firm filed for bankruptcy, or has any officer, principal or individual with a ❑ financial interest in your current firm been an officer, principal or individual with a financial interest in another firm that filed for bankruptcy? 5. Has your surety taken over or been asked to complete any of your work under any ❑ contract? 6. Has a payment or performance bond been invoked against your current fine, or has ❑ any officer, principal or individual with a financial interest in your current firm been an officer, principal or individual with a financial interest in another firm that had a payment or performance bond invoked? 7. Has your surety made payment to a materials supplier or other party under your ❑ payment bond on any contract? 8. Has any subcontractor filed a demand for direct payment with an awarding authority ❑ for a public project on any of your contracts? 9. Have any of your subcontractors or suppliers filed litigation to enforce a mechanic's ❑ lien against property in connection with work performed or materials supplied under any of your contracts? 10. Have there been any deaths of an employee or others occurring in connection with ❑ any of yourprojects? 11. Has any employee or other person suffered an injury in connection with any of your ❑ projects resulting in their inability to return to work for a period in excess of one year? Division of Capital Asset Management Page 7 of 10 Sub -bidder Update Statement Effective March 30, 2010 PART 4 - Legal or Administrative Proceedings; Compliance with Laws Please answer the following questions. Information must supplement all judicial and administrative proceedings involving bidder's firm, which were instituted or concluded (adversely or otherwise) since your firm's Application for your most recently issued (not extended or amended) Sub -Bidder Certificate of Eligibility. You must report all requested information not previously reported on that DCAM Application. The term "administrative proceeding" as used in this Sub -Bidder Update Statement includes (i) any action taken or proceeding brought by a governmental agency, department or officer to enforce any law, regulation, code, legal, or contractual requirement, except for those brought in state or federal courts, or (ii) any action taken by a governmental agency, department or officer imposing penalties, fines or other sanctions for failure to comply with any such legal or contractual requirement. The term "anyone with a financial interest in your firm" as used in this Section "I" shall mean any person and/or entity with a 5% or greater ownership interest in the applicant's firm. If you answer YES to any question, on a separate page provide a complete explanation of each proceeding or action and any judgment, decision, fine or other sanction or result. Include all details (name of court or administrative agency, title of case or proceeding, case number, date action was commenced, date judgment or decision was entered, fines or penalties imposed, etc.). YES NO 1. Have any civil, judicial or administrative proceedings involving your firm or a ❑ principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to the procurement or performance of any construction contract, including but not limited to actions to obtain payment brought by subcontractors, suppliers or others? 2. Have any criminal proceedings involving your firm or a principal or officer or ❑ anyone with a financial interest in your firm been brought, concluded, or settled relating to the procurement or performance of any construction contract including, but not limited to, any of the following offenses: fraud, graft, embezzlement, forgery, bribery, falsification or destruction of records, or receipt of stolen property? 3. Have any judicial or administrative proceedings involving your firm or a principal ❑ or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of any state's or federal procurement laws arising out of the submission of bids or proposals? 4. Have any judicial or administrative proceedings involving your firm or a principal ❑ or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of M.G.L. Chapter 268A, the State Ethics Law? Division of Capital Asset Management Page 8 of 10 Sub -bidder Update Statement Effective March 30, 2010 PART 4 - Legal or Administrative Proceedings; Compliance with Laws (continued) VFS NO 5. Have any judicial or administrative proceedings involving your firm or a principal ❑ or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of any state or federal law regulating hours of labor, unemployment compensation, minimum wages, prevailing wages, overtime pay, equal pay, child labor or worker's compensation? 6. Have any judicial or administrative proceedings involving your firm or a principal ❑ or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of any state or federal law prohibiting discrimination in employment? 7. Have any judicial or administrative proceedings involving your firm or a principal ❑ or officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a claim of repeated or aggravated violation of any state or federal law regulating labor relations? 8. Have any proceedings by a municipal, state, or federal agency been brought, ❑ concluded, or settled relating to decertification, debarment, or suspension of your firm or any principal or officer or anyone with a financial interest in your firm from public contracting? 9. Have any judicial or administrative proceedings involving your firm or a principal or ❑ officer or anyone with a financial interest in your firm been brought, concluded, or settled relating to a violation of state or federal law regulating the environment? 10. Has your firm been fined by OSHA or any other state or federal agency for ® ❑ violations of any laws or regulations related to occupational health or safety? Note: this information may be obtained from OSHA's Web Site at www.osha.gov 11. Has your firm been sanctioned for failure to achieve DBE/MBE/WBE goals, ❑ workforce goals, or failure to file certified payrolls on any publicprojects? 12. Other than previously reported in the above paragraphs of this Section I, have any ❑ administrative proceedings or investigations involving your firm or a principal or officer or anyone with a financial interest in your firm been brought, concluded, or settled by any local, state or federal agency relating to the procurement or performance of any construction contract? 13. Are there any other issues that you are aware which may affect your firm's ❑ responsibility and integrity as a building contractor? Division of Capital Asset Management Page 9 of 10 Sub -bidder Update Statement Effective March 30, 2010 PART 5 - SUPERVISORY PERSONNEL List all supervisory personnel who will be assigned to the project if your firm is awarded the contract. Attach the resume of each person listed below. NAME TITLE OR FUNCTION Paul Dionne President Donald Storck Project Manager John Pfifferling Project Manager PART 6 - CHANGES IN BUSINESS ORGANIZATION OR FINANCIAL CONDITION Have there been any changes in your firm's business organization, financial condition or bonding capacity since the date your current Certificate of Eligibility was issued? ❑ Yes ® No If YES, attach a separate page providing complete details. PART 7 — LIST OF COMPLETED CONSTRUCTION PROJECTS SUBMITTED TO THE DIVISION OF CAPITAL ASSET MANAGEMENT ALONG WITH CERTIFICATION PAGE. Attach here a copy of the list of completed construction projects which was submitted with your firm's Application for your most recently issued (not extended or amended) Sub -Bidder Certificate of Eligibility. The Attachment must include a complete copy of the entire Section F — "Completed Projects" (Section G — "Completed Projects" for firms certified based upon their Prime/General Application), and the final page — "Certification Page", (Section I in the Sub -bidder Application or Section J in Prime/General Application) containing the signature and date that the Completed Projects list (Section F or G) was submitted to the Division of Capital Asset Management. Division of Capital Asset Management Page 10 of 10 Sub -bidder Update Statement Effective March 30, 2010 RESUME OF PAUL J. DIONNE Education 1983 Graduate Woburn High School 1984 North Shore Community College 1985-1989 Plumbers Local #12 Apprenticeship Program Work History 1985-1991 J.C. Caunistraro, Inc. 80 Rosedale Road Watertown, MA 617-926-0092 1991 -Present President, P.J. Dioluie Company, Inc. 60 Jonspin Road Wilirnington, NIA 01857 978-657-3990 Formed P.J. Dionne Company in 1991. Currently engaged in Commercial Plumbing and HVA:C:system.s. Licenses Journeyman Plumbers License # 21.605 Nf asters Plumbers License # 11 164 Donald G. Storck 10 Carpenter Street Amesbury, MAO 1913 EXPERIE, NCE 2005- Present P.J. Dionne Corn Uany. Inc. Wilmin ton MA Project Manager: `- Management of various size projects for Mechanical Contracting, including, the managing of several subcontractors. 2004-2005 Benchmark Mechanical Systems Burlington_ MA Project Manager: Management of various size projects for Mechanical Contracting; including; the managing of several subcontractors. 200 1 - 2004 Millennium Mechanical Concepts. Inc. Hingham. MA Vice President — Managed Accounts Payable and Receivables, along with Payroll. Managed the Sheet Metal division. 2000-2001 Jenco, Air. Inc — Amesbury. NIA President: Managing all aspects of the company including Aecoul-tts Payable and Receivable, Payroll, and Personnel. 19 7- 2000 Hall Sheet Mctal Works,_[rc. i. III oiect Manager: - Nlauagement of various size projects for Mechanical Contracting including, the managing of several subcontractors. Implemented the following: Purchase Order System . Inventory System Tool Tracking System 1981 19 7 Filters, Inc. Chxrlcstoun. N-111__ Inside Sales/ Warehouse Manager: Managed the warehouse along with the truck drivers. Performed inside telephone sales Inventory control and purchasing. EDUCATION 01/99- 05/99 N.S. Regional Vocational School Middleton Ml� Microsoft Word Course _.-- 1992- 1994 Northern Essex Community College _ Etaverhill \-_ti\_ Intioductiou to Accounting I & II 1991-1992 Northeast Regional Vocational Wakefield MA_ Third and Fourth year Sheet Metal Apprentice training 1977- 1980 Everett High School Everett, MABusiness Course (Graduated) ---- •21 Jordan Street Haverhill. MA (978) 373-9659 John Pfifferling Experience July 2002- Present P.J. Dionne Co. Inc. Wilmington, MA Project Manager • Plumbing foreman. ■ Salem Probate Court • Watertown Public Library • Waltham Public Middle School ■ Laboratory, Process Piping, Specialty gases • Mill Pond Water Treatment Facility • Park Circle Fire Station • Trolley Square Apartment / Condo Complex October 1993 - July 2002 Youngblood Co. Haverhill, MA Plumbing Foreman • Peabody Essex Museum. • Hampton Inn Braintree • Candlewood Suites Braintree and Burlington - 1990 -1993 Lewis Builders Atkinson, NH License Plumber / Service Technician • Residential houses. • Condominiums • Apartment Buildings • Light Commercial 1984-1990 Cash Mechanical Haverhill, MA Plaistow, NH Plumber • Commercial, Industrial Plumbing and Mechanical Piping Education Graduated Haverhill Public Schools 1986 • Whittier Regional Vo -Tech Evening courses Plumbing and Oil Burners. Licenses ■ Massachusetts Journeyman and Master Plumbing Lic. • Massachusetts Journeyman Pipe fitter Lic. • New Hampshire Master Plumbing Lic. J. Certification (notarization required) The undersigned. Paul J. Dionne hcrebv certifies: (type name) That I am an owner or principal of P.J. Dionne Company Inc , (company name) and that all answers and all statements contained in the attached application(including Sections F and G) for certificate of eligibility are complete, true and correct. Providing false or misleading information or failure to provide all required information will be considered grounds for denial. decertification and/or debarment. I attest to the accuracy of all information contained in this application and verify that the information submitted is in fact complete, accurate and true, under oath. Signed and Sworn under the Pains and Penalties of Perjury. Dated at 12:36 P.M. This 2nd day of.Ianuarl, 2013. By (signature): Type name: Paul J Dionne Title or position:. President ss. (county) (state) Before me, c_ personally appeared and (n Lary publi known to me to be �( based (name officer) on satisfactory evidence which was his/her driver's license and acknowledged that he/she is authorized to execute the foregoing and that its execution is his/her free act and deed and the free act ano deed of the firm. I/ c My com ssion CKARM otary p blit signature) "RTH1r Natopy Public. WCOMMY monweaK off, C Cvmmtasion W ��►sett� rint name) July 23, 2615 "Upon completion of this Application and the hvo corresponding Excel spreadsheets, save and email them to CertifrcationApplication deamnstate ma us ** Prime/General Revised March 2011 Page 16 of 16 Computer u ° P L f % ¢ ¢ tt J E o J Y f E O A - O 1 . J � . 00 Yo 6f / Cp� f �ypO os o — � o !p _ J u, o h 0 y04 P C - U13 z ... m �b - a a - = E c E65 F 7 m Z 1 =�adao _ 1 �a 9po rn UOaUoa 5 cl 5